0001669517-23-000117.txt : 20230418 0001669517-23-000117.hdr.sgml : 20230418 20230418070131 ACCESSION NUMBER: 0001669517-23-000117 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DABREO,JOSEPH,DEREK, FILED AS OF DATE: 20230417 DATE AS OF CHANGE: 20230418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 23825456 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-17-000047 N JOSEPH DEREK DABREO N 1 0001669517 PFM FINANCIAL ADVISORS LLC 08-07-2017 N 867-02030 LOCATED SUPERVISED 03-03-2018 100 HIGH STREET 23RD FL BOSTON MA 02110 01-2022 PFM FINANCIAL ADVISORS LLC BOSTON MA 02110 Y N DIRCTOR 08-2017 01-2022 PUBLIC FINANCIAL MANAGEMENT, INC. BOSTON MA 02110 Y N DIRECTOR 01-2017 08-2017 UNEMPLOYED BOSTON MA 02111 N N UNEMPLOYED 04-2011 01-2017 RAYMOND JAMES BOSTON ME 02110 N N SENIOR VICE PRESIDENT 10-2009 04-2011 MESIROW FINANCIAL BOSTON MA 02110 N N SENIOR VICE PRESIDENT 12-2008 10-2009 UNEMPLOYED BOSTON MA 02111 N N UNEMPLOYED 05-1995 12-2008 LEHMAN BROTHERS BOSTON MA 02111 N N SENIOR VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-17-2023 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER