0001127602-21-025582.txt : 20210920 0001127602-21-025582.hdr.sgml : 20210920 20210920125234 ACCESSION NUMBER: 0001127602-21-025582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210916 FILED AS OF DATE: 20210920 DATE AS OF CHANGE: 20210920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chan Joseph CENTRAL INDEX KEY: 0001778809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 211262609 MAIL ADDRESS: STREET 1: YUM CHINA BUILDING STREET 2: 20 TIAN YAO QIAO ROAD CITY: SHANGHAI STATE: F4 ZIP: 200030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (469)980-2898 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-09-16 0001673358 Yum China Holdings, Inc. YUMC 0001778809 Chan Joseph YUM CHINA BUILDING 20 TIAN YAO QIAO ROAD SHANGHAI F4 200030 CHINA 1 Chief Legal Officer Restricted Stock Unit 2021-09-16 4 A 0 7 0 A Common Stock 7 3551 D Restricted Stock Unit 2021-09-16 4 A 0 56 0 A Common Stock 56 26292 D Conversion occurs on a one-for-one basis. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. This grant does not have an expiration date. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. /s/ Pingping Liu, Power of Attorney 2021-09-20