MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

MA/A 0001669517 XXXXXXXX CHERYL MADDOX 215-567-6100 MADDOXC@PFM.COM wellsg@pfm.com PFM FINANCIAL ADVISORS LLC 81-1642787 867-02030 1735 MARKET STREET 42nd FLOOR PHILADELPHIA PA 19103 215-567-6100 215-567-4180 Add 100 MARKET STREET SUITE 100 HARRISBURG PA 17101 717-232-2723 717-233-6073 Add 555 BRIARWOOD CIRCLE SUITE 333 ANN ARBOR MI 48108 734-994-9700 7347-994-9710 Add 100 High Street Suite 2300 BOSTON MA 02110 617-330-6914 617-951-2361 Add 4350 NORTH FAIRFAX DRIVE SUITE 590 ARLINGTON VA 22203 703-741-0175 703-516-0283 Add 200 S. ORANGE AVENUE 7TH FLOOR, SUITE 760 ORLANDO FL 32801 407-648-2208 407-648-1323 N www.pfm.com CHERYL DENISE MADDOX MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

1735 MARKET STREET 42nd FLOOR PHILADELPHIA PA 19103

215-567-6100 215-567-4180 maddoxc@pfm.com JOANNE NMN CARTER MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER

1735 MARKET STREET 42ND FLOOR PHILADELPHIA PA 19103

215-567-6100 215-567-4180 carterj@pfm.com Add PFM FINANCIAL ADVISORS LLC 100 MARKET STREET SUITE 100 HARRISBURG PA 17101 717-232-2723 717-233-6073 In accordance with MSRB Rules G-8 and G-9, books are records are inclusive of, but not limited to customer account information, written communications, client contracts, and information concerning customer complaints. Add PFM FINANCIAL ADVISORS LLC 555 BRIARWOOD CIRCLE SUITE 333 ANN ARBOR MI 48108 734-994-9700 734-994-9710 In accordance with MSRB Rules G-8 and G-9, books are records are inclusive of, but not limited to customer account information, written communications, client contracts, and information concerning customer complaints. Add PFM FINANCIAL ADVISORS LLC 100 High Street Suite 2300 BOSTON MA 02110 617-330-6914 617-951-2361 In accordance with MSRB Rules G-8 and G-9, books are records are inclusive of, but not limited to customer account information, written communications, client contracts, and information concerning customer complaints. Add PFM FINANCIAL ADVISORS LLC 4350 NORTH FAIRFAX DRIVE SUITE 590 ARLINGTON VA 22203 703-741-0175 703-516-0283 In accordance with MSRB Rules G-8 and G-9, books are records are inclusive of, but not limited to customer account information, written communications, client contracts, and information concerning customer complaints. Add PFM FINANCIAL ADVISORS LLC 200 S. ORANGE AVENUE 7TH FLOOR, SUITE 760 ORLANDO FL 32801 407-648-2208 407-648-1323 In accordance with MSRB Rules G-8 and G-9, books are records are inclusive of, but not limited to customer account information, written communications, client contracts, and information concerning customer complaints. PFM SWAP ADVISORS LLC Y COMMODITIES FUTURES TRADING COMMISSION/NATIONAL FUTURES ASSOCIATION (NFA); MUNICIPAL SECURITIES RULEMAKING BOARD/SECURITY EXCHANGE COMMISSION (SEC) CTFC/NFA - 0474395; MSRB/SEC - 867-001139 PFM SOLUTIONS LLC N PFM GROUP CONSULTING LLC N MUNITE LLC N December PA 01-15-2016 N 173 173 0 0 0 1953 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other FINANCIAL PLANNING N Commodity trading advisor Other municipal advisor 1 Add Commodity trading advisor Other municipal advisor PFM SWAP ADVISORS LLC PFM SWAP ADVISORS LLC N Y N Delete Other municipal advisor PFM CALIFORNIA ADVISORS LLC PFM CALIFORNIA ADVISORS LLC N Y N N N N N N N Y Y N N Y N N N PFM II - No individual holds more than 10% ownership. N N N N N Y N Y Y N N N N N N N N N N N N N N N N Y PFM FA HOLDINGS, LLC N 26-4770449 MEMBER 12-06-2021 E Y CHERYL D MADDOX SECRETARY 05-16-2018 NA Y 000000000 DANIEL JAY HARTMAN PRESIDENT 04-07-2025 NA Y 000000000 CHERYL DENISE MADDOX CHIEF COMPLIANCE OFFICER 10-08-2021 NA Y 000000000 JOANNE NMN CARTER CHIEF EXECUTIVE OFFICER 04-07-2025 NA Y 000000000 PFM FA HOLDINGS, LLC PFM II, LLC N 37-2014893 MEMBER 12-06-2021 E Y PFM FA HOLDINGS, LLC N 26-4770449 MEMBER 12-06-2021 E Y CHERYL D MADDOX SECRETARY 05-16-2018 NA Y 000000000 DANIEL JAY HARTMAN PRESIDENT 04-07-2025 NA Y 000000000 CHERYL DENISE MADDOX CHIEF COMPLIANCE OFFICER 10-08-2021 NA Y 000000000 JOANNE NMN CARTER CHIEF EXECUTIVE OFFICER 04-07-2025 NA Y 000000000 PFM FA HOLDINGS, LLC PFM II, LLC N 37-2014893 MEMBER 12-06-2021 E Y 9-C2 9-C4 9-C5 PFM Financial Advisors LLC 867-02030 09-17-2024 0001669517-24-000035 JoAnne Carter JoAnne Carter Chief Executive Officer 11-17-2025 N N N N N N N Y N N Y N Y N N N N N Y N N