Chief Compliance Officer

0001674343-21-000003.txt : 20210719 0001674343-21-000003.hdr.sgml : 20210719 20210719153137 ACCESSION NUMBER: 0001674343-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210719 DATE AS OF CHANGE: 20210719 EFFECTIVENESS DATE: 20210719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Family Wealth, LLC CENTRAL INDEX KEY: 0001674343 IRS NUMBER: 473192561 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17441 FILM NUMBER: 211097801 BUSINESS ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-627-5220 MAIL ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001674343 XXXXXXXX 06-30-2021 06-30-2021 Mosaic Family Wealth, LLC

1401 SOUTH BRENTWOOD BOULEVARD SUITE 630 ST. LOUIS MO 63144

13F HOLDINGS REPORT 028-17441 N Duncan (Scott) Highmark Chief Compliance Officer (314) 627-5220 Duncan (Scott) Highmark St. Louis MO 07-19-2021 0 166 346378 false INFORMATION TABLE 2 13FMFWQ22021.xml AMAZON COM INC COM Stock 023135106 2780 808 SH SOLE 0 0 808 INVESCO QQQ TRUST ETF 46090E103 525 1482 SH SOLE 0 0 1482 STARBUCKS CORP COM Stock 855244109 323 2886 SH SOLE 0 0 2886 ISHARES GOLD TRUST ETF 464285204 248 7370 SH SOLE 0 0 7370 JOHNSON & JOHNSON COM Stock 478160104 1541 9356 SH SOLE 0 0 9356 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1737 7797 SH SOLE 0 0 7797 COSTCO WHSL CORP NEW COM Stock 22160K105 263 664 SH SOLE 0 0 664 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 320 5796 SH SOLE 0 0 5796 PROCTER AND GAMBLE CO COM Stock 742718109 910 6746 SH SOLE 0 0 6746 COCA COLA CO COM Stock 191216100 537 9928 SH SOLE 0 0 9928 ISHARES MSCI USA SMALL-CAP MULTIFACTOR ETF ETF 46434V290 254 4634 SH SOLE 0 0 4634 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 999 41391 SH SOLE 0 0 41391 AMEREN CORP COM Stock 023608102 650 8125 SH SOLE 0 0 8125 VANGUARD REAL ESTATE ETF ETF 922908553 1894 18608 SH SOLE 0 0 18608 INTEL CORP COM Stock 458140100 570 10154 SH SOLE 0 0 10154 CME GROUP INC COM Stock 12572Q105 214 1005 SH SOLE 0 0 1005 MEDTRONIC PLC SHS Stock G5960L103 424 3414 SH SOLE 0 0 3414 SPDR S&P 500 ETF ETF 78462F103 1913 4470 SH SOLE 0 0 4470 MASTERCARD INCORPORATED CL A Stock 57636Q104 800 2191 SH SOLE 0 0 2191 EMERSON ELEC CO COM Stock 291011104 2194 22799 SH SOLE 0 0 22799 GUGGENHEIM STRATEGIC OPPORTUN COM SBI CEF 40167F101 2894 133465 SH SOLE 0 0 133465 ISHARES TIPS BOND ETF ETF 464287176 473 3699 SH SOLE 0 0 3699 ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF ETF 46435G433 678 17814 SH SOLE 0 0 17814 HANCOCK JOHN PREM DIVID FD COM SH BEN INT CEF 41013T105 613 36163 SH SOLE 0 0 36163 KAYNE ANDERSON ENERGY INFRSTR COM CEF 486606106 202 22738 SH SOLE 0 0 22738 VERIZON COMMUNICATIONS INC COM Stock 92343V104 460 8214 SH SOLE 0 0 8214 PEPSICO INC COM Stock 713448108 1260 8507 SH SOLE 0 0 8507 US BANCORP DEL COM NEW Stock 902973304 1088 19105 SH SOLE 0 0 19105 XCEL ENERGY INC COM Stock 98389B100 690 10479 SH SOLE 0 0 10479 HOME DEPOT INC COM Stock 437076102 535 1676 SH SOLE 0 0 1676 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 273 1377 SH SOLE 0 0 1377 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 697 4205 SH SOLE 0 0 4205 SOUTHERN CO COM Stock 842587107 469 7747 SH SOLE 0 0 7747 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 3802 14005 SH SOLE 0 0 14005 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 3885 37370 SH SOLE 0 0 37370 CENTENE CORP DEL COM Stock 15135B101 3501 48006 SH SOLE 0 0 48006 ISHARES S&P SMALL-CAP FUND ETF 464287804 349 3091 SH SOLE 0 0 3091 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 2000 7195 SH SOLE 0 0 7195 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 813 8547 SH SOLE 0 0 8547 ALPHABET INC CAP STK CL A Stock 02079K305 755 309 SH SOLE 0 0 309 VANGUARD U.S. QUALITY FACTOR ETF ETF 921935706 628 5283 SH SOLE 0 0 5283 VANGUARD U.S. VALUE FACTOR ETF ETF 921935805 673 6742 SH SOLE 0 0 6742 VANGUARD U.S. MOMENTUM FACTOR ETF ETF 921935508 615 4678 SH SOLE 0 0 4678 COMCAST CORP NEW CL A Stock 20030N101 376 6592 SH SOLE 0 0 6592 MICROSOFT CORP COM Stock 594918104 2466 9102 SH SOLE 0 0 9102 VANGUARD U.S. LIQUIDITY FACTOR ETF ETF 921935300 647 5847 SH SOLE 0 0 5847 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 419 1 SH SOLE 0 0 1 BOEING CO COM Stock 097023105 727 3036 SH SOLE 0 0 3036 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 1245 5525 SH SOLE 0 0 5525 VANGUARD MID-CAP INDEX FUND ETF 922908629 1606 6765 SH SOLE 0 0 6765 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 3824 19047 SH SOLE 0 0 19047 NEXTERA ENERGY INC COM Stock 65339F101 1626 22191 SH SOLE 0 0 22191 NIKE INC CL B Stock 654106103 5620 36379 SH SOLE 0 0 36379 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 672 10945 SH SOLE 0 0 10945 TESLA INC COM Stock 88160R101 1462 2152 SH SOLE 0 0 2152 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 261 1055 SH SOLE 0 0 1055 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 405 1015 SH SOLE 0 0 1015 WELLTOWER INC COM REIT 95040Q104 291 3500 SH SOLE 0 0 3500 VANGUARD S&P 500 ETF ETF 922908363 406 1033 SH SOLE 0 0 1033 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 644 4274 SH SOLE 0 0 4274 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 1129 12723 SH SOLE 0 0 12723 VANGUARD RUSSELL 2000 ETF ETF 92206C664 677 7318 SH SOLE 0 0 7318 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 754 6557 SH SOLE 0 0 6557 AMPIO PHARMACEUTICALS INC COM Stock 03209T109 18 11000 SH SOLE 0 0 11000 VANGUARD MORTGAGE-BACKED SECURITIES ETF ETF 92206C771 202 3777 SH SOLE 0 0 3777 ISHARES RUSSELL 2000 ETF ETF 464287655 270 1178 SH SOLE 0 0 1178 OPEN TEXT CORP COM Stock 683715106 260 5117 SH SOLE 0 0 5117 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 572 4034 SH SOLE 0 0 4034 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 922 9547 SH SOLE 0 0 9547 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 286 2897 SH SOLE 0 0 2897 MFS MULTIMARKET INCOME TR SH BEN INT CEF 552737108 1238 198077 SH SOLE 0 0 198077 ISHARES SELECT DIVIDEND ETF ETF 464287168 2014 17269 SH SOLE 0 0 17269 AMERICAN ELEC PWR CO INC COM Stock 025537101 201 2382 SH SOLE 0 0 2382 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 644 5688 SH SOLE 0 0 5688 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 5465 31469 SH SOLE 0 0 31469 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 878 17957 SH SOLE 0 0 17957 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF ETF 25434V203 528 18071 SH SOLE 0 0 18071 ENERGY TRANSFER L P COM UT LTD PTN Stock 29273V100 382 35954 SH SOLE 0 0 35954 ENTERPRISE FINL SVCS CORP COM Stock 293712105 673 14500 SH SOLE 0 0 14500 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 6241 26404 SH SOLE 0 0 26404 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 447 6967 SH SOLE 0 0 6967 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 44766 1192805 SH SOLE 0 0 1192805 INVESCO DYNAMIC MARKET ETF ETF 46137V712 240 1966 SH SOLE 0 0 1966 VISA INC COM CL A Stock 92826C839 333 1423 SH SOLE 0 0 1423 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 956 12656 SH SOLE 0 0 12656 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 2560 34782 SH SOLE 0 0 34782 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 22851 78855 SH SOLE 0 0 78855 VANGUARD VALUE INDEX FUND ETF 922908744 24051 174964 SH SOLE 0 0 174964 VANGUARD GROWTH INDEX FUND ETF 922908736 76157 265533 SH SOLE 0 0 265533 SPIRE INC COM Stock 84857L101 267 3691 SH SOLE 0 0 3691 PHILLIPS 66 COM Stock 718546104 257 2992 SH SOLE 0 0 2992 FACEBOOK INC CL A Stock 30303M102 612 1759 SH SOLE 0 0 1759 SAREPTA THERAPEUTICS INC COM Stock 803607100 336 4319 SH SOLE 0 0 4319 CALAMOS STRATEGIC TOTAL RETURN COM SH BEN INT CEF 128125101 308 16908 SH SOLE 0 0 16908 ISHARES CORE MSCI EAFE ETF ETF 46432F842 323 4312 SH SOLE 0 0 4312 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 407 1381 SH SOLE 0 0 1381 ENBRIDGE INC COM Stock 29250N105 277 6919 SH SOLE 0 0 6919 NVIDIA CORPORATION COM Stock 67066G104 396 494 SH SOLE 0 0 494 ABBVIE INC COM Stock 00287Y109 690 6129 SH SOLE 0 0 6129 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 336 5014 SH SOLE 0 0 5014 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 2953 34385 SH SOLE 0 0 34385 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 505 1622 SH SOLE 0 0 1622 CHURCH & DWIGHT INC COM Stock 171340102 283 3318 SH SOLE 0 0 3318 GENERAL DYNAMICS CORP COM Stock 369550108 272 1447 SH SOLE 0 0 1447 MCDONALDS CORP COM Stock 580135101 1519 6574 SH SOLE 0 0 6574 CISCO SYS INC COM Stock 17275R102 625 11789 SH SOLE 0 0 11789 AT&T INC COM Stock 00206R102 863 29997 SH SOLE 0 0 29997 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 231 2565 SH SOLE 0 0 2565 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 359 3972 SH SOLE 0 0 3972 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 1128 8486 SH SOLE 0 0 8486 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 243 1831 SH SOLE 0 0 1831 ISHARES MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 859 4952 SH SOLE 0 0 4952 ISHARES CORE S&P 500 ETF ETF 464287200 611 1422 SH SOLE 0 0 1422 ONEOK INC NEW COM Stock 682680103 252 4529 SH SOLE 0 0 4529 WELLS FARGO CO NEW COM Stock 949746101 262 5789 SH SOLE 0 0 5789 UNION PAC CORP COM Stock 907818108 686 3120 SH SOLE 0 0 3120 NORTHROP GRUMMAN CORP COM Stock 666807102 205 563 SH SOLE 0 0 563 EDGEWELL PERS CARE CO COM Stock 28035Q102 201 4576 SH SOLE 0 0 4576 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 5617 39978 SH SOLE 0 0 39978 LOCKHEED MARTIN CORP COM Stock 539830109 354 937 SH SOLE 0 0 937 JPMORGAN CHASE & CO COM Stock 46625H100 655 4211 SH SOLE 0 0 4211 CHEVRON CORP NEW COM Stock 166764100 583 5569 SH SOLE 0 0 5569 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 10780 209222 SH SOLE 0 0 209222 BK OF AMERICA CORP COM Stock 060505104 325 7893 SH SOLE 0 0 7893 FLAHERTY & CRUMRINE PFD INCOME COM CEF 33848E106 156 11682 SH SOLE 0 0 11682 WALMART INC COM Stock 931142103 932 6610 SH SOLE 0 0 6610 ORACLE CORP COM Stock 68389X105 234 3004 SH SOLE 0 0 3004 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 405 4752 SH SOLE 0 0 4752 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 6153 113283 SH SOLE 0 0 113283 TEXAS INSTRS INC COM Stock 882508104 377 1960 SH SOLE 0 0 1960 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 765 7297 SH SOLE 0 0 7297 PFIZER INC COM Stock 717081103 1080 27572 SH SOLE 0 0 27572 3M CO COM Stock 88579Y101 544 2739 SH SOLE 0 0 2739 iShares Edge MSCI USA Value Factor ETF ETF 46432F388 262 2493 SH SOLE 0 0 2493 ALPHABET INC CAP STK CL C Stock 02079K107 1604 640 SH SOLE 0 0 640 STIFEL FINL CORP COM Stock 860630102 1035 15964 SH SOLE 0 0 15964 APPLIED MATLS INC COM Stock 038222105 373 2621 SH SOLE 0 0 2621 WILLIAMS COS INC COM Stock 969457100 236 8889 SH SOLE 0 0 8889 CASI PHARMACEUTICALS INC COM Stock 14757U109 27 17500 SH SOLE 0 0 17500 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 728 4705 SH SOLE 0 0 4705 NUVEEN PFD & INCOME OPPORTUNIT COM CEF 67073B106 986 98787 SH SOLE 0 0 98787 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 230 1996 SH SOLE 0 0 1996 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 339 3216 SH SOLE 0 0 3216 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 500 6176 SH SOLE 0 0 6176 ADAMAS PHARMACEUTICALS INC COM Stock 00548A106 482 91314 SH SOLE 0 0 91314 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 2273 27660 SH SOLE 0 0 27660 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 1637 25994 SH SOLE 0 0 25994 PHILIP MORRIS INTL INC COM Stock 718172109 218 2196 SH SOLE 0 0 2196 VANGUARD MEGA CAP ETF ETF 921910873 483 3173 SH SOLE 0 0 3173 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 386 5775 SH SOLE 0 0 5775 REALTY INCOME CORP COM REIT 756109104 1233 18475 SH SOLE 0 0 18475 EXXON MOBIL CORP COM Stock 30231G102 234 3711 SH SOLE 0 0 3711 UNITEDHEALTH GROUP INC COM Stock 91324P102 388 969 SH SOLE 0 0 969 LOWES COS INC COM Stock 548661107 790 4073 SH SOLE 0 0 4073 GLOBAL CORD BLOOD CORPORATION SHS Stock G39342103 66 12275 SH SOLE 0 0 12275 BLACKBERRY LTD COM Stock 09228F103 141 11500 SH SOLE 0 0 11500 ISHARES S&P MIDCAP FUND ETF 464287507 326 1212 SH SOLE 0 0 1212 ISHARES MSCI EAFE ETF ETF 464287465 4210 53370 SH SOLE 0 0 53370 APPLE INC COM Stock 037833100 10272 75003 SH SOLE 0 0 75003 WESTERN ASSET MANAGED MUNS FD COM CEF 95766M105 1128 83244 SH SOLE 0 0 83244 ABBOTT LABS COM Stock 002824100 693 5978 SH SOLE 0 0 5978 DISNEY WALT CO COM Stock 254687106 685 3899 SH SOLE 0 0 3899 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 220 2121 SH SOLE 0 0 2121 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2907 18324 SH SOLE 0 0 18324 SPDR S&P 500 ETF ETF 78462F903 428 1000 SH Call SOLE 0 0 200 SPDR S&P 500 ETF ETF 78462F953 771 1800 SH Put SOLE 0 0 700