0001209191-19-025020.txt : 20190417
0001209191-19-025020.hdr.sgml : 20190417
20190417165532
ACCESSION NUMBER: 0001209191-19-025020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190415
FILED AS OF DATE: 20190417
DATE AS OF CHANGE: 20190417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stempeck Brian John
CENTRAL INDEX KEY: 0001671413
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37879
FILM NUMBER: 19753529
MAIL ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trade Desk, Inc.
CENTRAL INDEX KEY: 0001671933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 271887399
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
BUSINESS PHONE: (805) 585-3434
MAIL ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-04-15
0
0001671933
Trade Desk, Inc.
TTD
0001671413
Stempeck Brian John
C/O THE TRADE DESK, INC.
42 NORTH CHESTNUT STREET
VENTURA
CA
93001
1
1
0
0
Chief Strategy Officer
Class A Common Stock
2019-04-15
4
C
0
4975
0.00
A
42934
D
Class A Common Stock
2019-04-15
4
S
0
4975
200.00
D
37959
D
Class A Common Stock
2019-04-15
4
C
0
3432
0.00
A
41391
D
Class A Common Stock
2019-04-15
4
S
0
3432
200.01
D
37959
D
Class A Common Stock
2019-04-15
4
M
0
13125
0.00
A
51084
D
Class A Common Stock
2019-04-15
4
S
0
13125
200.14
D
37959
D
Employee Stock Option (Right to Buy)
0.819
2019-04-15
4
M
0
4975
0.00
D
2025-01-19
Class B Common Stock
4975
0
D
Class B Common Stock
0.00
2019-04-15
4
M
0
4975
0.00
A
Class A Common Stock
4975
108759
D
Class B Common Stock
0.00
2019-04-15
4
C
0
4975
0.00
D
Class A Common Stock
4975
103784
D
Employee Stock Option (Right to Buy)
3.36
2019-04-15
4
M
0
3432
0.00
D
2025-12-08
ClassB Common Stock
3432
8589
D
Class B Common Stock
0.00
2019-04-15
4
M
0
3432
0.00
A
Class A Common Stock
3432
107216
D
Class B Common Stock
0.00
2019-04-15
4
C
0
3432
0.00
D
Class A Common Stock
3432
103784
D
Employee Stock Option (Right to Buy)
48.00
2019-04-15
4
M
0
13125
0.00
D
2027-12-01
Class A Common Stock
13125
28887
D
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.02 to $200.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option was granted on January 20, 2015, the Vesting Commencement Date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
The option was granted on December 9, 2015. The VCD is January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
/s/ Vivian Yang, Attorney-in-Fact for Brian J. Stempeck
2019-04-17