0001127602-23-008968.txt : 20230306 0001127602-23-008968.hdr.sgml : 20230306 20230306060817 ACCESSION NUMBER: 0001127602-23-008968 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230224 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUANG Duoduo (Howard) CENTRAL INDEX KEY: 0001968156 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 23707453 MAIL ADDRESS: STREET 1: YUM CHINA BUILDING STREET 2: 20 TIAN YAO QIAO ROAD CITY: SHANGHAI STATE: F4 ZIP: 200030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST PARK BOULEVARD, SUITE 805 CITY: PLANO STATE: TX ZIP: 75074 BUSINESS PHONE: (469)980-2898 MAIL ADDRESS: STREET 1: 101 EAST PARK BOULEVARD, SUITE 805 CITY: PLANO STATE: TX ZIP: 75074 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2023-02-24 0 0001673358 Yum China Holdings, Inc. YUMC 0001968156 HUANG Duoduo (Howard) YUM CHINA BUILDING 20 TIAN YAO QIAO ROAD SHANGHAI F4 200030 CHINA 1 Chief Supply Chain Officer Common Stock 277 D Stock Appreciation Right 21.30 2024-02-05 Common Stock 7076 D Stock Appreciation Right 21.60 2026-02-05 Common Stock 10408 D Stock Appreciation Right 22.32 2025-02-06 Common Stock 10225 D Stock Appreciation Right 26.56 2027-02-10 Common Stock 7638 D Stock Appreciation Right 40.29 2028-02-09 Common Stock 5785 D Stock Appreciation Right 42.71 2030-02-07 Common Stock 6438 D Stock Appreciation Right 50.16 2032-02-10 Common Stock 9645 D Stock Appreciation Right 57.39 2031-02-05 Common Stock 6411 D Stock Appreciation Right 41.66 2029-02-07 Common Stock 10479 D Restricted Stock Unit Common Stock 907 D Restricted Stock Unit Common Stock 6042 D Restricted Stock Unit Common Stock 4828 D Restricted Stock Unit Common Stock 4828 D Vested in full. Vesting occurs 25% per year beginning one year from 02/07/2020. Vesting occurs 25% per year beginning one year from 02/10/2022. Vesting occurs 25% per year beginning one year from 02/05/2021. Vesting occurs 25% per year beginning one year from 02/10/2022. This grant does not have an expiration date. Conversion occurs on a one-for-one basis. Vesting occurs 50% on the second anniversary of 02/10/2022 and the remaining 50% vesting occurs on the third anniversary of 02/10/2022. Vesting occurs 1/3 per year beginning one year from 2/9/2023. Vesting occurs 50% on the second anniversary of 02/09/2023 and the remaining 50% vesting occurs on the third anniversary of 02/09/2023. /s/ Pingping Liu, Power of Attorney 2023-03-06