0001127602-19-021897.txt : 20190618 0001127602-19-021897.hdr.sgml : 20190618 20190618064243 ACCESSION NUMBER: 0001127602-19-021897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190617 FILED AS OF DATE: 20190618 DATE AS OF CHANGE: 20190618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Alice H CENTRAL INDEX KEY: 0001686224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 19902619 MAIL ADDRESS: STREET 1: 11F-20F, 2 GRAND GATEWAY STREET 2: 3 HONGQIAO ROAD CITY: SHANGHAI STATE: F4 ZIP: 200030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (469)980-2898 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-06-17 0001673358 Yum China Holdings, Inc. YUMC 0001686224 Wang Alice H YUM CHINA BUILDING 20 TIAN YAO QIAO ROAD SHANGHAI F4 200030 CHINA 1 Chief Public Affairs Officer Restricted Stock Unit 2019-06-17 4 A 0 6 0 A Common Stock 6 2360 D Restricted Stock Unit 2019-06-17 4 A 0 11 0 A Common Stock 11 3784 D Restricted Stock Unit 2019-06-17 4 A 0 10 0 A Common Stock 10 3621 D Conversion occurs on a one-for-one basis. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. This grant does not have an expiration date. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. /s/ Pingping Liu, Power of Attorney 2019-06-18