0001127602-17-014766.txt : 20170417 0001127602-17-014766.hdr.sgml : 20170417 20170417081548 ACCESSION NUMBER: 0001127602-17-014766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170413 FILED AS OF DATE: 20170417 DATE AS OF CHANGE: 20170417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (888)298-6986 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chu Mark CENTRAL INDEX KEY: 0001685842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 17763597 MAIL ADDRESS: STREET 1: 11F-20F, 2 GRAND GATEWAY STREET 2: 3 HONGQIAO ROAD CITY: SHANGHAI STATE: F4 ZIP: 200030 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-04-13 0001673358 Yum China Holdings, Inc. YUMC 0001685842 Chu Mark 16/F TWO GRAND GATEWAY 3 HONG QIAO ROAD SHANGHAI F4 200030 CHINA 1 Senior Advisor to CEO Common Stock 2017-04-13 4 M 0 30000 14.88 A 32855 D Common Stock 2017-04-13 4 D 0 13528 33.00 D 19327 D Common Stock 2017-04-13 4 S 0 16472 33.00 D 2855 D Stock Appreciation Right 14.88 2017-04-13 4 M 0 30000 0 D 2021-02-04 Common Stock 30000 60602 D Vested in full. /s/ Pingping Liu, Power of Attorney 2017-04-14