0001019056-18-000437.txt : 20180313 0001019056-18-000437.hdr.sgml : 20180313 20180313213930 ACCESSION NUMBER: 0001019056-18-000437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maddux Randy Joe CENTRAL INDEX KEY: 0001683826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37746 FILM NUMBER: 18688216 MAIL ADDRESS: STREET 1: 2401 4TH AVENUE STREET 2: SUITE #1050 CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aptevo Therapeutics Inc. CENTRAL INDEX KEY: 0001671584 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 811567056 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2401 4TH AVE. STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 206-838-0500 MAIL ADDRESS: STREET 1: 2401 4TH AVE. STREET 2: SUITE 1050 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 maddux_4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-09 0 0001671584 Aptevo Therapeutics Inc. APVO 0001683826 Maddux Randy Joe 2401 4TH AVENUE, SUITE 1050 SEATTLE WA 98121 0 1 0 0 Senior VP, Operations Employee Stock Options (Right to Buy) 3.13 2018-03-09 4 A 0 67400 0 A 2028-03-09 Common Stock 67400 67400 D On March 9, 2018, the reporting person was granted 67,400 stock options vesting in three equal annual installments beginning on the first anniversary of the grant date. /s/ Benjamin J. Stein, attorney-in-fact 2018-03-13