0001209191-21-039071.txt : 20210608
0001209191-21-039071.hdr.sgml : 20210608
20210608212201
ACCESSION NUMBER: 0001209191-21-039071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210604
FILED AS OF DATE: 20210608
DATE AS OF CHANGE: 20210608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOBEJDA SUSAN
CENTRAL INDEX KEY: 0001755875
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37879
FILM NUMBER: 211003805
MAIL ADDRESS:
STREET 1: 130 EAST RANDOLPH STREET, 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trade Desk, Inc.
CENTRAL INDEX KEY: 0001671933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 271887399
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
BUSINESS PHONE: (805) 585-3434
MAIL ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-04
1
0001671933
Trade Desk, Inc.
TTD
0001755875
VOBEJDA SUSAN
C/O THE TRADE DESK, INC.
42 NORTH CHESTNUT ST.
VENTURA
CA
93001
0
1
0
0
Chief Marketing Officer
Class A Common Stock
2021-06-04
4
M
0
5262
48.00
A
29001
D
Class A Common Stock
2021-06-04
4
S
0
2215
575.66
D
26786
D
Class A Common Stock
2021-06-04
4
S
0
1655
576.64
D
25131
D
Class A Common Stock
2021-06-04
4
S
0
1333
577.26
D
23798
D
Class A Common Stock
2021-06-04
4
S
0
59
578.50
D
23739
D
Class A Common Stock
2021-06-04
4
M
0
4380
142.45
A
28119
D
Class A Common Stock
2021-06-04
4
S
0
2856
576.16
D
25263
D
Class A Common Stock
2021-06-04
4
S
0
1316
577.19
D
23947
D
Class A Common Stock
2021-06-04
4
S
0
208
578.49
D
23739
D
Class A Common Stock
2021-06-04
4
M
0
2469
263.34
A
26208
D
Class A Common Stock
2021-06-04
4
S
0
703
577.68
D
25505
D
Class A Common Stock
2021-06-04
4
S
0
1494
578.35
D
24011
D
Class A Common Stock
2021-06-04
4
S
0
272
580.00
D
23739
D
Class A Common Stock
2021-06-04
4
M
0
2428
300.01
A
26167
D
Class A Common Stock
2021-06-04
4
S
0
1228
580.23
D
24939
D
Class A Common Stock
2021-06-04
4
S
0
1200
581.18
D
23739
D
Class A Common Stock
2021-06-04
4
F
0
1476
574.75
D
22263
D
Class A Common Stock
2021-06-04
4
F
0
2009
574.75
D
20254
D
Class A Common Stock
2021-06-04
4
F
0
916
574.75
D
19338
D
Class A Common Stock
2021-06-04
4
F
0
518
574.75
D
18820
D
Class A Common Stock
2021-06-04
4
F
0
530
574.75
D
18290
D
Class A Common Stock
2021-06-04
4
D
0
2329
0.00
D
15961
D
Class A Common Stock
2021-06-04
4
D
0
2631
0.00
D
13330
D
Class A Common Stock
2021-06-04
4
D
0
2692
0.00
D
10638
D
Employee Stock Option (Right to Buy)
48.00
2021-06-04
4
M
0
5262
0.00
D
2027-12-01
Class A Common Stock
5262
0
D
Employee Stock Option (Right to Buy)
142.45
2021-06-04
4
M
0
4380
0.00
D
2028-12-01
Class A Common Stock
4380
2205
D
Employee Stock Option (Right to Buy)
263.34
2021-06-04
4
M
0
2469
0.00
D
2029-12-01
Class A Common Stock
2469
3704
D
Employee Stock Option (Right to Buy)
300.01
2021-06-04
4
M
0
2428
0.00
D
2030-05-15
Class A Common Stock
2428
4857
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.01 to $576.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.01 to $577.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.02 to $577.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.00 to $576.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.00 to $577.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $578.49 to $578.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.16 to $578.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $578.05 to $578.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $580.00 to $580.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $581.00 to $581.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of restricted stock units granted on November 1, 2017.
The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2017.
The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2018.
The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2019.
The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020.
The reported shares were represented by restricted stock awards previously granted to the Reporting Person on December 1, 2018 that were subject to vesting. In connection with the Reporting Person's termination of employment with the Issuer, the unvested restricted stock awards were forfeited.
The reported shares were represented by restricted stock awards previously granted to the Reporting Person on December 1, 2019 that were subject to vesting. In connection with the Reporting Person's termination of employment with the Issuer, the unvested restricted stock awards were forfeited.
The reported shares were represented by restricted stock awards previously granted to the Reporting Person on May 15, 2020 that were subject to vesting. In connection with the Reporting Person's termination of employment with the Issuer, the unvested restricted stock awards were forfeited.
The option was granted on December 1, 2017, the Vesting Commencement Date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
In connection with the Reporting Person's termination of employment with the Issuer, the remaining options were automatically cancelled for no consideration.
The option was granted on December 1, 2019, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
/s/ Alfred Palomino, Attorney-in-Fact for Susan Vobejda
2021-06-08