0001127602-23-008968.txt : 20230306
0001127602-23-008968.hdr.sgml : 20230306
20230306060817
ACCESSION NUMBER: 0001127602-23-008968
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230224
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUANG Duoduo (Howard)
CENTRAL INDEX KEY: 0001968156
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37762
FILM NUMBER: 23707453
MAIL ADDRESS:
STREET 1: YUM CHINA BUILDING
STREET 2: 20 TIAN YAO QIAO ROAD
CITY: SHANGHAI
STATE: F4
ZIP: 200030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yum China Holdings, Inc.
CENTRAL INDEX KEY: 0001673358
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 812421743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 EAST PARK BOULEVARD, SUITE 805
CITY: PLANO
STATE: TX
ZIP: 75074
BUSINESS PHONE: (469)980-2898
MAIL ADDRESS:
STREET 1: 101 EAST PARK BOULEVARD, SUITE 805
CITY: PLANO
STATE: TX
ZIP: 75074
FORMER COMPANY:
FORMER CONFORMED NAME: Yum! China Holding, Inc.
DATE OF NAME CHANGE: 20160428
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2023-02-24
0
0001673358
Yum China Holdings, Inc.
YUMC
0001968156
HUANG Duoduo (Howard)
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD
SHANGHAI
F4
200030
CHINA
1
Chief Supply Chain Officer
Common Stock
277
D
Stock Appreciation Right
21.30
2024-02-05
Common Stock
7076
D
Stock Appreciation Right
21.60
2026-02-05
Common Stock
10408
D
Stock Appreciation Right
22.32
2025-02-06
Common Stock
10225
D
Stock Appreciation Right
26.56
2027-02-10
Common Stock
7638
D
Stock Appreciation Right
40.29
2028-02-09
Common Stock
5785
D
Stock Appreciation Right
42.71
2030-02-07
Common Stock
6438
D
Stock Appreciation Right
50.16
2032-02-10
Common Stock
9645
D
Stock Appreciation Right
57.39
2031-02-05
Common Stock
6411
D
Stock Appreciation Right
41.66
2029-02-07
Common Stock
10479
D
Restricted Stock Unit
Common Stock
907
D
Restricted Stock Unit
Common Stock
6042
D
Restricted Stock Unit
Common Stock
4828
D
Restricted Stock Unit
Common Stock
4828
D
Vested in full.
Vesting occurs 25% per year beginning one year from 02/07/2020.
Vesting occurs 25% per year beginning one year from 02/10/2022.
Vesting occurs 25% per year beginning one year from 02/05/2021.
Vesting occurs 25% per year beginning one year from 02/10/2022.
This grant does not have an expiration date.
Conversion occurs on a one-for-one basis.
Vesting occurs 50% on the second anniversary of 02/10/2022 and the remaining 50% vesting occurs on the third anniversary of 02/10/2022.
Vesting occurs 1/3 per year beginning one year from 2/9/2023.
Vesting occurs 50% on the second anniversary of 02/09/2023 and the remaining 50% vesting occurs on the third anniversary of 02/09/2023.
/s/ Pingping Liu, Power of Attorney
2023-03-06