0001752724-23-058644.txt : 20230316 0001752724-23-058644.hdr.sgml : 20230316 20230316141356 ACCESSION NUMBER: 0001752724-23-058644 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230316 DATE AS OF CHANGE: 20230316 EFFECTIVENESS DATE: 20230316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSAMERICA ETF TRUST CENTRAL INDEX KEY: 0001673996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-23237 FILM NUMBER: 23738308 BUSINESS ADDRESS: STREET 1: 1801 CALIFORNIA STREET STE 5200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-482-8836 MAIL ADDRESS: STREET 1: 1801 CALIFORNIA STREET STE 5200 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Transamerica ETF Trust DATE OF NAME CHANGE: 20160506 0001673996 S000057755 DeltaShares S&P 500 Managed Risk ETF C000186339 DeltaShares S&P 500 Managed Risk ETF DMRL 0001673996 S000057756 DeltaShares S&P 400 Managed Risk ETF C000186340 DeltaShares S&P 400 Managed Risk ETF DMRM 0001673996 S000057757 DeltaShares S&P 600 Managed Risk ETF C000186341 DeltaShares S&P 600 Managed Risk ETF DMRS 0001673996 S000057758 DeltaShares S&P International Managed Risk ETF C000186342 DeltaShares S&P International Managed Risk ETF DMRI 0001673996 S000057759 DeltaShares S&P EM 100 & Managed Risk ETF C000186343 DeltaShares S&P EM 100 & Managed Risk ETF DMRE N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001673996 XXXXXXXX 811-23237 false false false N-1A S000057758 C000186342 S000057755 C000186339 S000057757 C000186341 S000057756 C000186340 S000057759 C000186343 Transamerica ETF Trust 811-23237 0001673996 549300TFK5C2SI3N2391 1801 CALIFORNIA STREET SUITE 5200 DENVER 80202 US-CO US 720-493-4256 State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Transfer Agent, Custody, Sub-administration and Accounting Records Milliman Financial Risk Management LLC 71 S Wacker Drive 31st Floor Chicago 60606 312-726-0677 Sub-Adviser Records Foreside Fund Services, LLC Three Canal Plaza 3rd Floor Portland 04101 207-553-7111 Underwriter Records Transamerica Asset Management, Inc. 1801 California Street Suite 5200 Denver 80202 720-493-4256 Adviser Records Transamerica Fund Services, Inc. 1801 California Street Suite 5200 Denver 80202 720-482-1500 Administration Records N Y N-1A 5 Y Marijn P. Smit N/A Y Francis J. Enderle N/A N James S. Parsons N/A N Francine J. Rosenberger 006170363 1801 California Street, Suite 5200 Denver 80202 XXXXXX N N N N N N Foreside Fund Services, LLC 8-51293 000046106 N/A N N Ernst & Young LLP 42 N/A N N N N N N N true EXEMPT ORDER INFO 2 NCEN_811-23237_75108380_1222.htm transamericaetftrust_liquida.htm - Generated by SEC Publisher for SEC Filing

TRANSAMERICA ETF TRUST

(the “Trust”)

 

Supplement to the Currently Effective Prospectus, Summary Prospectuses

and Statement of Additional Information

 

DeltaShares® S&P 400 Managed Risk ETF

DeltaShares® S&P 500 Managed Risk ETF

DeltaShares® S&P 600 Managed Risk ETF

DeltaShares® S&P International Managed Risk ETF

DeltaShares® S&P EM 100 & Managed Risk ETF

(each, a “Fund” and collectively, the “Funds”)

 

At the recommendation of Transamerica Asset Management, Inc., the Trust’s investment adviser, the Board of Trustees of the Trust has approved the liquidation of each Fund.

 

Each Fund will create and redeem creation units through April 7, 2022 (the “Closing Date”), which will also be the last day of trading of each Fund’s shares on the NYSE Arca, Inc., each Fund’s principal U.S. listing exchange. On or about April 12, 2022 (the “Liquidation Date”), each Fund will cease operations, liquidate its assets, and prepare to distribute proceeds to shareholders of record on the Liquidation Date. Shareholders of record of each Fund remaining on the Liquidation Date will receive cash at the net asset value of their shares as of such date. While Fund shareholders remaining on the Liquidation Date will not incur transaction fees, any liquidation proceeds paid to shareholders should generally be treated as received in exchange for shares and will therefore generally give rise to a capital gain or loss depending on a shareholder’s tax basis. Shareholders should contact their tax adviser to discuss the income tax consequences of the liquidation.

 

Prior to the Closing Date, each Fund will begin liquidating its portfolio. This will result in a Fund not tracking its index and increasing its holdings in cash and/or cash equivalents, which may not be consistent with the Fund’s investment objective and strategy. Shareholders of a Fund may sell their holdings on the NYSE Arca, Inc. on or prior to April 7, 2022. Customary brokerage charges may apply to such transactions. Certain Transamerica-sponsored mutual funds hold a large portion of each Fund’s shares. It is anticipated that these mutual funds will sell their shares in advance of the Closing Date.  From April 8, 2022, through the Liquidation Date, we cannot assure you that there will be a market for your shares.

 

Shareholders can call (866) 846-1800 for additional information.

 

* * *

 

 

 

 

 

Investors Should Retain this Supplement for Future Reference

 

March 9, 2022