Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | State Street Bank and Trust Company |
b. Street 1 | 1 Lincoln Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02111 |
g. Telephone number (including country code if foreign) | 617-786-3000 |
h. Briefly describe the books and records kept at this location:
| Transfer Agent, Custody, Sub-administration and Accounting Records |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Milliman Financial Risk Management LLC |
b. Street 1 | 71 S Wacker Drive |
Street 2 | 31st Floor |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60606 |
g. Telephone number (including country code if foreign) | 312-726-0677 |
h. Briefly describe the books and records kept at this location:
| Sub-Adviser Records |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Foreside Fund Services, LLC |
b. Street 1 | Three Canal Plaza |
Street 2 | 3rd Floor |
c. City | Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 04101 |
g. Telephone number (including country code if foreign) | 207-553-7111 |
h. Briefly describe the books and records kept at this location:
| Underwriter Records |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Transamerica Asset Management, Inc. |
b. Street 1 | 1801 California Street |
Street 2 | Suite 5200 |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80202 |
g. Telephone number (including country code if foreign) | 720-493-4256 |
h. Briefly describe the books and records kept at this location:
| Adviser Records |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Transamerica Fund Services, Inc. |
b. Street 1 | 1801 California Street |
Street 2 | Suite 5200 |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80202 |
g. Telephone number (including country code if foreign) | 720-482-1500 |
h. Briefly describe the books and records kept at this location:
| Administration Records |
a. Open-end management investment company registered under the
Act on Form N-1A
i. Total number of Series of the Registrant | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
1 |
i. Name of the Series | DeltaShares(R) S&P 400 Managed Risk ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
2 |
i. Name of the Series | DeltaShares(R) S&P 600 Managed Risk ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
3 |
i. Name of the Series | DeltaShares(R) S&P EM 100 & Managed Risk ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
4 |
i. Name of the Series | DeltaShares(R) S&P International Managed Risk ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
5 |
i. Name of the Series | DeltaShares(R) S&P 500 Managed Risk ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
b. Closed-end management investment company registered under
the Act on Form N-2
c. Separate account offering variable annuity contracts which
is registered under the Act as a management investment company on
Form N-3
d. Separate account offering variable annuity contracts which
is registered under the Act as a unit investment trust on Form
N-4
e. Small business investment company registered under the Act
on Form N-5
f. Separate account offering variable insurance contracts
which is registered under the Act as a unit investment trust on
Form N-6
g. Unit investment trust registered under the Act on Form
N-8B-2
Director Record:
1 |
a. Full Name | Marijn P. Smit |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-04419 |
File Number Record:
2 |
File Number Record: | 811-07717 |
File Number Record:
3 |
File Number Record: | 811-04556 |
Director Record:
2 |
a. Full Name | Francis J. Enderle |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | James S. Parsons |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |