The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 3,970 | 15,200 | SH | Put | DFND | 15,200 | 0 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 242 | 484 | SH | SOLE | 484 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 281 | 1,028 | SH | DFND | 1,028 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 410 | 1,500 | SH | Put | DFND | 1,500 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 974 | 6,601 | SH | DFND | 6,601 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 3,880 | 26,300 | SH | Put | DFND | 26,300 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 768 | 3,301 | SH | SOLE | 3,301 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 5,504 | 10,300 | SH | Put | DFND | 10,300 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 811 | 463 | SH | SOLE | 463 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 801 | 246 | SH | SOLE | 246 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 287 | 4,100 | SH | Call | DFND | 4,100 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 287 | 4,100 | SH | Put | DFND | 4,100 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,191 | 8,976 | SH | DFND | 8,976 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 5,308 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 7,316 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 1,387 | 7,873 | SH | DFND | 7,873 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 4,405 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 2,152 | 9,950 | SH | DFND | 9,950 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 426 | 4,573 | SH | DFND | 4,573 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 932 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 568 | 2,200 | SH | DFND | 2,200 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 644 | 893 | SH | DFND | 893 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 722 | 1,000 | SH | Call | DFND | 1,000 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 5,412 | 7,500 | SH | Put | DFND | 7,500 | 0 | 0 | |
BOEING CO | COM | 097023105 | 1,425 | 6,655 | SH | DFND | 6,655 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 5,352 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 201 | 5,600 | SH | DFND | 5,600 | 0 | 0 | ||
BOYD GAMING CORP | COM | 103304101 | 1,601 | 37,300 | SH | Put | DFND | 37,300 | 0 | 0 | |
BOYD GAMING CORP | COM | 103304101 | 1,571 | 36,600 | SH | Call | DFND | 36,600 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 6,230 | 95,000 | SH | Call | DFND | 95,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 9,837 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
CARVANA CO | CL A | 146869102 | 735 | 3,069 | SH | DFND | 3,069 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 2,994 | 12,500 | SH | Put | DFND | 12,500 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 2,496 | 29,554 | SH | DFND | 29,554 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 2,956 | 35,000 | SH | Call | DFND | 35,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 16,890 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
CIENA CORP | COM NEW | 171779309 | 370 | 7,009 | SH | DFND | 7,009 | 0 | 0 | ||
CIENA CORP | COM NEW | 171779309 | 4,228 | 80,000 | SH | Put | DFND | 80,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 356 | 5,779 | SH | DFND | 5,779 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 9,249 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 1,170 | 17,125 | SH | DFND | 17,125 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 3,415 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 1,310 | 11,000 | SH | Put | DFND | 11,000 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 213 | 1,786 | SH | DFND | 1,786 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 1,157 | 4,300 | SH | Call | DFND | 4,300 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 1,157 | 4,300 | SH | Put | DFND | 4,300 | 0 | 0 | |
DISCOVER FINL SVCS | COM | 254709108 | 2,453 | 27,100 | SH | Call | DFND | 27,100 | 0 | 0 | |
DISCOVER FINL SVCS | COM | 254709108 | 12,710 | 140,400 | SH | Put | DFND | 140,400 | 0 | 0 | |
DUPONT DE NEMOURS INC | COM | 26614N102 | 299 | 4,200 | SH | Call | DFND | 4,200 | 0 | 0 | |
DUPONT DE NEMOURS INC | COM | 26614N102 | 6,443 | 90,600 | SH | Put | DFND | 90,600 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 531 | 4,417 | SH | DFND | 4,417 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 2,511 | 20,900 | SH | Put | DFND | 20,900 | 0 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 282 | 3,088 | SH | DFND | 3,088 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 380 | 1,391 | SH | SOLE | 1,391 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 6,491 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 5,760 | 138,317 | SH | SOLE | 138,317 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,245 | 45,071 | SH | SOLE | 45,071 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,491 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 7,473 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 265 | 1,683 | SH | SOLE | 1,683 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 12,841 | 80,000 | SH | Put | DFND | 80,000 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 378 | 1,059 | SH | SOLE | 1,059 | 0 | 0 | ||
MCCORMICK & CO INC | COM NON VTG | 579780206 | 210 | 2,200 | SH | Call | DFND | 2,200 | 0 | 0 | |
MCCORMICK & CO INC | COM NON VTG | 579780206 | 210 | 2,200 | SH | Put | DFND | 2,200 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 901 | 4,049 | SH | SOLE | 4,049 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 2,385 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 4,913 | 30,900 | SH | Put | DFND | 30,900 | 0 | 0 | |
PARKER-HANNIFIN CORP | COM | 701094104 | 681 | 2,500 | SH | Call | DFND | 2,500 | 0 | 0 | |
PARKER-HANNIFIN CORP | COM | 701094104 | 681 | 2,500 | SH | Put | DFND | 2,500 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 8,722 | 93,600 | SH | Put | DFND | 93,600 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 2,323 | 24,927 | SH | DFND | 24,927 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 384 | 1,640 | SH | SOLE | 1,640 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 7,026 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 8,884 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 234 | 1,683 | SH | DFND | 1,683 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 5,566 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 6,957 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 2,905 | 19,068 | SH | DFND | 19,068 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 7,617 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 483 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 766 | 21,800 | SH | Put | DFND | 21,800 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 209 | 940 | SH | SOLE | 940 | 0 | 0 | ||
SEA LTD | SPONSORD ADS | 81141R100 | 3,404 | 17,100 | SH | DFND | 17,100 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,592 | 35,922 | SH | DFND | 35,922 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 93,470 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |
SPLUNK INC | COM | 848637104 | 2,960 | 17,421 | SH | DFND | 17,421 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 3,398 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 1,085 | 4,987 | SH | DFND | 4,987 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 5,441 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 3,571 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 16,374 | 91,700 | SH | Put | DFND | 91,700 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 3,713 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 7,426 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 463 | 2,624 | SH | DFND | 2,624 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 4,660 | 26,400 | SH | Put | DFND | 26,400 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 14,113 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 332 | 712 | SH | SOLE | 712 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 5,100 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 563 | 11,041 | SH | DFND | 11,041 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 284 | 1,688 | SH | DFND | 1,688 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 11,788 | 70,000 | SH | Put | DFND | 70,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 561 | 1,600 | SH | DFND | 1,600 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 496 | 2,100 | SH | DFND | 2,100 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 488 | 2,233 | SH | SOLE | 2,233 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 1,985 | 11,000 | SH | Call | DFND | 11,000 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 1,985 | 11,000 | SH | Put | DFND | 11,000 | 0 | 0 | |
WIX COM LTD | SHS | M98068105 | 893 | 3,573 | SH | DFND | 3,573 | 0 | 0 | ||
WIX COM LTD | SHS | M98068105 | 5,349 | 21,400 | SH | Put | DFND | 21,400 | 0 | 0 | |
YANDEX N V | SHS CLASS A | N97284108 | 1,287 | 18,500 | SH | Put | DFND | 18,500 | 0 | 0 | |
ZSCALER INC | COM | 98980G102 | 8,987 | 45,000 | SH | Put | DFND | 45,000 | 0 | 0 |