0001209191-22-004898.txt : 20220125 0001209191-22-004898.hdr.sgml : 20220125 20220125210502 ACCESSION NUMBER: 0001209191-22-004898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220121 FILED AS OF DATE: 20220125 DATE AS OF CHANGE: 20220125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Jeffrey Terry CENTRAL INDEX KEY: 0001671445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37879 FILM NUMBER: 22555518 MAIL ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trade Desk, Inc. CENTRAL INDEX KEY: 0001671933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 271887399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 BUSINESS PHONE: (805) 585-3434 MAIL ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-21 0 0001671933 Trade Desk, Inc. TTD 0001671445 Green Jeffrey Terry C/O THE TRADE DESK, INC. 42 NORTH CHESTNUT STREET VENTURA CA 93001 1 1 1 0 President and CEO Class A Common Stock 2022-01-21 4 M 0 110580 3.015 A 809252 D Class A Common Stock 2022-01-21 4 M 0 3530 5.28 A 812782 D Class A Common Stock 2022-01-21 4 M 0 409200 4.80 A 1221982 D Class A Common Stock 2022-01-21 4 M 0 580 15.67 A 1222562 D Class A Common Stock 2022-01-21 4 M 0 244860 14.245 A 1467422 D Class A Common Stock 2022-01-21 4 M 0 139250 24.949 A 1606672 D Class A Common Stock 2022-01-21 4 M 0 162070 30.001 A 1768742 D Class A Common Stock 2022-01-21 5 G 0 E 1070070 0.00 D 698672 D Class A Common Stock 2022-01-21 5 G 0 E 1070070 0.00 A 1114100 I See Footnote Class A Common Stock 514320 I See Footnote Employee Stock Option (Right to Buy) 3.015 2022-01-21 4 M 0 110580 0.00 D 2026-12-22 Class A Common Stock 110580 0 D Employee Stock Option (Right to Buy) 5.28 2022-01-21 4 M 0 3530 0.00 D 2022-12-01 Class A Common Stock 3530 0 D Employee Stock Option (Right to Buy) 4.80 2022-01-21 4 M 0 409200 0.00 D 2027-12-01 Class A Common Stock 409200 0 D Employee Stock Option (Right to Buy) 15.67 2022-01-21 4 M 0 580 0.00 D 2023-12-01 Class A Common Stock 580 6440 D Employee Stock Option (Right to Buy) 14.245 2022-01-21 4 M 0 244860 0.00 D 2028-12-01 Class A Common Stock 244860 110970 D Employee Stock Option (Right to Buy) 24.949 2022-01-21 4 M 0 139250 0.00 D 2029-12-09 Class A Common Stock 139250 135250 D Employee Stock Option (Right to Buy) 30.001 2022-01-21 4 M 0 162070 0.00 D 2030-05-15 Class A Common Stock 162070 223710 D Represents a transfer of shares from the Reporting Person to a trust held by the Reporting Person. Represents securities held by the Jeff Green Trust (the "Trust"). Mr. Green is a Trustee of the Trust and has investment and voting control over the shares held by the Trust, and may be deemed to indirectly beneficially own the shares held by the Trust. Represents securities held by the Jeff T. Green Family Foundation (the "Foundation"). Mr. Green is the sole member and director of the Foundation and has investment and voting control over the shares held by the Foundation, and may be deemed to indirectly beneficially own the shares held by the Foundation. This option was previously reported as covering 11,058 shares at an exercise price of $30.15 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. The option was granted on December 23, 2016, with the vesting commencement date ("VCD") of December 1, 2016. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 144,330 shares will vest during each of the calendar years 2017, 2018 and 2019 and an aggregate of 132,680, shares will vest during calendar year 2020, in each case, subject to continued employment with the Issuer through the applicable vesting dates. The option was granted on December 1, 2017, with a VCD of December 1, 2020. The option vests over one year in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 20,830 shares will vest during calendar year 2021, subject to continued employment with the Issuer through the applicable vesting dates. This option was previously reported as covering 40,920 shares at an exercise price of $48.00 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. The option was granted on December 1, 2017, the VCD. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 234,550 shares will vest during each of the calendar years 2018, 2019 and 2020 and an aggregate of 213,730 shares will vest during calendar year 2021, in each case, subject to continued employment with the Issuer through the applicable vesting dates. This option was previously reported as covering 702 shares at an exercise price of $156.70 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. The option was granted on December 1, 2018, with a VCD of December 1, 2021. One twelfth (1/12th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. This option was previously reported as covering 35,583 shares at an exercise price of $142.45 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. The option was granted on December 1, 2018, the VCD. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 128,060 shares will vest during each of the calendar years 2019, 2020 and 2021 and an aggregate of 121,050 shares will vest during calendar year 2022, in each case, subject to continued employment with the Issuer through the applicable vesting dates. This option was previously reported as covering 27,450 shares at an exercise price of $249.49 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. The option was granted on December 9, 2019, the VCD. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 72,650 shares will vest during each of the calendar years 2020, 2021 and 2022 and an aggregate of 68,650 shares will vest during calendar year 2023, in each case, subject to continued employment with the Issuer through the applicable vesting dates. This option was previously reported as covering 38,578 shares at an exercise price of $300.01 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. The option was granted on May 15, 2020, the VCD. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 97,270, 97,280 and 97,280 shares will vest during the twelve month periods ending on May 15, 2021, 2022 and 2023, respectively, and an aggregate of 93,950 shares will vest during the twelve month period ending May 15, 2024, in each case, subject to continued employment with the Issuer through the applicable vesting dates. /s/ Tahnil Davis, Attorney-in-Fact for Jeffrey Terry Green 2022-01-25