0001671161-18-000001.txt : 20180214 0001671161-18-000001.hdr.sgml : 20180214 20180214131252 ACCESSION NUMBER: 0001671161-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: City Financial Investment Co Ltd CENTRAL INDEX KEY: 0001671161 IRS NUMBER: 465485369 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17850 FILM NUMBER: 18610265 BUSINESS ADDRESS: STREET 1: 62 STREET 2: QUEEN STREET CITY: LONDON STATE: X0 ZIP: EC4R 1EB BUSINESS PHONE: 44 207 451 9600 MAIL ADDRESS: STREET 1: 62 STREET 2: QUEEN STREET CITY: LONDON STATE: X0 ZIP: EC4R 1EB 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001671161 XXXXXXXX 12-31-2017 12-31-2017 City Financial Investment Co Ltd

62 QUEEN STREET LONDON X0 EC4R 1EB

13F HOLDINGS REPORT 028-17850 N Ben Ellenbogen 0044 207 451 9600 /s/ Ben Ellenbogen London X0 02-14-2018 0 72 832025 false INFORMATION TABLE 2 13f2017q4.xml AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 14288 16556000 PRN SOLE 16556000 0 0 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 32640 30000000 PRN SOLE 30000000 0 0 ARBOR RLTY TR INC NOTE 6.500%10/0 038923AA6 8119 7500000 PRN SOLE 7500000 0 0 HCI GROUP INC NOTE 3.875% 3/1 40416EAB9 3041 3084000 PRN SOLE 3084000 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 26424 26250000 PRN SOLE 26250000 0 0 JAZZ US HLDGS INC NOTE 8.000%12/3 47216EAA8 17178 5000000 PRN SOLE 5000000 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 25512 45000000 PRN SOLE 45000000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 21304 12500000 PRN SOLE 12500000 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 1803 1250000 PRN SOLE 1250000 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 4057 3750000 PRN SOLE 3750000 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 125286 37500000 PRN SOLE 37500000 0 0 ADVANCED ACCELERATOR APPLIC SPONSORED ADS 00790T100 841 10305 SH SOLE 10305 0 0 AK STL HLDG CORP COM 001547108 215 38000 SH SOLE 38000 0 0 AKORN INC COM 009728106 31210 968363 SH SOLE 968363 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 3150 185000 SH SOLE 185000 0 0 APPLE INC COM 037833100 6775 40037 SH SOLE 40037 0 0 BAIDU INC SPON ADR REP A 056752108 199 850 SH SOLE 850 0 0 BANK N S HALIFAX COM 064149107 11292 175000 SH Put SOLE 175000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 41880 1500000 SH SOLE 1500000 0 0 BIG ROCK PARTNERS ACQUISI CO UNIT 11/20/2022 089482202 125 12283 SH SOLE 12283 0 0 CALPINE CORP COM NEW 131347304 20460 1352316 SH SOLE 1352316 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 12176 125000 SH Put SOLE 125000 0 0 CSX CORP COM 126408103 5501 100000 SH SOLE 100000 0 0 DYCOM INDS INC COM 267475101 445 4000 SH SOLE 4000 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 12904 1250400 SH SOLE 1250400 0 0 EXACTECH INC 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S&P 500 ETF TR TR UNIT 78462F103 13343 50000 SH Put SOLE 50000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 12829 218000 SH SOLE 218000 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 16356 89975 SH SOLE 89975 0 0 SYNGENTA AG SPONSORED ADR 87160A100 3771 40623 SH SOLE 40623 0 0 TESLA MTRS INC COM 88160R101 186 600 SH SOLE 600 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 6632 350000 SH SOLE 350000 0 0 TIME WARNER INC COM NEW 887317303 27831 304271 SH SOLE 304271 0 0 TRANSOCEAN LTD REG SHS H8817H100 10680 1000000 SH Call SOLE 1000000 0 0 TRIBUNE MEDIA CO CL A 896047503 25747 606247 SH SOLE 606247 0 0 UNITI GROUP INC COM 91325V108 7116 400000 SH Call SOLE 400000 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 128 744 SH SOLE 744 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 10281 494800 SH SOLE 494800 0 0 VULCAN MATLS CO COM 929160109 5134 40000 SH SOLE 40000 0 0 WAL-MART STORES INC COM 931142103 24687 250000 SH Call SOLE 250000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 38564 650000 SH SOLE 650000 0 0 ZAYO GROUP HLDGS INC COM 98919V105 198 5400 SH SOLE 5400 0 0 VANEK VECTORS ETF TR OIL SVCS ETF 92189F718 7588 291300 SH SOLE 291300 0 0