0001669517-23-000075.txt : 20230414
0001669517-23-000075.hdr.sgml : 20230414
20230414075040
ACCESSION NUMBER: 0001669517-23-000075
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HODGE,DARREN,KYLE,
FILED AS OF DATE: 20230413
DATE AS OF CHANGE: 20230414
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 23819746
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-22-000112
N
DARREN
KYLE
HODGE
Y
2
0001669517
PFM FINANCIAL ADVISORS LLC
01-15-2016
N
867-02030
LOCATED
SUPERVISED
01-15-2016
1820 EAST RAY ROAD
CHANDLER
AZ
85225
0001810248
PFM CALIFORNIA ADVISORS LLC
07-22-2022
N
867-02535
LOCATED
SUPERVISED
07-22-2022
18250 EAST RAY ROAD
CHANDLER
AZ
85225
01-2022
PFM FINANCIAL ADVISORS LLC
CHANDLER
AZ
85225
Y
N
DIRECTOR
08-2015
01-2022
PFM FINANCIAL ADVISORS LLC
CHANDLER
AZ
85225
Y
N
DIRECTOR
06-2011
08-2015
CITIGROUP
SAN FRANCISCO
CA
94104
Y
N
VICE PRESIDENT / DIRECTOR
05-2008
06-2011
JPMORGAN
CENTURY CITY
CA
90067
N
N
ASSOCIATE / VICE PRESIDENT
06-2004
05-2008
BEAR, STEARNS & CO. INC.
CENTURY CITY
CA
90067
N
N
ANALYST / ASSOCIATE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-13-2023
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER