0001669517-23-000096.txt : 20230417 0001669517-23-000096.hdr.sgml : 20230417 20230417064950 ACCESSION NUMBER: 0001669517-23-000096 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 TOEPFER,THOMAS,NMN, FILED AS OF DATE: 20230414 DATE AS OF CHANGE: 20230417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 23822782 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-16-000170 N Thomas NMN Toepfer N 1 0001669517 PFM FINANCIAL ADVISORS LLC 01-15-2016 N 867-02030 LOCATED SUPERVISED 03-01-2021 HOLYOKE 107 SPRING STREET SEATTLE WA 98104 01-2022 PFM FINANCIAL ADVISORS LLC SEATTLE WA 98104 Y N MANAGING DIRECTOR 09-2009 01-2022 PUBLIC FINANCIAL MANAGEMENT, INC. SEATTLE WA 98104 Y N MANAGING DIRECTOR 07-2009 09-2009 WUNDERMAN SEATTLE WA 98109 N N Intern for Sarbanes-Oxley Implementation 08-2008 07-2009 UNEMPLOYED SEATTLE WA 98059 N N Not applicable 09-2002 07-2008 Humboldt-University of Berlin Berlin 2M 10099 N N Full-time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-14-2023 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER