0001493152-24-005038.txt : 20240206 0001493152-24-005038.hdr.sgml : 20240206 20240206090017 ACCESSION NUMBER: 0001493152-24-005038 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 20231211 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20240206 DATE AS OF CHANGE: 20240206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lottery.com Inc. CENTRAL INDEX KEY: 0001673481 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 811996183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38508 FILM NUMBER: 24598247 BUSINESS ADDRESS: STREET 1: 20808 STATE HWY 71 W, UNIT B CITY: SPICEWOOD STATE: TX ZIP: 78669 BUSINESS PHONE: (833) 356-8837 MAIL ADDRESS: STREET 1: 20808 STATE HWY 71 W, UNIT B CITY: SPICEWOOD STATE: TX ZIP: 78669 FORMER COMPANY: FORMER CONFORMED NAME: Trident Acquisitions Corp. DATE OF NAME CHANGE: 20160429 8-K/A 1 form8-ka.htm
true 0001673481 0001673481 2023-12-11 2023-12-11 0001673481 LTRY:CommonStockParValue0.001PerShareMember 2023-12-11 2023-12-11 0001673481 LTRY:WarrantsToPurchaseOneShareOfCommonStockEachAtExercisePriceOf230.00Member 2023-12-11 2023-12-11 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K/A

(Amendment No. 1)

 

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 11, 2023

 

Lottery.com Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware   001-38508   No. 81-1996183
(State or Other Jurisdiction
of Incorporation)
 

(Commission

File Number)

  (I.R.S. Employer
Identification No.)

 

20808 State Hwy 71 W, Unit B

Spicewood, Texas

  78669
(Address of Principal Executive Offices)   (Zip Code)

 

(737) 309-4500

(Registrant’s Telephone Number, Including Area Code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Exchange Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.001 per share   LTRY   The Nasdaq Stock Market LLC
Warrants to purchase one share of common stock, each at an exercise price of $230.00   LTRYW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 (a) of the Exchange Act.

 

 

 

 
 

 

EXPLANATORY NOTE

 

On December 18, 2023, the Company filed an 8-K in regards to a placement agent agreement, promissory notes and private placement warrants, (the “Original 8-K”), the Company is amending, revising and supplementing the Original 8-K as follows:

 

Item 1.01. Material Definitive Agreement Amendment and Increase

 

The Offering and Amended Increase

 

On December 6, 2023, the Company entered into a placement agent agreement (the “Placement Agent Agreement”) with Univest Securities, LLC (the “Placement Agent”), whereby the Placement Agent agreed to act as placement agent in connection with the Company’s offering (“Offering”) of units (“Units”) up to $1,000,000; each Unit consisting of a convertible promissory note (each, a “Convertible Note” or collectively, the “Convertible Notes”), and a common stock purchase warrant (each, a “Warrant”, or collectively, the “Warrants”) to purchase shares of common stock of the Company, par value $0.001 per share (the “Common Stock”) which include specific registration rights (“Registration Rights”), directly to one or more investors (each, an “Investor” and, collectively, the “Investors”) through the Placement Agent. On February 1, 2024, the parties agreed to increase the offering amount from $1,000,000 to $5,000,000. All other terms and conditions of the offering remain the same.

 

The Securities shall be offered and sold pursuant to Section 4(a)(2) under the Securities Act of 1933, as amended (the “Securities Act”).

 

The original 8-K is hereby incorporated by this reference as if fully written herein. The Original 8-K can be found at:

 

https://www.sec.gov/ix?doc=/Archives/edgar/data/1673481/000149315223045224/form8-k.htm

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Lottery.com Inc.
     
  By: /s/ Matthew McGahan
  Name: Matthew McGahan
  Title: Chief Executive Officer
     
Date: February 6, 2024    

 

 

 

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Cover
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Amendment Description Amendment No. 1
Document Period End Date Dec. 11, 2023
Entity File Number 001-38508
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Entity Incorporation, State or Country Code DE
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Entity Address, Address Line Two Unit B
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Title of 12(b) Security Common Stock, par value $0.001 per share
Trading Symbol LTRY
Security Exchange Name NASDAQ
Warrants to purchase one share of common stock, each at an exercise price of $230.00  
Title of 12(b) Security Warrants to purchase one share of common stock, each at an exercise price of $230.00
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