0001127602-20-024743.txt : 20200904 0001127602-20-024743.hdr.sgml : 20200904 20200904073239 ACCESSION NUMBER: 0001127602-20-024743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200903 FILED AS OF DATE: 20200904 DATE AS OF CHANGE: 20200904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chan Joseph CENTRAL INDEX KEY: 0001778809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 201160620 MAIL ADDRESS: STREET 1: YUM CHINA BUILDING STREET 2: 20 TIAN YAO QIAO ROAD CITY: SHANGHAI STATE: F4 ZIP: 200030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (469)980-2898 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-09-03 0001673358 Yum China Holdings, Inc. YUMC 0001778809 Chan Joseph YUM CHINA BUILDING 20 TIAN YAO QIAO ROAD SHANGHAI F4 200030 CHINA 1 Chief Legal Officer Common Stock 2020-09-03 4 M 0 3419 55.92 A 3419 D Common Stock 2020-09-03 4 F 0 1063 55.92 D 2356 D Restricted Stock Unit 2020-09-03 4 M 0 3419 0 D Common Stock 3419 6945 D Conversion occurs on a one-for-one basis. Vesting occurs 1/3 per year beginning one year from 9/3/2019. This grant does not have an expiration date. /s/ Pingping Liu, Power of Attorney 2020-09-04