0001127602-20-008717.txt : 20200303
0001127602-20-008717.hdr.sgml : 20200303
20200303061544
ACCESSION NUMBER: 0001127602-20-008717
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200227
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zhang Leila
CENTRAL INDEX KEY: 0001804578
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37762
FILM NUMBER: 20679890
MAIL ADDRESS:
STREET 1: YUM CHINA BUILDING
STREET 2: 20 TIAN YAO QIAO ROAD
CITY: SHANGHAI
STATE: F4
ZIP: 200030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yum China Holdings, Inc.
CENTRAL INDEX KEY: 0001673358
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 812421743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (469)980-2898
MAIL ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: Yum! China Holding, Inc.
DATE OF NAME CHANGE: 20160428
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2020-02-27
0
0001673358
Yum China Holdings, Inc.
YUMC
0001804578
Zhang Leila
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD
SHANGHAI
F4
200030
CHINA
1
Chief Technology Officer
Common Stock
2634
D
Restricted Stock Unit
Common Stock
3806
D
Restricted Stock Unit
Common Stock
3640
D
Stock Appreciation Right
19.00
2023-02-06
Common Stock
1823
D
Stock Appreciation Right
21.30
2024-02-05
Common Stock
7534
D
Stock Appreciation Right
22.32
2025-02-06
Common Stock
15222
D
Stock Appreciation Right
21.06
2026-02-05
Common Stock
13876
D
Stock Appreciation Right
26.56
2027-02-10
Common Stock
20492
D
Stock Appreciation Right
40.29
2028-02-09
Common Stock
11094
D
Stock Appreciation Right
41.66
2029-02-07
Common Stock
11166
D
Stock Appreciation Right
42.71
2030-02-07
Common Stock
15714
D
Vesting occurs 100% on the third anniversary of the grant date.
This grant does not have an expiration date.
Conversion occurs on a one-for-one basis.
Vested in full.
Vesting occurs 25% per year beginning one year from 02/10/2017.
Vesting occurs 25% per year beginning one year from from 02/09/2018.
Vesting occurs 25% per year beginning one year from 02/07/2019.
Vesting occurs 25% per year beginning one year from 02/07/2020.
/s/ Pingping Liu, Power of Attorney
2020-03-03
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POA
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints each of Pingping
Liu, Ruonan You and Yuan-yuan Yeh Chen signing singly, the undersigned's true
and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of Yum China Holdings, Inc.
(the "Company"), Form 144 in under Rule 144 of the Securities Act of 1933 and
Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange
Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 144, 3, 4,
or 5, complete and execute any amendment or amendments thereto, and timely
file such form with the United States Securities and Exchange Commission and
any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it
being understood that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of Attorney shall be in
such form and shall contain such terms and conditions as such attorney-in-
fact may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power
of substitution or revocation, hereby ratifying and confirming all that
such attorney-in-fact, or such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this power of attorney
and the rights and powers herein granted. The undersigned acknowledges that
the foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934 or Rule 144 of the Securities Act of 1933.
This Power of Attorney shall remain in full force and effect until the
undersigned no longer is required to file Forms 144, 3, 4, and 5 and with
respect to the undersigned's holdings of and transactions in securities issued
by the Company unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 18th day of February, 2020.
/s/Leila Zhang