CHIEF COMPLIANCE OFFICER

0001674343-20-000001.txt : 20200131 0001674343-20-000001.hdr.sgml : 20200131 20200131171627 ACCESSION NUMBER: 0001674343-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 EFFECTIVENESS DATE: 20200131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Family Wealth, LLC CENTRAL INDEX KEY: 0001674343 IRS NUMBER: 473192561 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17441 FILM NUMBER: 20565972 BUSINESS ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-627-5220 MAIL ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001674343 XXXXXXXX 12-31-2019 12-31-2019 Mosaic Family Wealth, LLC

1401 SOUTH BRENTWOOD BOULEVARD SUITE 630 ST. LOUIS MO 63144

13F HOLDINGS REPORT 028-17441 N Duncan (Scott) Highmark CHIEF COMPLIANCE OFFICER (314) 627-5220 Duncan (Scott) Highmark St. Louis MO 01-31-2020 0 157 248394 false INFORMATION TABLE 2 13MFWQ42019.xml AURORA CANNABIS INC COM Stock 05156X108 23 10697 SH SOLE 0 0 10697 GLOBAL CORD BLOOD CORPORATION SHS Stock G39342103 61 12275 SH SOLE 0 0 12275 ENLINK MIDSTREAM LLC COM UNIT REP LTD Stock 29336T100 99 16074 SH SOLE 0 0 16074 CLEARBRIDGE ENERGY MIDSTRM OPP COM CEF 18469P100 106 12553 SH SOLE 0 0 12552 ALERIAN MLP ETF ETF 00162Q866 110 12938 SH SOLE 0 0 12937 FLAHERTY & CRUMRIN PFD & INM O COM CEF 33848E106 181 14721 SH SOLE 0 0 14721 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 199 14617 SH SOLE 0 0 14616 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 202 1055 SH SOLE 848 0 207 ENERGIZER HLDGS INC NEW COM Stock 29272W109 202 4016 SH SOLE 0 0 4016 BP PLC SPONSORED ADR ADR 055622104 204 5399 SH SOLE 0 0 5399 CME GROUP INC COM Stock 12572Q105 205 1022 SH SOLE 1000 0 22 KINDER MORGAN INC DEL COM Stock 49456B101 205 9702 SH SOLE 0 0 9702 CVS HEALTH CORP COM Stock 126650100 208 2804 SH SOLE 0 0 2804 GENERAL DYNAMICS CORP COM Stock 369550108 208 1181 SH SOLE 103 0 1078 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 212 1099 SH SOLE 0 0 1099 iShares Edge MSCI USA Value Factor ETF ETF 46432F388 217 2422 SH SOLE 841 0 1581 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 219 2516 SH SOLE 0 0 2516 AMERICAN EXPRESS CO COM Stock 025816109 219 1760 SH SOLE 201 0 1559 ISHARES EDGE MSCI MULTIFACTOR USA ETF ETF 46434V282 223 6476 SH SOLE 2414 0 4062 BOOKING HLDGS INC COM Stock 09857L108 224 109 SH SOLE 100 0 9 ISHARES RUSSELL TOP 200 VALUE ETF ETF 464289420 226 3858 SH SOLE 3858 0 0 MPLX LP COM UNIT REP LTD Stock 55336V100 229 8999 SH SOLE 0 0 8999 CHURCH & DWIGHT INC COM Stock 171340102 233 3318 SH SOLE 0 0 3318 STARBUCKS CORP COM Stock 855244109 235 2674 SH SOLE 643 0 2030 NORTHWEST NAT HLDG CO COM Stock 66765N105 235 3193 SH SOLE 0 0 3192 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN Stock 726503105 240 13028 SH SOLE 0 0 13027 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78468R622 240 2190 SH SOLE 68 0 2121 ISHARES EDGE MSCI MULTIFACTOR EMERGING MARKETS ETF ETF 46434G889 247 5431 SH SOLE 1909 0 3522 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 250 2740 SH SOLE 0 0 2740 VANGUARD RUSSELL 2000 ETF ETF 92206C664 254 1908 SH SOLE 1908 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 256 657 SH SOLE 173 0 484 ISHARES S&P MIDCAP FUND ETF 464287507 256 1243 SH SOLE 0 0 1242 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 257 5730 SH SOLE 0 0 5730 VANGUARD RUSSELL 3000 ETF ETF 92206C599 275 1880 SH SOLE 1880 0 0 WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT Stock 958669103 276 13993 SH SOLE 0 0 13992 TEXAS INSTRS INC COM Stock 882508104 276 2149 SH SOLE 379 0 1770 BANK AMER CORP COM Stock 060505104 279 7926 SH SOLE 0 0 7926 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 280 1642 SH SOLE 0 0 1641 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 282 1153 SH SOLE 1004 0 149 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 286 1779 SH SOLE 0 0 1779 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 290 1379 SH SOLE 543 0 836 SPIRE INC COM Stock 84857L101 295 3535 SH SOLE 0 0 3535 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 296 7072 SH SOLE 1185 0 5887 UNITEDHEALTH GROUP INC COM Stock 91324P102 302 1028 SH SOLE 70 0 958 ISHARES S&P 500 GROWTH ETF ETF 464287309 312 1613 SH SOLE 0 0 1613 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 313 5311 SH SOLE 0 0 5311 COMCAST CORP NEW CL A Stock 20030N101 324 7213 SH SOLE 612 0 6600 ALPHABET INC CAP STK CL A Stock 02079K305 325 243 SH SOLE 26 0 217 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF ETF 464286533 325 5536 SH SOLE 859 0 4676 WELLS FARGO CO NEW COM Stock 949746101 325 6050 SH SOLE 0 0 6050 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 329 1536 SH SOLE 0 0 1536 AMERICAN ELEC PWR CO INC COM Stock 025537101 337 3561 SH SOLE 0 0 3560 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 340 1 SH SOLE 0 0 1 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 341 2060 SH SOLE 0 0 2060 ENBRIDGE INC COM Stock 29250N105 342 8612 SH SOLE 0 0 8612 ADAMAS PHARMACEUTICALS INC COM Stock 00548A106 346 91314 SH SOLE 0 0 91314 VANGUARD MEGA CAP ETF ETF 921910873 354 3173 SH SOLE 3173 0 0 SAREPTA THERAPEUTICS INC COM Stock 803607100 355 2750 SH SOLE 0 0 2750 ISHARES RUSSELL 2000 ETF ETF 464287655 358 2159 SH SOLE 0 0 2159 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 368 1544 SH SOLE 1483 0 61 3M CO COM Stock 88579Y101 370 2094 SH SOLE 213 0 1881 AMERICAN TOWER CORP NEW COM REIT 03027X100 372 1620 SH SOLE 107 0 1513 SOUTHERN CO COM Stock 842587107 378 5941 SH SOLE 426 0 5515 PHILLIPS 66 COM Stock 718546104 384 3449 SH SOLE 0 0 3449 SPDR S&P 500 ETF ETF 78462F103 411 1278 SH SOLE 614 0 664 VERIZON COMMUNICATIONS INC COM Stock 92343V104 413 6727 SH SOLE 0 0 6727 HOME DEPOT INC COM Stock 437076102 418 1915 SH SOLE 661 0 1253 COCA COLA CO COM Stock 191216100 428 7731 SH SOLE 487 0 7243 VANGUARD S&P 500 ETF ETF 922908363 437 1477 SH SOLE 1130 0 347 MEDTRONIC PLC SHS Stock G5960L103 439 3871 SH SOLE 781 0 3090 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 441 3431 SH SOLE 0 0 3430 WILLIAMS COS INC DEL COM Stock 969457100 441 18572 SH SOLE 0 0 18571 ISHARES TIPS BOND ETF ETF 464287176 453 3886 SH SOLE 0 0 3885 BRISTOL MYERS SQUIBB CO COM Stock 110122108 453 7062 SH SOLE 0 0 7062 VISA INC COM CL A Stock 92826C839 465 2473 SH SOLE 235 0 2238 ISHARES EDGE MSCI MULTIFACTOR INTL ETF ETF 46434V274 467 17278 SH SOLE 5982 0 11296 ABBOTT LABS COM Stock 002824100 485 5588 SH SOLE 0 0 5587 DISNEY WALT CO COM DISNEY Stock 254687106 499 3452 SH SOLE 263 0 3188 JPMORGAN CHASE & CO COM Stock 46625H100 511 3663 SH SOLE 210 0 3453 EXXON MOBIL CORP COM Stock 30231G102 517 7409 SH SOLE 1080 0 6328 LOWES COS INC COM Stock 548661107 517 4315 SH SOLE 242 0 4072 STIFEL FINL CORP COM Stock 860630102 524 8643 SH SOLE 2000 0 6643 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 527 3456 SH SOLE 300 0 3155 CENTENE CORP DEL COM Stock 15135B101 533 8482 SH SOLE 0 0 8482 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 535 3844 SH SOLE 194 0 3650 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 536 5722 SH SOLE 2070 0 3652 FACEBOOK INC CL A Stock 30303M102 548 2672 SH SOLE 158 0 2514 REALTY INCOME CORP COM REIT 756109104 556 7556 SH SOLE 0 0 7555 KAYNE ANDERSN MLP MIDS INVT CO COM CEF 486606106 565 40572 SH SOLE 0 0 40571 TARGA RES CORP COM Stock 87612G101 575 14094 SH SOLE 0 0 14094 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT CEF 41013T105 589 32740 SH SOLE 0 0 32739 UNION PACIFIC CORP COM Stock 907818108 594 3284 SH SOLE 289 0 2995 AMEREN CORP COM Stock 023608102 603 7854 SH SOLE 171 0 7683 CISCO SYS INC COM Stock 17275R102 604 12602 SH SOLE 0 0 12601 UNITED TECHNOLOGIES CORP COM Stock 913017109 604 4031 SH SOLE 555 0 3475 ABBVIE INC COM Stock 00287Y109 608 6863 SH SOLE 0 0 6863 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP ETF ETF 46435G433 615 17351 SH SOLE 5649 0 11702 NUVEEN PFD & INCM OPPORTNYS FD COM CEF 67073B106 632 60428 SH SOLE 0 0 60427 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 649 12069 SH SOLE 5340 0 6728 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 664 7009 SH SOLE 21 0 6988 XCEL ENERGY INC COM Stock 98389B100 668 10517 SH SOLE 0 0 10517 INTEL CORP COM Stock 458140100 671 11209 SH SOLE 862 0 10346 ALPHABET INC CAP STK CL C Stock 02079K107 677 506 SH SOLE 0 0 506 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 706 55061 SH SOLE 0 0 55060 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 742 5912 SH SOLE 1968 0 3943 MFS MULTIMARKET INCOME TR SH BEN INT CEF 552737108 760 124162 SH SOLE 26392 0 97770 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 775 6220 SH SOLE 2605 0 3614 ISHARES CORE MSCI EAFE ETF ETF 46432F842 777 11910 SH SOLE 8034 0 3876 MASTERCARD INC CL A Stock 57636Q104 796 2667 SH SOLE 89 0 2578 ISHARES S&P SMALL-CAP FUND ETF 464287804 797 9505 SH SOLE 3250 0 6254 BOEING CO COM Stock 097023105 805 2472 SH SOLE 200 0 2271 WALMART INC COM Stock 931142103 806 6786 SH SOLE 0 0 6786 ONEOK INC NEW COM Stock 682680103 816 10782 SH SOLE 0 0 10782 CHEVRON CORP NEW COM Stock 166764100 827 6859 SH SOLE 455 0 6403 WESTERN ASST MNGD MUN FD INC COM CEF 95766M105 888 66630 SH SOLE 0 0 66629 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 894 12000 SH SOLE 3814 0 8185 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 1008 8712 SH SOLE 0 0 8712 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1027 6280 SH SOLE 846 0 5432 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 1053 13066 SH SOLE 0 0 13065 PROCTER & GAMBLE CO COM Stock 742718109 1068 8547 SH SOLE 257 0 8290 PFIZER INC COM Stock 717081103 1092 27880 SH SOLE 1021 0 26858 ISHARES CORE S&P 500 ETF ETF 464287200 1093 3380 SH SOLE 0 0 3380 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 1097 11184 SH SOLE 5315 0 5869 AMAZON COM INC COM Stock 023135106 1122 607 SH SOLE 116 0 491 US BANCORP DEL COM NEW Stock 902973304 1143 19270 SH SOLE 0 0 19270 EMERSON ELEC CO COM Stock 291011104 1151 15088 SH SOLE 0 0 15087 PEPSICO INC COM Stock 713448108 1162 8499 SH SOLE 260 0 8238 AT&T INC COM Stock 00206R102 1202 30765 SH SOLE 200 0 30565 MCDONALDS CORP COM Stock 580135101 1294 6550 SH SOLE 543 0 6006 NEXTERA ENERGY INC COM Stock 65339F101 1347 5562 SH SOLE 361 0 5201 MICROSOFT CORP COM Stock 594918104 1370 8687 SH SOLE 901 0 7786 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 1372 13588 SH SOLE 3973 0 9614 JOHNSON & JOHNSON COM Stock 478160104 1377 9443 SH SOLE 246 0 9197 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 1447 17253 SH SOLE 0 0 17253 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 1473 23432 SH SOLE 0 0 23431 GUGGENHEIM STRATEGIC OPP FD COM SBI CEF 40167F101 1556 86040 SH SOLE 7716 0 78323 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 1603 56910 SH SOLE 0 0 56910 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1627 7182 SH SOLE 350 0 6832 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 1752 11851 SH SOLE 5294 0 6557 VANGUARD REAL ESTATE ETF ETF 922908553 1768 19050 SH SOLE 563 0 18486 VANGUARD MID-CAP INDEX FUND ETF 922908629 1775 9963 SH SOLE 4329 0 5634 ISHARES SELECT DIVIDEND ETF ETF 464287168 2213 20949 SH SOLE 0 0 20949 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 2371 19893 SH SOLE 0 0 19893 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2471 18102 SH SOLE 0 0 18101 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 2539 57627 SH SOLE 2550 0 55076 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 2665 40632 SH SOLE 18189 0 22442 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2731 15521 SH SOLE 0 0 15521 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2990 67247 SH SOLE 3454 0 63793 NIKE INC CL B Stock 654106103 3406 33616 SH SOLE 267 0 33348 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 3494 25489 SH SOLE 62 0 25427 ISHARES MSCI EAFE ETF ETF 464287465 4269 61476 SH SOLE 2492 0 58983 APPLE INC COM Stock 037833100 5793 19727 SH SOLE 732 0 18994 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 10515 66224 SH SOLE 4274 0 61950 VANGUARD VALUE INDEX FUND ETF 922908744 13523 112834 SH SOLE 6601 0 106232 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 16663 83861 SH SOLE 5610 0 78250 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 38254 1132432 SH SOLE 81511 0 1050921 VANGUARD GROWTH INDEX FUND ETF 922908736 53537 293886 SH SOLE 24337 0 269548