0001104659-20-035959.txt : 20200319 0001104659-20-035959.hdr.sgml : 20200319 20200319171235 ACCESSION NUMBER: 0001104659-20-035959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200317 FILED AS OF DATE: 20200319 DATE AS OF CHANGE: 20200319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schessel Marc Sanford CENTRAL INDEX KEY: 0001767842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37899 FILM NUMBER: 20729309 MAIL ADDRESS: STREET 1: 4 JACOBS LANE CITY: NEW PALTZ STATE: NY ZIP: 12561 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCWorx Corp. CENTRAL INDEX KEY: 0001674227 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 475412331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127397825 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alliance MMA, Inc. DATE OF NAME CHANGE: 20160510 4 1 tm2013183d3_4.xml OWNERSHIP DOCUMENT X0306 4 2020-03-17 0 0001674227 SCWorx Corp. WORX 0001767842 Schessel Marc Sanford 4 JACOBS LANE NEW PALTZ NY 12561 1 1 1 0 CEO Common Stock, $.001 par value 1032603 D Common Stock, $.001 par value 197820 I See Footnote Restricted Stock Units (common stock) 75000 D Restricted Stock Units (common stock) 25000 D Restricted Stock Units (common stock) 25000 D Restricted Stock Units (common stock) 25000 D Restricted Stock Units (common stock) 2020-03-17 4 A 0 80000 0 A 80000 D Owned of record by Greg Lewis Stivers, Trustee, TSS 2019 Irrevocable Trust. These shares are held in a trust for the benefit of the reporting person's spouse, who is not a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of. Section 16 or for any other purpose. These Restricted stock Units ("RSUs") vest in quarterly installments over three years, commencing August 15, 2019. These RSUs vest only if the Issuer obtains $10M in new recurring revenue on or before 08/15/20. These RSUs vest if and when the Issuer's stock price attains a volume weighted average price ("VWAP") of $20 per share for 15 consecutive trading days. These RSUs vest if and when the Issuer's stock price attains a VWAP of $40 per share for 15 consecutive trading days. The Restricted Stock Units vest in full on 09/17/20. The RSUs were issued to the reporting person as compensation for serving as a director in 2020. /s/ Marc S. Schessel 2020-03-18