X0306 4 2016-07-07 0000811212 CESCA THERAPEUTICS INC. KOOL 0001669521 Ellner Kimberly Kay C/O CESCA THERAPEUTICS INC. 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 VP, Manufacturing Common Stock 2016-07-07 4 A 0 12062 2.86 A 12779 D Common Stock 2016-07-07 4 F 0 5078 2.86 D 7701 D Stock Options 2.86 2016-07-07 4 A 0 16000 0 A 2023-07-07 Common Stock 16000 16000 D Net surrender of vested stock for payment of taxes related thereto. Options vest every six months in six equal installments over 3 years starting January 7, 2017. Under the terms of the option award, no portion of the option may be exercised and no shares of stock underlying the option will be issued under our 2016 Equity Incentive Plan until our stockholders approve such plan. /s/ Kimberly Ellner 2016-07-11