0001209191-19-025020.txt : 20190417 0001209191-19-025020.hdr.sgml : 20190417 20190417165532 ACCESSION NUMBER: 0001209191-19-025020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190415 FILED AS OF DATE: 20190417 DATE AS OF CHANGE: 20190417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stempeck Brian John CENTRAL INDEX KEY: 0001671413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37879 FILM NUMBER: 19753529 MAIL ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trade Desk, Inc. CENTRAL INDEX KEY: 0001671933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 271887399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 BUSINESS PHONE: (805) 585-3434 MAIL ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-15 0 0001671933 Trade Desk, Inc. TTD 0001671413 Stempeck Brian John C/O THE TRADE DESK, INC. 42 NORTH CHESTNUT STREET VENTURA CA 93001 1 1 0 0 Chief Strategy Officer Class A Common Stock 2019-04-15 4 C 0 4975 0.00 A 42934 D Class A Common Stock 2019-04-15 4 S 0 4975 200.00 D 37959 D Class A Common Stock 2019-04-15 4 C 0 3432 0.00 A 41391 D Class A Common Stock 2019-04-15 4 S 0 3432 200.01 D 37959 D Class A Common Stock 2019-04-15 4 M 0 13125 0.00 A 51084 D Class A Common Stock 2019-04-15 4 S 0 13125 200.14 D 37959 D Employee Stock Option (Right to Buy) 0.819 2019-04-15 4 M 0 4975 0.00 D 2025-01-19 Class B Common Stock 4975 0 D Class B Common Stock 0.00 2019-04-15 4 M 0 4975 0.00 A Class A Common Stock 4975 108759 D Class B Common Stock 0.00 2019-04-15 4 C 0 4975 0.00 D Class A Common Stock 4975 103784 D Employee Stock Option (Right to Buy) 3.36 2019-04-15 4 M 0 3432 0.00 D 2025-12-08 ClassB Common Stock 3432 8589 D Class B Common Stock 0.00 2019-04-15 4 M 0 3432 0.00 A Class A Common Stock 3432 107216 D Class B Common Stock 0.00 2019-04-15 4 C 0 3432 0.00 D Class A Common Stock 3432 103784 D Employee Stock Option (Right to Buy) 48.00 2019-04-15 4 M 0 13125 0.00 D 2027-12-01 Class A Common Stock 13125 28887 D The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.02 to $200.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option was granted on January 20, 2015, the Vesting Commencement Date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. The option was granted on December 9, 2015. The VCD is January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. /s/ Vivian Yang, Attorney-in-Fact for Brian J. Stempeck 2019-04-17