CHIEF COMPLIANCE OFFICER

0001674343-20-000002.txt : 20200505 0001674343-20-000002.hdr.sgml : 20200505 20200505154130 ACCESSION NUMBER: 0001674343-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 EFFECTIVENESS DATE: 20200505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Family Wealth, LLC CENTRAL INDEX KEY: 0001674343 IRS NUMBER: 473192561 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17441 FILM NUMBER: 20848642 BUSINESS ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-627-5220 MAIL ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001674343 XXXXXXXX 03-31-2020 03-31-2020 Mosaic Family Wealth, LLC

1401 SOUTH BRENTWOOD BOULEVARD SUITE 630 ST. LOUIS MO 63144

13F HOLDINGS REPORT 028-17441 N Duncan (Scott) Highmark CHIEF COMPLIANCE OFFICER (314) 627-5220 Duncan (Scott) Highmark ST. LOUIS MO 05-05-2020 0 131 197214 false INFORMATION TABLE 2 13MFWQ12020.xml SPDR S&P 500 ETF PUT 78462F953 1341 5200 SH Put SOLE 0 0 5200 SPDR S&P 500 ETF CALL 78462F903 644 2500 SH Call SOLE 0 0 2500 3M CO COM Stock 88579Y101 275 2012 SH SOLE 213 0 1798 ABBOTT LABS COM Stock 002824100 462 5852 SH SOLE 0 0 5852 ABBVIE INC COM Stock 00287Y109 470 6166 SH SOLE 0 0 6165 ADAMAS PHARMACEUTICALS INC COM Stock 00548A106 265 91814 SH SOLE 0 0 91814 ALERIAN MLP ETF ETF 00162Q866 45 13017 SH SOLE 0 0 13017 ALPHABET INC CAP STK CL A Stock 02079K305 274 236 SH SOLE 17 0 219 ALPHABET INC CAP STK CL C Stock 02079K107 609 524 SH SOLE 0 0 524 AMAZON COM INC COM Stock 023135106 1367 701 SH SOLE 172 0 529 AMEREN CORP COM Stock 023608102 575 7892 SH SOLE 171 0 7721 AMERICAN ELEC PWR CO INC COM Stock 025537101 286 3576 SH SOLE 0 0 3576 AMERICAN TOWER CORP NEW COM REIT 03027X100 264 1213 SH SOLE 41 0 1172 APPLE INC COM Stock 037833100 5040 19819 SH SOLE 844 0 18974 AT&T INC COM Stock 00206R102 955 32778 SH SOLE 200 0 32577 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 224 1642 SH SOLE 0 0 1641 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 272 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1343 7347 SH SOLE 490 0 6857 BOEING CO COM Stock 097023105 390 2615 SH SOLE 320 0 2294 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 426 7647 SH SOLE 479 0 7168 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 145 14791 SH SOLE 0 0 14791 CENTENE CORP DEL COM Stock 15135B101 2343 39442 SH SOLE 0 0 39442 CHEVRON CORP NEW COM Stock 166764100 363 5007 SH SOLE 365 0 4642 CHURCH & DWIGHT INC COM Stock 171340102 213 3318 SH SOLE 0 0 3318 CISCO SYS INC COM Stock 17275R102 476 12102 SH SOLE 0 0 12102 COCA COLA CO COM Stock 191216100 338 7631 SH SOLE 487 0 7143 COMCAST CORP NEW CL A Stock 20030N101 233 6779 SH SOLE 362 0 6417 DISNEY WALT CO COM DISNEY Stock 254687106 355 3676 SH SOLE 181 0 3494 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 218 2694 SH SOLE 0 0 2694 EMERSON ELEC CO COM Stock 291011104 1113 23358 SH SOLE 0 0 23357 ENBRIDGE INC COM Stock 29250N105 233 8022 SH SOLE 0 0 8022 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 233 50615 SH SOLE 0 0 50615 ENLINK MIDSTREAM LLC COM UNIT REP LTD Stock 29336T100 14 12279 SH SOLE 0 0 12279 ENTERPRISE FINL SVCS CORP COM Stock 293712105 349 12500 SH SOLE 0 0 12500 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 774 54105 SH SOLE 0 0 54105 EXXON MOBIL CORP COM Stock 30231G102 271 7137 SH SOLE 1005 0 6131 FACEBOOK INC CL A Stock 30303M102 412 2472 SH SOLE 107 0 2365 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 452 3719 SH SOLE 194 0 3525 FLAHERTY & CRUMRIN PFD & INM O COM CEF 33848E106 147 14799 SH SOLE 0 0 14798 GLOBAL CORD BLOOD CORPORATION SHS Stock G39342103 39 12275 SH SOLE 0 0 12275 GUGGENHEIM STRATEGIC OPPORTUNI COM SBI CEF 40167F101 1360 89183 SH SOLE 7716 0 81466 HANCOCK JOHN PREM DIVID FD COM SH BEN INT CEF 41013T105 401 32882 SH SOLE 0 0 32881 HOME DEPOT INC COM Stock 437076102 328 1757 SH SOLE 602 0 1154 INTEL CORP COM Stock 458140100 608 11233 SH SOLE 862 0 10371 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 480 5713 SH SOLE 0 0 5712 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 782 10924 SH SOLE 5143 0 5780 ISHARES CORE MSCI EAFE ETF ETF 46432F842 576 11552 SH SOLE 7011 0 4541 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 432 10683 SH SOLE 4724 0 5958 ISHARES CORE S&P 500 ETF ETF 464287200 742 2872 SH SOLE 100 0 2772 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 720 11598 SH SOLE 3520 0 8078 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF ETF 464286533 267 5681 SH SOLE 739 0 4942 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 2012 37250 SH SOLE 16623 0 20627 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP ETF ETF 46435G433 432 16718 SH SOLE 5306 0 11412 ISHARES EDGE MSCI MULTIFACTOR EMERGING MARKETS ETF ETF 46434G889 218 6358 SH SOLE 1447 0 4911 ISHARES EDGE MSCI MULTIFACTOR INTL ETF ETF 46434V274 267 13162 SH SOLE 2979 0 10183 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 593 5567 SH SOLE 1596 0 3971 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 1090 13450 SH SOLE 2958 0 10491 ISHARES MSCI EAFE ETF ETF 464287465 3168 59258 SH SOLE 2344 0 56913 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2259 14995 SH SOLE 0 0 14994 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2067 20839 SH SOLE 0 0 20839 ISHARES RUSSELL 2000 ETF ETF 464287655 244 2128 SH SOLE 0 0 2128 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 321 2029 SH SOLE 0 0 2028 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 288 3505 SH SOLE 0 0 3505 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 393 3231 SH SOLE 300 0 2930 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 456 7112 SH SOLE 21 0 7090 ISHARES S&P 500 GROWTH ETF ETF 464287309 263 1593 SH SOLE 0 0 1593 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 276 1544 SH SOLE 1483 0 61 ISHARES S&P SMALL-CAP FUND ETF 464287804 420 7476 SH SOLE 1213 0 6263 ISHARES SELECT DIVIDEND ETF ETF 464287168 1306 17757 SH SOLE 0 0 17757 ISHARES TIPS BOND ETF ETF 464287176 464 3932 SH SOLE 0 0 3931 JOHNSON & JOHNSON COM Stock 478160104 1233 9403 SH SOLE 246 0 9157 JPMORGAN CHASE & CO COM Stock 46625H100 316 3515 SH SOLE 210 0 3305 KAYNE ANDERSN MLP MIDS INVT CO COM CEF 486606106 136 37542 SH SOLE 0 0 37541 LOCKHEED MARTIN CORP COM Stock 539830109 237 698 SH SOLE 215 0 483 LOWES COS INC COM Stock 548661107 355 4130 SH SOLE 155 0 3974 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 809 22160 SH SOLE 0 0 22159 MASTERCARD INC CL A Stock 57636Q104 635 2629 SH SOLE 89 0 2540 MCDONALDS CORP COM Stock 580135101 1076 6505 SH SOLE 543 0 5961 MEDTRONIC PLC SHS Stock G5960L103 305 3383 SH SOLE 676 0 2706 MFS MULTIMARKET INCOME TR SH BEN INT CEF 552737108 628 124784 SH SOLE 26392 0 98392 MICROSOFT CORP COM Stock 594918104 1444 9156 SH SOLE 831 0 8324 NEXTERA ENERGY INC COM Stock 65339F101 1339 5566 SH SOLE 361 0 5205 NIKE INC CL B Stock 654106103 2801 33858 SH SOLE 406 0 33452 NUVEEN PFD & INCOME OPPORTUNIT COM CEF 67073B106 445 60643 SH SOLE 0 0 60642 PEPSICO INC COM Stock 713448108 1005 8367 SH SOLE 260 0 8107 PFIZER INC COM Stock 717081103 899 27556 SH SOLE 1021 0 26535 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN Stock 726503105 60 11441 SH SOLE 0 0 11440 PROCTER & GAMBLE CO COM Stock 742718109 739 6723 SH SOLE 257 0 6465 REALTY INCOME CORP COM REIT 756109104 438 8784 SH SOLE 0 0 8783 SAREPTA THERAPEUTICS INC COM Stock 803607100 269 2750 SH SOLE 0 0 2750 SOUTHERN CO COM Stock 842587107 308 5695 SH SOLE 426 0 5269 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78468R622 208 2192 SH SOLE 68 0 2123 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 953 26677 SH SOLE 1601 0 25076 SPDR S&P 500 ETF ETF 78462F103 618 2398 SH SOLE 784 0 1614 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 306 6621 SH SOLE 859 0 5762 SPIRE INC COM Stock 84857L101 264 3546 SH SOLE 0 0 3546 STIFEL FINL CORP COM Stock 860630102 439 10643 SH SOLE 2000 0 8643 TARGA RES CORP COM Stock 87612G101 94 13655 SH SOLE 0 0 13654 TEXAS INSTRS INC COM Stock 882508104 218 2179 SH SOLE 379 0 1800 UNION PAC CORP COM Stock 907818108 459 3256 SH SOLE 289 0 2967 UNITED TECHNOLOGIES CORP COM Stock 913017109 366 3882 SH SOLE 479 0 3402 UNITEDHEALTH GROUP INC COM Stock 91324P102 215 863 SH SOLE 30 0 833 US BANCORP DEL COM NEW Stock 902973304 657 19063 SH SOLE 0 0 19063 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 645 6238 SH SOLE 2605 0 3632 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 2731 81914 SH SOLE 2952 0 78962 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2883 85917 SH SOLE 3454 0 82463 VANGUARD GROWTH INDEX FUND ETF 922908736 45113 287910 SH SOLE 22909 0 265000 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 464 6556 SH SOLE 2070 0 4486 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 244 1153 SH SOLE 1004 0 149 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 225 2516 SH SOLE 0 0 2516 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 1296 10944 SH SOLE 4294 0 6650 VANGUARD MEGA CAP ETF ETF 921910873 289 3173 SH SOLE 3173 0 0 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 6937 54753 SH SOLE 3112 0 51640 VANGUARD MID-CAP INDEX FUND ETF 922908629 933 7090 SH SOLE 2575 0 4515 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 2019 24838 SH SOLE 0 0 24838 VANGUARD REAL ESTATE ETF ETF 922908553 1391 19919 SH SOLE 563 0 19355 VANGUARD S&P 500 ETF ETF 922908363 358 1512 SH SOLE 880 0 632 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 1056 12849 SH SOLE 0 0 12848 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 12725 84664 SH SOLE 5890 0 78773 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 2521 28392 SH SOLE 202 0 28190 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 1519 17797 SH SOLE 0 0 17797 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 813 6308 SH SOLE 846 0 5460 VANGUARD VALUE INDEX FUND ETF 922908744 11387 127858 SH SOLE 4674 0 123183 VERIZON COMMUNICATIONS INC COM Stock 92343V104 362 6740 SH SOLE 0 0 6739 VISA INC COM CL A Stock 92826C839 334 2073 SH SOLE 360 0 1713 WALMART INC COM Stock 931142103 762 6710 SH SOLE 0 0 6709 WESTERN ASSET MANAGED MUNS FD COM CEF 95766M105 797 66640 SH SOLE 0 0 66639 WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT Stock 958669103 43 13226 SH SOLE 0 0 13225 WILLIAMS COS INC COM Stock 969457100 184 12985 SH SOLE 0 0 12985 XCEL ENERGY INC COM Stock 98389B100 634 10517 SH SOLE 0 0 10517 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 30794 1149020 SH SOLE 84914 0 1064105