0001209191-21-039071.txt : 20210608 0001209191-21-039071.hdr.sgml : 20210608 20210608212201 ACCESSION NUMBER: 0001209191-21-039071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210604 FILED AS OF DATE: 20210608 DATE AS OF CHANGE: 20210608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOBEJDA SUSAN CENTRAL INDEX KEY: 0001755875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37879 FILM NUMBER: 211003805 MAIL ADDRESS: STREET 1: 130 EAST RANDOLPH STREET, 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trade Desk, Inc. CENTRAL INDEX KEY: 0001671933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 271887399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 BUSINESS PHONE: (805) 585-3434 MAIL ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-04 1 0001671933 Trade Desk, Inc. TTD 0001755875 VOBEJDA SUSAN C/O THE TRADE DESK, INC. 42 NORTH CHESTNUT ST. VENTURA CA 93001 0 1 0 0 Chief Marketing Officer Class A Common Stock 2021-06-04 4 M 0 5262 48.00 A 29001 D Class A Common Stock 2021-06-04 4 S 0 2215 575.66 D 26786 D Class A Common Stock 2021-06-04 4 S 0 1655 576.64 D 25131 D Class A Common Stock 2021-06-04 4 S 0 1333 577.26 D 23798 D Class A Common Stock 2021-06-04 4 S 0 59 578.50 D 23739 D Class A Common Stock 2021-06-04 4 M 0 4380 142.45 A 28119 D Class A Common Stock 2021-06-04 4 S 0 2856 576.16 D 25263 D Class A Common Stock 2021-06-04 4 S 0 1316 577.19 D 23947 D Class A Common Stock 2021-06-04 4 S 0 208 578.49 D 23739 D Class A Common Stock 2021-06-04 4 M 0 2469 263.34 A 26208 D Class A Common Stock 2021-06-04 4 S 0 703 577.68 D 25505 D Class A Common Stock 2021-06-04 4 S 0 1494 578.35 D 24011 D Class A Common Stock 2021-06-04 4 S 0 272 580.00 D 23739 D Class A Common Stock 2021-06-04 4 M 0 2428 300.01 A 26167 D Class A Common Stock 2021-06-04 4 S 0 1228 580.23 D 24939 D Class A Common Stock 2021-06-04 4 S 0 1200 581.18 D 23739 D Class A Common Stock 2021-06-04 4 F 0 1476 574.75 D 22263 D Class A Common Stock 2021-06-04 4 F 0 2009 574.75 D 20254 D Class A Common Stock 2021-06-04 4 F 0 916 574.75 D 19338 D Class A Common Stock 2021-06-04 4 F 0 518 574.75 D 18820 D Class A Common Stock 2021-06-04 4 F 0 530 574.75 D 18290 D Class A Common Stock 2021-06-04 4 D 0 2329 0.00 D 15961 D Class A Common Stock 2021-06-04 4 D 0 2631 0.00 D 13330 D Class A Common Stock 2021-06-04 4 D 0 2692 0.00 D 10638 D Employee Stock Option (Right to Buy) 48.00 2021-06-04 4 M 0 5262 0.00 D 2027-12-01 Class A Common Stock 5262 0 D Employee Stock Option (Right to Buy) 142.45 2021-06-04 4 M 0 4380 0.00 D 2028-12-01 Class A Common Stock 4380 2205 D Employee Stock Option (Right to Buy) 263.34 2021-06-04 4 M 0 2469 0.00 D 2029-12-01 Class A Common Stock 2469 3704 D Employee Stock Option (Right to Buy) 300.01 2021-06-04 4 M 0 2428 0.00 D 2030-05-15 Class A Common Stock 2428 4857 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.01 to $576.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.01 to $577.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.02 to $577.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.00 to $576.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.00 to $577.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $578.49 to $578.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.16 to $578.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $578.05 to $578.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $580.00 to $580.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $581.00 to $581.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of restricted stock units granted on November 1, 2017. The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2017. The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2018. The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2019. The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020. The reported shares were represented by restricted stock awards previously granted to the Reporting Person on December 1, 2018 that were subject to vesting. In connection with the Reporting Person's termination of employment with the Issuer, the unvested restricted stock awards were forfeited. The reported shares were represented by restricted stock awards previously granted to the Reporting Person on December 1, 2019 that were subject to vesting. In connection with the Reporting Person's termination of employment with the Issuer, the unvested restricted stock awards were forfeited. The reported shares were represented by restricted stock awards previously granted to the Reporting Person on May 15, 2020 that were subject to vesting. In connection with the Reporting Person's termination of employment with the Issuer, the unvested restricted stock awards were forfeited. The option was granted on December 1, 2017, the Vesting Commencement Date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. In connection with the Reporting Person's termination of employment with the Issuer, the remaining options were automatically cancelled for no consideration. The option was granted on December 1, 2019, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. /s/ Alfred Palomino, Attorney-in-Fact for Susan Vobejda 2021-06-08