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Preliminary
Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by
Rule 14a-6(e)(2))
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Definitive
Proxy Statement
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Definitive
Additional Materials
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Soliciting
Material under to § 240.14a-12
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Yuma Energy, Inc.
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(Name
of Registrant as Specified in Its Charter)
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No fee
required
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Fee
computed on table below per Exchange Act Rules 14a-6(i)(1) and
0-11
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(1)
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Title
of each class of securities to which transaction
applies:
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(2)
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Aggregate
number of securities to which transaction applies:
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(3)
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Per
unit price or other underlying value of transaction computed
pursuant to Exchange Act Rule 0-11 (set forth the amount on which
the filing fee is calculated and state how it was
determined):
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(4)
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Proposed
maximum aggregate value of transaction:
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(5)
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Total
fee paid:
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Fee
paid previously with preliminary materials.
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Check
box if any part of the fee is offset as provided by Exchange Act
Rule 0-11(a)(2) and identify the filing for which the
offsetting fee was paid previously. Identify the previous filing by
registration statement number, or the Form or Schedule and the date
of its filing.
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(1)
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Amount
Previously Paid:
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(2)
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Form,
Schedule or Registration Statement No.:
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(3)
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Filing
Party:
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(4)
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Date
Filed:
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YUMA
ENERGY, INC.
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CONTROL ID:
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REQUEST ID:
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IMPORTANT NOTICE REGARDING THE
AVAILABILITY OF PROXY MATERIALS
FOR THE ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON JUNE 12,
2019
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DATE:
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JUNE
12, 2019
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TIME:
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9:00 AM
CENTRAL DAYLIGHT TIME
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LOCATION:
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1177
WEST LOOP SOUTH, SUITE 1825, HOUSTON, TEXAS 77027
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HOW TO REQUEST PAPER COPIES OF OUR PROXY MATERIALS
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PHONE:
Call toll free
1-866-752-8683
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INTERNET:
https://www.iproxydirect.com/YUMA
and follow the on-screen
instructions.
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EMAIL:
proxy@iproxydirect.com
Include your Control ID in your
email.
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This communication represents only an
overview of the more complete proxy materials that are available to
you on the Internet. We encourage you to access and review all of
the important information contained in the proxy materials before
voting. The Notice of Meeting, 2019 Proxy Statement, Form of Proxy
Card, and Annual Report on Form 10-K for the fiscal year ended
December 31, 2018 are available at: https://www.iproxydirect.com/YUMA
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If you want to receive a paper copy of the proxy materials you must
request one. There is no charge to you for requesting a copy. To
facilitate timely delivery please make the request, as instructed
above, before May 27,
2019.
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DIRECTIONS TO THE 2019 ANNUAL MEETING OF STOCKHOLDERS:
FROM GEORGE BUSH INTERCONTINENTAL AIRPORT TO YUMA’S
OFFICES:
TAKE INTERSTATE 69 SOUTH. TAKE EXIT FOR INTERSTATE 610 AND HEAD
WEST. TAKE EXIT 9B FROM INTERSTATE 610 TOWARD WEST LOOP SOUTH.
DRIVE TO 1177 WEST LOOP SOUTH. SELF-PARKING IS AVAILABLE IN THE
PARKING GARAGE NEXT TO THE BUILDING.
FROM HOUSTON WILLIAM P. HOBBY AIRPORT TO YUMA’S
OFFICES:
TAKE INTERSTATE 45 NORTH. TAKE EXIT FOR INTERSTATE 610 AND HEAD
WEST. TAKE EXIT 9 FROM INTERSTATE 610 TOWARD WEST LOOP SOUTH. MERGE
ONTO WEST LOOP SOUTH. PROCEED TO 1177 WEST LOOP SOUTH. SELF-PARKING
IS AVAILABLEA IN THE PARKING GARAGE NEXT TO THE
BUILDING.
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the purposes of this meeting are as follows:
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1.
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1.
To
elect one director to our board of directors to serve for a one
year term and until his successor is duly elected and
qualified;
2.
Approval,
by a non-binding advisory vote, of the executive compensation of
the named executive officers of Yuma.
3.
To
approve and adopt an amendment to our amended and restated
certificate of incorporation to effect, at the discretion of our
Board of Directors (with the effectiveness or abandonment of such
amendment to be determined by the Board of Directors) a reverse
stock split of our shares of common stock issued and outstanding or
reserved for issuance, at an exchange ratio of not less than
1-for-10 and not greater than 1-for-25, such exchange ratio to be
determined by our Board of Directors at its sole discretion;
and
4.
Transaction
of such other matters as may properly come before the annual
meeting or any adjournments or postponements of the annual
meeting.
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Pursuant to Securities and Exchange Commission rules, you are
receiving this Notice that the proxy materials for the Annual
Meeting are available on the Internet. Follow the instructions
above to view the materials and vote or request printed
copies.
The board of directors has fixed the close of business on April 26,
2019 as the record date for the determination of stockholders
entitled to receive notice of the Annual Meeting and to vote the
shares of our common stock, $0.001 par value per share, and our
Series D Convertible Preferred Stock, $0.001 par value per share,
they held on that date at the meeting or any postponement or
adjournment of the meeting.
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The Board of Directors recommends that you vote “FOR”
the individual nominated for election to the board of directors on
Proposal 1, and “FOR” Proposals 2, 3, and
4.
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you may access the form of proxy and
enter your voting instructions at https://www.iproxydirect.com/YUMA until
11:59 pm eastern time on June 11, 2019.
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Please note - This is not a Proxy Card - you cannot vote by
returning this Notice
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