0001567619-22-019219.txt : 20221107
0001567619-22-019219.hdr.sgml : 20221107
20221107120225
ACCESSION NUMBER: 0001567619-22-019219
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221103
FILED AS OF DATE: 20221107
DATE AS OF CHANGE: 20221107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hu Fred
CENTRAL INDEX KEY: 0001686100
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37762
FILM NUMBER: 221364426
MAIL ADDRESS:
STREET 1: 28TH FLOOR
STREET 2: 28 HENNESSY ROAD
CITY: ADMIRALTY
STATE: K3
ZIP: 852
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yum China Holdings, Inc.
CENTRAL INDEX KEY: 0001673358
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 812421743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (469)980-2898
MAIL ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: Yum! China Holding, Inc.
DATE OF NAME CHANGE: 20160428
4
1
doc1.xml
FORM 4
X0306
4
2022-11-03
0
0001673358
Yum China Holdings, Inc.
YUMC
0001686100
Hu Fred
15 QUEEN'S ROAD CENTRAL
41ST FLOOR
HONG KONG
K3
none
HONG KONG
1
0
0
0
Common Stock, $0.01 par value
43737
D
Common Stock, $0.01 par value
2022-11-03
4
S
0
3193127
45.125
D
13171651
I
See Footnote
The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. At the request of an ultimate withdrawing limited partner who is not affiliated with the Reporting Person, Pollos Investment sold 3,193,127 shares of common stock of YUM China Holdings, Inc. (the "Transaction") and the proceeds of such sale, after costs and repayment of certain liabilities of Pollos investment, were distributed to such withdrawing limited partner.
The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
/s/ Jonathan Gaines, Attorney-in-Fact
2022-11-07