0001193125-17-238417.txt : 20170727 0001193125-17-238417.hdr.sgml : 20170727 20170727154503 ACCESSION NUMBER: 0001193125-17-238417 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170727 DATE AS OF CHANGE: 20170727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transamerica ETF Trust CENTRAL INDEX KEY: 0001673996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-38171 FILM NUMBER: 17986088 BUSINESS ADDRESS: STREET 1: 1801 CALIFORNIA STREET STE 5200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-482-4256 MAIL ADDRESS: STREET 1: 1801 CALIFORNIA STREET STE 5200 CITY: DENVER STATE: CO ZIP: 80202 8-A12B 1 d435172d8a12b.htm TRANSAMERICA ETF TRUST Transamerica ETF Trust

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

Transamerica ETF Trust

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   See below
(State of incorporation or organization)   (IRS Employer Identification No.)

1801 California Street

Suite 5200

Denver, Colorado

   80202
(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be registered

  

Name of exchange on which
each class is to be registered

  

I.R.S. Employer
Identification Number

DeltaShares S&P 500 Managed Risk ETF   NYSE Arca, Inc.   82-1176969
DeltaShares S&P 400 Managed Risk ETF   NYSE Arca, Inc.   82-1205935
DeltaShares S&P 600 Managed Risk ETF   NYSE Arca, Inc.   82-1216930
DeltaShares S&P International Managed Risk ETF   NYSE Arca, Inc.   82-1241433

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ☐

Securities Act registration statement file number to which this form relates:

333-216648

Securities to be registered pursuant to Section 12(g) of the Act:

None.

 

 

 

Item 1. Description of Registrant’s Securities to be Registered

A description of the Shares is set forth in Pre-Effective Amendment No. 3 to the Registrant’s Registration Statement on Form N-1A (the “Registration Statement”) (Commission File Nos. 333-216648; 811-23237), which description is incorporated herein by reference as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR Accession No. 0001193125-17-235156 on July 25, 2017. Any amendment or form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the Shares is hereby also incorporated by reference herein.

 

Item 2. Exhibits

 

A. Registrant’s Certificate of Trust, dated May 5, 2016, is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Initial Registration Statement on Form N-1A (File No. 333-216648), as filed with the SEC via EDGAR Accession No. 0001193125-17-079888 on March 13, 2017.

 

B. Registrant’s Declaration of Trust, dated May 5, 2016, is incorporated herein by reference to Exhibit (a)(2) of the Registrant’s Initial Registration Statement on Form N-1A (File No. 333-216648), as filed with the SEC via EDGAR Accession No. 0001193125-17-079888 on March 13, 2017.

 

C. Registrant’s By-laws, dated May 5, 2016, are incorporated herein by reference to Exhibit (b) of Pre-Effective Amendment No. 3 to the Registrant’s Registration Statement on Form N-1A (File No. 333-216648), as filed with the SEC via EDGAR Accession No. 0001193125-17-235156 on July 25, 2017.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  Transamerica ETF Trust
Date: July 27, 2017   By:  

/s/ Tane T. Tyler

   

Tane T. Tyler

Vice President, Associate General Counsel,
Chief Legal Officer and Secretary