0001671161-18-000005.txt : 20180515
0001671161-18-000005.hdr.sgml : 20180515
20180515123825
ACCESSION NUMBER: 0001671161-18-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: City Financial Investment Co Ltd
CENTRAL INDEX KEY: 0001671161
IRS NUMBER: 465485369
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17850
FILM NUMBER: 18834736
BUSINESS ADDRESS:
STREET 1: 62
STREET 2: QUEEN STREET
CITY: LONDON
STATE: X0
ZIP: EC4R 1EB
BUSINESS PHONE: 44 207 451 9600
MAIL ADDRESS:
STREET 1: 62
STREET 2: QUEEN STREET
CITY: LONDON
STATE: X0
ZIP: EC4R 1EB
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001671161
XXXXXXXX
03-31-2018
03-31-2018
City Financial Investment Co Ltd
62
QUEEN STREET
LONDON
X0
EC4R 1EB
13F HOLDINGS REPORT
028-17850
N
Ben Ellenbogen
Chief Compliance Officer & General Council
0044 207 451 9600
/s/ Ben Ellenbogen
London
X0
05-15-2018
0
83
1467595
false
INFORMATION TABLE
2
Q1201813Fv2.xml
AETNA INC NEW
COM
00817Y108
5987
35427
SH
SOLE
35427
0
0
AKORN INC
COM
009728106
9296
496866
SH
SOLE
496866
0
0
AKORN INC
COM
009728106
1403
75000
SH
Call
SOLE
75000
0
0
AMAG PHARMACEUTICALS INC
NOTE 3.250% 6/0
00163UAD8
15479
15000000
PRN
SOLE
15000000
0
0
ARBOR RLTY TR INC
NOTE 6.500%10/0
038923AA6
12258
11250000
PRN
SOLE
11250000
0
0
BANK N S HALIFAX
COM
064149107
9255
150000
SH
Put
SOLE
150000
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
1583
33468
SH
SOLE
33468
0
0
BLACKHAWK NETWORK HLDGS INC
COM
09238E104
15144
338787
SH
SOLE
338787
0
0
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
2457
2500000
PRN
SOLE
2500000
0
0
CALLIDUS SOFTWARE INC
COM
13123E500
11582
322164
SH
SOLE
322164
0
0
CAVIUM INC
COM
14964U108
6350
80000
SH
SOLE
80000
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
19863
225000
SH
Put
SOLE
225000
0
0
CISION LTD
*W EXP 06/22/202
G1992S117
324
138579
SH
SOLE
138579
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
2511
249806
SH
SOLE
249806
0
0
DST SYS INC DEL
COM
233326107
3080
36815
SH
SOLE
36815
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
13235
1275000
SH
SOLE
1275000
0
0
FACEBOOK INC
CL A
30303M102
15979
100000
SH
SOLE
100000
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
10602
10000000
PRN
SOLE
10000000
0
0
GGP INC
COM
36174X101
11843
578830
SH
SOLE
578830
0
0
GSV CAP CORP
NOTE 4.750% 3/2
36191JAC5
498
500000
PRN
SOLE
500000
0
0
HALLIBURTON CO
COM
406216101
1033
22000
SH
SOLE
22000
0
0
HCI GROUP INC
NOTE 3.875% 3/1
40416EAB9
3069
3084000
PRN
SOLE
3084000
0
0
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
21217
17500000
PRN
SOLE
17500000
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
1181
500274
SH
SOLE
500274
0
0
INSULET CORP
NOTE 1.250% 9/1
45784PAF8
2325
1500000
PRN
SOLE
1500000
0
0
IQIYI INC
SPONSORED ADS
46267X108
0
1000
SH
SOLE
1000
0
0
ISHARES
MSCI CDA ETF
464286509
1378
50000
SH
SOLE
50000
0
0
ISHARES
MSCI CDA ETF
464286509
14469
525000
SH
Put
SOLE
525000
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
4537
101100
SH
Call
SOLE
101100
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
1961
22900
SH
Put
SOLE
22900
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
11587
240000
SH
Put
SOLE
240000
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
3185
2500000
PRN
SOLE
2500000
0
0
JAZZ US HLDGS INC
NOTE 8.000%12/3
47216EAA8
8150
3000000
PRN
SOLE
3000000
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
3980
400000
SH
SOLE
400000
0
0
LEO HOLDINGS CORP
UNIT 99/99/9999
G5463L121
1500
150000
SH
SOLE
150000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
26711
45000000
PRN
SOLE
45000000
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
4595
4000000
PRN
SOLE
4000000
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
5763
5000000
PRN
SOLE
5000000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
13295
7500000
PRN
SOLE
7500000
0
0
MICRON TECHNOLOGY INC
COM
595112103
185
3550
SH
SOLE
3550
0
0
MICRON TECHNOLOGY INC
COM
595112103
626
12000
SH
Put
SOLE
12000
0
0
MICROSEMI CORP
COM
595137100
7378
114000
SH
SOLE
114000
0
0
MONSANTO CO NEW
COM
61166W101
14419
123570
SH
SOLE
123570
0
0
NEBULA ACQUISITION CORP
UNIT 03/12/2025
629076209
2024
200000
SH
SOLE
200000
0
0
NUTANIX INC
CL A
67059N108
3796
77300
SH
SOLE
77300
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
36898
315367
SH
SOLE
315367
0
0
NXSTAGE MEDICAL INC
COM
67072V103
14567
585956
SH
SOLE
585956
0
0
ONE MADISON CORP
UNIT 99/99/9999
G6772P118
2000
200000
SH
SOLE
200000
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
2513
250000
SH
SOLE
250000
0
0
ORBITAL ATK INC
COM
68557N103
13924
105000
SH
SOLE
105000
0
0
PENSARE ACQUISITION CORP
UNIT 07/27/2022
70957E204
2083
200000
SH
SOLE
200000
0
0
PLATINUM EAGLE ACQUISITIN CO
UNIT 01/09/2023
G7126L126
2030
200000
SH
SOLE
200000
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
3978
172000
SH
Put
SOLE
172000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
348409
2175790
SH
SOLE
2175790
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
313582
1958300
SH
Put
SOLE
1958300
0
0
REGALWOOD GLOBAL ENERGY LTD
UNIT 99/99/9999
G74760110
2016
200000
SH
SOLE
200000
0
0
ROCKWELL COLLINS INC
COM
774341101
5682
42136
SH
SOLE
42136
0
0
ROSEHILL RES INC
*W EXP 09/16/202
777385113
415
500000
SH
SOLE
500000
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
9661
125000
SH
Put
SOLE
125000
0
0
SENSEONICS HLDGS INC
COM
81727U105
225
75000
SH
SOLE
75000
0
0
SENSEONICS HLDGS INC
NOTE 5.250% 2/0
81727UAA3
2169
2000000
PRN
SOLE
2000000
0
0
SENTINEL ENERGY SVCS INC
UNIT 11/02/2022
G8062D128
1240
125000
SH
SOLE
125000
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
CL A
G8250R103
1003
100000
SH
SOLE
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6578
25000
SH
SOLE
25000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
13158
50000
SH
Put
SOLE
50000
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
18202
516800
SH
Call
SOLE
516800
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
1434
40000
SH
Put
SOLE
40000
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
14198
235100
SH
Call
SOLE
235100
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
12905
366400
SH
Call
SOLE
366400
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
2012
200000
SH
SOLE
200000
0
0
TIME WARNER INC
COM NEW
887317303
11391
120437
SH
SOLE
120437
0
0
TRIBUNE MEDIA CO
CL A
896047503
15569
384330
SH
SOLE
384330
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
532
5263
SH
SOLE
5263
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
8838
555181
SH
SOLE
555181
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
92418
5805181
SH
Call
SOLE
5805181
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1011
46000
SH
SOLE
46000
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
137943
40000000
PRN
SOLE
40000000
0
0
WELLS FARGO & CO NEW
COM
949746101
20959
399900
SH
Call
SOLE
399900
0
0
XL GROUP LTD
COM
G98294104
7736
140000
SH
SOLE
140000
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
1802
33500
SH
SOLE
33500
0
0
VANECK VEC OIL SERVICES ETF TR
OIL SVCS ETF
92189F718
6916
407500
SH
SOLE
407500
0
0
NORDIC AMERICAN TANKER LIMI
COM
G65773106
2768
2000000
SH
SOLE
2000000
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
1737
325000
SH
SOLE
325000
0
0