0001671161-19-000001.txt : 20190213
0001671161-19-000001.hdr.sgml : 20190213
20190213081857
ACCESSION NUMBER: 0001671161-19-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190213
DATE AS OF CHANGE: 20190213
EFFECTIVENESS DATE: 20190213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: City Financial Investment Co Ltd
CENTRAL INDEX KEY: 0001671161
IRS NUMBER: 465485369
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17850
FILM NUMBER: 19593403
BUSINESS ADDRESS:
STREET 1: 62
STREET 2: QUEEN STREET
CITY: LONDON
STATE: X0
ZIP: EC4R 1EB
BUSINESS PHONE: 44 207 451 9600
MAIL ADDRESS:
STREET 1: 62
STREET 2: QUEEN STREET
CITY: LONDON
STATE: X0
ZIP: EC4R 1EB
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001671161
XXXXXXXX
12-31-2018
12-31-2018
City Financial Investment Co Ltd
62
QUEEN STREET
LONDON
X0
EC4R 1EB
13F HOLDINGS REPORT
028-17850
N
Dallas McGillivray
Chief Compliance Officer
442074513743
Dallas McGillivray
London
X0
02-13-2019
0
124
562280
false
INFORMATION TABLE
2
Q4_2018_13F_Filing.xml
AKORN INC
COM
009728106
7
2000
SH
Call
SOLE
2000
0
0
AXA EQUITABLE HLDGS INC
COM
054561105
1247
75000
SH
SOLE
75000
0
0
CONCRETE PUMPING HLDGS INC
*W EXP 08/01/202
206704116
234
300000
SH
SOLE
300000
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
3083
307500
SH
SOLE
307500
0
0
GRAF INDL CORP
COM
384278107
2880
300000
SH
SOLE
300000
0
0
GRAF INDL CORP
UNIT 12/31/2025
384278206
7750
775000
SH
SOLE
775000
0
0
HAYMAKER ACQUISITION CORP
COM CLASS A
420870107
3554
355000
SH
SOLE
355000
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
13391
276500
SH
SOLE
276500
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
2246
228750
SH
SOLE
228750
0
0
MAGNOLIA OIL & GAS CORP
*W EXP 07/31/202
559663117
152
50000
SH
SOLE
50000
0
0
MUDRICK CAP ACQUISITION CORP
COM CLASS A
624745105
9608
972441
SH
SOLE
972441
0
0
NEBULA ACQUISITION CORP
UNIT 03/12/2025
629076209
1011
100000
SH
SOLE
100000
0
0
NRC GROUP HLDGS CORP
*W EXP 10/17/202
629375114
101
125000
SH
SOLE
125000
0
0
RED HAT INC
COM
756577102
14023
79840
SH
SOLE
79840
0
0
ROSEHILL RES INC
*W EXP 09/16/202
777385113
216
600000
SH
SOLE
600000
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
1713
25000
SH
Put
SOLE
25000
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
343
5000
SH
SOLE
5000
0
0
SPARTAN ENERGY ACQUISITON CO
UNIT 99/99/9999
846784114
4000
400000
SH
SOLE
400000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
997
27000
SH
Put
SOLE
27000
0
0
TESARO INC
COM
881569107
6504
87600
SH
SOLE
87600
0
0
TEXAS INSTRS INC
COM
882508104
1418
15000
SH
Put
SOLE
15000
0
0
U S G CORP
COM NEW
903293405
5759
135000
SH
SOLE
135000
0
0
PENSARE ACQUISITION CORP
COM
70957E105
24312
2400000
SH
SOLE
2400000
0
0
DFB HEALTHCARE ACQUISTION CO
COM
23291E109
981
100000
SH
SOLE
100000
0
0
PENSARE ACQUISITION CORP
UNIT 07/27/2022
70957E204
1319
125000
SH
SOLE
125000
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
2295
225000
SH
SOLE
225000
0
0
AMAG PHARMACEUTICALS INC
NOTE 3.250% 6/0
00163UAD8
6837
7500000
PRN
SOLE
7500000
0
0
AMCI ACQUISITION CORP
UNIT 01/07/2019
00165R200
9950
1000000
SH
SOLE
1000000
0
0
ALDER BIOPHARMACEUTICALS INC
NOTE 2.500% 2/0
014339AA3
1004
1250000
PRN
SOLE
1250000
0
0
ALLEGRO MERGER CORP
COM
01749N103
2438
250000
SH
SOLE
250000
0
0
ALLEGRO MERGER CORP
UNIT 12/31/2023
01749N301
3612
350000
SH
SOLE
350000
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
1255
125000
SH
SOLE
125000
0
0
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
12170
12500000
PRN
SOLE
12500000
0
0
BOXWOOD MERGER CORP
UNIT 11/26/2025
10319T200
5213
525000
SH
SOLE
525000
0
0
CF FIN ACQUISITION CORP
UNIT 04/30/2025
12528N206
6500
650000
SH
SOLE
650000
0
0
CHASERG TECHNLGY ACQUISITN C
UNIT 09/30/2023
16166A202
4484
450000
SH
SOLE
450000
0
0
CHURCHILL CAP CORP
COM CL A
17142R103
2388
250000
SH
SOLE
250000
0
0
CHURCHILL CAP CORP
UNIT 99/99/9999
17142R202
5308
525000
SH
SOLE
525000
0
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
2790
2500000
PRN
SOLE
2500000
0
0
ASSERTIO THERAPEUTICS INC
NOTE 2.500% 9/0
249908AA2
5793
8500000
PRN
SOLE
8500000
0
0
EHI CAR SVCS LTD
SPON ADS CL A
26853A100
3477
331146
SH
SOLE
331146
0
0
ENCORE CAP GROUP INC
NOTE 3.250% 3/1
292554AK8
9744
11800000
PRN
SOLE
11800000
0
0
ENCORE CAP EUROPE FIN LTD
NOTE 4.500% 9/0
29260UAA5
16128
20000000
PRN
SOLE
20000000
0
0
EZCORP INC
NOTE 2.875% 7/0
302301AF3
995
1000000
PRN
SOLE
1000000
0
0
FAR PT ACQUISITION CORP
COM CL A
30734W109
2413
250000
SH
SOLE
250000
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
2523
250000
SH
SOLE
250000
0
0
FINTECH ACQUISITION CORP III
UNIT 12/01/2023
31811A309
7021
700000
SH
SOLE
700000
0
0
FORUM MERGER II CORP
CL A
34986F103
2365
244600
SH
SOLE
244600
0
0
GS ACQUISITION HLDGS CORP
UNIT 06/12/2023
36255F201
2050
200000
SH
SOLE
200000
0
0
GIGCAPITAL INC
COM
37518N106
3788
375000
SH
SOLE
375000
0
0
GORES HOLDINGS III INC
UNIT 09/07/2024
38286G208
3769
375000
SH
SOLE
375000
0
0
HCI GROUP INC
NOTE 3.875% 3/1
40416EAB9
5002
5000000
PRN
SOLE
5000000
0
0
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
20739
15000000
PRN
SOLE
15000000
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
1068
1150000
SH
SOLE
1150000
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
6165
302525
SH
SOLE
302525
0
0
IMPERVA INC
COM
45321L100
2321
41680
SH
SOLE
41680
0
0
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
1416
65000
SH
Put
SOLE
65000
0
0
LF CAP ACQUISITION CORP
CL A
50200K108
1467
150000
SH
SOLE
150000
0
0
LEISURE ACQUISITION CORP
COM
52539T107
3437
350000
SH
SOLE
350000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
15640
25000000
PRN
SOLE
25000000
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
25879
30000000
PRN
SOLE
30000000
0
0
MEGALITH FINL ACQUISITION CO
UNIT 09/30/2025
58518F208
2016
200000
SH
SOLE
200000
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
1666
163300
SH
SOLE
163300
0
0
MOSAIC ACQUISITION CORP
COM CL A
61946M100
3437
350000
SH
SOLE
350000
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
61946M209
1012
100000
SH
SOLE
100000
0
0
NEVSUN RES LTD
COM
64156L101
11292
2573700
SH
SOLE
2573700
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
3855
375000
SH
SOLE
375000
0
0
PRA GROUP INC
NOTE 3.500% 6/0
69354NAB2
12749
15000000
PRN
SOLE
15000000
0
0
PURE ACQUISITION CORP
CL A
74621Q106
7872
800000
SH
SOLE
800000
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
3380
325000
SH
SOLE
325000
0
0
QTS RLTY TR INC
6.50% CON PFD B
74736A301
5939
62500
PRN
SOLE
62500
0
0
REDWOOD TR INC
NOTE 5.625% 7/1
758075AD7
9471
10000000
PRN
SOLE
10000000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1031
8500
SH
Call
SOLE
8500
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
2530
250000
SH
SOLE
250000
0
0
SCHULTZE SPL PURP ACQUISITIO
UNIT 12/31/2023
80821R208
2494
250000
SH
SOLE
250000
0
0
SENSEONICS HLDGS INC
COM
81727U105
3756
1450000
SH
SOLE
1450000
0
0
SENTINEL ENERGY SVCS INC
CL A
81728P105
6263
625030
SH
SOLE
625030
0
0
SENTINEL ENERGY SVCS INC
UNIT 11/02/2022
81728P204
1288
125000
SH
SOLE
125000
0
0
SUNPOWER CORP
DBCV 0.875% 6/0
867652AJ8
2697
3500000
PRN
SOLE
3500000
0
0
TEAM INC
NOTE 5.000% 8/0
878155AE0
17461
17500000
PRN
SOLE
17500000
0
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
132
10000
SH
SOLE
10000
0
0
TIBERIUS ACQUISITION CORP
COM
88633A107
1717
175200
SH
SOLE
175200
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
2048
200500
SH
SOLE
200500
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
3988
400000
SH
SOLE
400000
0
0
TRIDENT ACQUISITIONS CORP
UNIT 05/09/2023
89615T205
4078
400000
SH
SOLE
400000
0
0
TRINITY MERGER CORP
COM CL A
89653L106
9990
1000000
SH
SOLE
1000000
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
2583
250000
SH
SOLE
250000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
3606
74945
SH
SOLE
74945
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
9946
208154
SH
SOLE
208154
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
1591
17000
SH
Call
SOLE
17000
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
212
2271
SH
SOLE
2271
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
2816
200700
SH
SOLE
200700
0
0
VANTAGE ENERGY ACQUISITION
COM CL A
92211L105
2513
250000
SH
SOLE
250000
0
0
VECTOIQ ACQUISITION CORP
COM
92243N103
1940
200000
SH
SOLE
200000
0
0
VECTOIQ ACQUISITION CORP
UNIT 05/11/2023
92243N202
6552
650000
SH
SOLE
650000
0
0
COLLIER CREEK HOLDINGS
COM CL A
G22707106
965
100000
SH
SOLE
100000
0
0
COLLIER CREEK HOLDINGS
UNIT 99/99/9999
G22707122
3515
350100
SH
SOLE
350100
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
8000
792119
SH
SOLE
792119
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
40
100000
SH
SOLE
100000
0
0
CONSTELLATION ALPHA CAP CORP
SHS
G2379F108
5171
506500
SH
SOLE
506500
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
0
4000
SH
SOLE
4000
0
0
GREENLAND ACQUISITIN CORPORA
SHS
G40981139
990
100000
SH
SOLE
100000
0
0
HL ACQUISITIONS CORP
SHS
G4603R106
985
100000
SH
SOLE
100000
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
776
75000
SH
SOLE
75000
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
1945
200000
SH
SOLE
200000
0
0
LEO HOLDINGS CORP
UNIT 99/99/9999
G5463L121
767
75000
SH
SOLE
75000
0
0
NEW FRONTIER CORP
UNIT 99/99/9999
G6485P116
2531
250000
SH
SOLE
250000
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
2532
1265996
SH
SOLE
1265996
0
0
ONE MADISON CORP
COM CL A
G6772P100
502
50000
SH
SOLE
50000
0
0
ONE MADISON CORP
UNIT 99/99/9999
G6772P118
2080
200000
SH
SOLE
200000
0
0
PLATINUM EAGLE ACQUISITIN CO
UNIT 01/09/2023
G7126L126
1053
100000
SH
SOLE
100000
0
0
REGALWOOD GLOBAL ENERGY LTD
COM CL A
G74760102
1596
162500
SH
SOLE
162500
0
0
SEADRILL LTD
COM
G7998G106
164
8225
SH
SOLE
8225
0
0
TENZING ACQUISITION CORP
ORD SHS
G8708A116
2379
241500
SH
SOLE
241500
0
0
THUNDER BRIDGE ACQUISITION L
SHS CLASS A
G8857R100
9900
1000000
SH
SOLE
1000000
0
0
THUNDER BRIDGE ACQUISITION L
UNIT 01/01/2025
G8857R118
2545
250000
SH
SOLE
250000
0
0
TKK SYMPHONY ACQUISITION COR
ORD SHS
G88950103
2895
300000
SH
SOLE
300000
0
0
TKK SYMPHONY ACQUISITION COR
UNIT 08/15/2023
G88950111
3027
300000
SH
SOLE
300000
0
0
TWELVE SEAS INVESTMENT COMPA
SHS
G9145A107
4419
450000
SH
SOLE
450000
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
5133
500000
SH
SOLE
500000
0
0
UNION ACQUISITION CORP
SHS
G9366W101
6042
600000
SH
SOLE
600000
0
0
ORBOTECH LTD
ORD
M75253100
13185
233205
SH
SOLE
233205
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
7945
108423
SH
SOLE
108423
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
984
168765
SH
SOLE
168765
0
0