Delaware | 85-3383487 | |||||||
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
18105 SE Mill Plain Blvd Vancouver, WA | 98683 | |||||||
(Address of Principal Executive Offices) | (Zip Code) |
Kingsley Taft Maggie Wong Goodwin Procter LLP Three Embarcadero Center, Floor 28 San Francisco, CA 94111 (415) 733-6000 | Sarah Korman Chief Legal Officer Absci Corporation 18105 SE Mill Plain Blvd Vancouver, WA 98683 (360) 949-1041 |
Large accelerated filer | ☐ | Accelerated filer | ☐ | ||||||||
Non-accelerated filer | ☒ | Smaller reporting company | ☒ | ||||||||
Emerging growth company | ☒ |
Item 8. | Exhibits. |
Exhibit No. | Description | |||||||
4.1 | ||||||||
4.2 | ||||||||
4.3 | ||||||||
4.4 | ||||||||
5.1* | ||||||||
23.1* | ||||||||
23.2* | ||||||||
24.1* | ||||||||
99.1 | ||||||||
99.2 | ||||||||
107* |
* | Filed herewith. |
ABSCI CORPORATION | ||||||||||||||
By: | /s/ Sean McClain | |||||||||||||
Name: | Sean McClain | |||||||||||||
Title: | Founder and CEO |
NAME | TITLE | DATE | ||||||||||||
/s/ Sean McClain | Founder, CEO and Director (Principal Executive Officer) | March 30, 2023 | ||||||||||||
Sean McClain | ||||||||||||||
/s/ Gregory Schiffman | Chief Financial Officer (Principal Financial Officer) | March 30, 2023 | ||||||||||||
Gregory Schiffman | ||||||||||||||
/s/ Todd Bedrick | Senior Vice President, Chief Accounting Officer (Principal Accounting Officer) | March 30, 2023 | ||||||||||||
Todd Bedrick | ||||||||||||||
/s/ Ivana Magovcevic-Liebisch | Chairperson of the Board and Director | March 30, 2023 | ||||||||||||
Ivana Magovcevic-Liebisch, Ph.D. | ||||||||||||||
/s/ Zachariah Jonasson | Director | March 30, 2023 | ||||||||||||
Zachariah Jonasson, Ph.D. | ||||||||||||||
/s/ Karen McGinnis | Director | March 30, 2023 | ||||||||||||
Karen McGinnis, C.P.A. | ||||||||||||||
/s/ Amrit Nagpal | Director | March 30, 2023 | ||||||||||||
Amrit Nagpal | ||||||||||||||
/s/ Daniel Rabinovitsj | Director | March 30, 2023 | ||||||||||||
Daniel Rabinovitsj | ||||||||||||||
/s/ Joseph Sirosh | Director | March 30, 2023 | ||||||||||||
Joseph Sirosh, Ph.D. | ||||||||||||||
Security Type | Security Class Title | Fee Calculation Rule | Amount Registered(1) | Proposed Maximum Offering Price Per Share | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Equity | Common Stock, $0.0001 par value per share | Rule 457(c) and Rule 457(h)(1) | 4,620,555(3) | $1.70(2) | $7,854,943.50 | $0.0001102 | $865.61 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Equity | Common Stock, $0.0001 par value per share | Rule 457(c) and Rule 457(h)(1) | 924,111(4) | $1.45(5) | $1,339,960.95 | $0.0001102 | $147.66 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Offering Amounts | $9,194,904.45 | $0.0001102 | $1,013.28 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets | $0 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $1,013.28 |
(1) | Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of common stock which become issuable under the above-named plans by reason of any stock dividend, stock split, recapitalization or any other similar transaction effected without the receipt of consideration which results in an increase in the number of our outstanding shares of common stock. Pursuant to Rule 416(c) under the Securities Act, this Registration Statement shall also cover an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plans described herein. | ||||
(2) | Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) and (h)(1) of the Securities Act, and based on $1.70, the average of the high and low sale prices of the of the Registrant’s common stock as reported on the Nasdaq Global Select Market on March 29, 2023. | ||||
(3) | Represents an automatic increase to the number of shares available for issuance under the Registrant’s 2021 Stock Option and Incentive Plan (the “2021 Plan”) effective as of January 1, 2023. Shares available for issuance under the 2021 Plan were previously registered on Form S-8 filed with the Securities and Exchange Commission on July 28, 2021 (Registration No. 333-258209) and March 22, 2022 (Registration No. 333-263772). | ||||
(4) | Represents an automatic increase to the number of shares available for issuance under the Registrant’s 2021 Employee Stock Purchase Plan (the “ESPP”) effective as of January 1, 2023. Shares available for issuance under the ESPP were previously registered on Form S-8 filed with the Securities and Exchange Commission on July 28, 2021 (Registration No. 333-258209). | ||||
(5) | Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(a) of the Securities Act, and based on 85% of $1.70, the average of the high and low sale prices of the of the Registrant’s common stock as reported on the Nasdaq Global Select Market on March 29, 2023. Pursuant to the 2021 ESPP, the purchase price of the shares of common stock reserved for issuance thereunder will be 85% of the fair market value of a share of common stock on the first trading day of the offering period or on the exercise date, whichever is lower. |
Very truly yours, | ||
/s/ Goodwin Procter LLP | ||
GOODWIN PROCTER LLP |