0000950142-19-000538.txt : 20190314
0000950142-19-000538.hdr.sgml : 20190314
20190314203524
ACCESSION NUMBER: 0000950142-19-000538
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190314
FILED AS OF DATE: 20190314
DATE AS OF CHANGE: 20190314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HPS Investment Partners, LLC
CENTRAL INDEX KEY: 0001670185
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38835
FILM NUMBER: 19682622
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122876767
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: Highbridge Principal Strategies, LLC
DATE OF NAME CHANGE: 20160323
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trine Acquisition Corp.
CENTRAL INDEX KEY: 0001754820
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 832044042
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 405 LEXINGTON AVENUE
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10174
BUSINESS PHONE: 2125032855
MAIL ADDRESS:
STREET 1: 405 LEXINGTON AVENUE
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10174
3
1
es1900390_3-trine.xml
OWNERSHIP DOCUMENT
X0206
3
2019-03-14
0
0001754820
Trine Acquisition Corp.
TRNEU
0001670185
HPS Investment Partners, LLC
40 WEST 57TH STREET, 33RD FLOOR
NEW YORK
NY
10019
0
0
1
0
Class B common stock
Class A Common Stock
7403750
I
See Footnotes
As described in the issuer's registration statement on Form S-1 (File No. 333-229853) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination or earlier at the option of the holder, in each case, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
These shares represent Class B common stock held by Trine Sponsor IH, LLC (the "Sponsor"), which were originally acquired pursuant to a subscription agreement by and between Trine Holdings, LLC, the prior sponsor of the issuer, and the issuer and subsequently transferred by Trine Holdings, LLC to the Sponsor. The Class B common stock owned by the Sponsor includes up to 978,750 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the issuer's registration statement.
Robin Trine Holdings, LLC ("RTH") and HPS Investment Partners, LLC ("HPS") are the members of the Sponsor, and as such each of HPS and RTH has appointed a member to the board of the Sponsor, which board has voting and investment discretion with respect to the common stock held of record by the Sponsor. Leo Hindery, Jr., Chairman and Chief Executive Officer of the issuer, is the managing member of RTH. Based on the foregoing, Mr. Hindery, RTH and HPS may be deemed to have shared beneficial ownership of the common stock held directly by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
/s/ Paul Knollmeyer
2019-03-14