0001669517-23-000117.txt : 20230418
0001669517-23-000117.hdr.sgml : 20230418
20230418070131
ACCESSION NUMBER: 0001669517-23-000117
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
DABREO,JOSEPH,DEREK,
FILED AS OF DATE: 20230417
DATE AS OF CHANGE: 20230418
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 23825456
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-17-000047
N
JOSEPH
DEREK
DABREO
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
08-07-2017
N
867-02030
LOCATED
SUPERVISED
03-03-2018
100 HIGH STREET
23RD FL
BOSTON
MA
02110
01-2022
PFM FINANCIAL ADVISORS LLC
BOSTON
MA
02110
Y
N
DIRCTOR
08-2017
01-2022
PUBLIC FINANCIAL MANAGEMENT, INC.
BOSTON
MA
02110
Y
N
DIRECTOR
01-2017
08-2017
UNEMPLOYED
BOSTON
MA
02111
N
N
UNEMPLOYED
04-2011
01-2017
RAYMOND JAMES
BOSTON
ME
02110
N
N
SENIOR VICE PRESIDENT
10-2009
04-2011
MESIROW FINANCIAL
BOSTON
MA
02110
N
N
SENIOR VICE PRESIDENT
12-2008
10-2009
UNEMPLOYED
BOSTON
MA
02111
N
N
UNEMPLOYED
05-1995
12-2008
LEHMAN BROTHERS
BOSTON
MA
02111
N
N
SENIOR VICE PRESIDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-17-2023
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER