0001669517-22-000080.txt : 20220823
0001669517-22-000080.hdr.sgml : 20220823
20220823084014
ACCESSION NUMBER: 0001669517-22-000080
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
DILLY,FREDERICK,STEPHEN WILLIAM,
FILED AS OF DATE: 20220822
DATE AS OF CHANGE: 20220823
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 221185121
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL MADDOX
215-557-1239
MADDOXC@PFM.COM
N
0001669517-21-000027
N
FREDERICK
STEPHEN WILLIAM
DILLY
N
1
0001669517
PFM FINANCIAL ADVISORS LLC
07-13-2020
N
867-02030
LOCATED
SUPERVISED
07-13-2020
555 WEST 5TH STREET
SUITE 3500
LOS ANGELES
CA
90013
FRED
NMN
DILLY
07-2020
PFM FINANCIAL ADVISORS LLC
LOS ANGELES
CA
90017
Y
N
ANALYST
01-2020
04-2020
WOODSIDE CAPITAL PARTNERS
WOODSIDE
CA
94306
N
N
INVESTMENT BANKING WINTER ANALYST
09-2019
12-2019
LOS ANGELES MAYOR'S OFFICE OF ECONOMIC DEVELOPMENT
LOS ANGELES
CA
90017
Y
N
ECONOMIC DEVELOPMENT INTERN
12-2018
06-2019
UNIVERSITY OF CALIFORNIA, LOS ANGELES
LOS ANGELES
CA
90024
N
N
FULL-TIME STUDENT; ACTUAL DATES SEPTEMBER 2016 THROUGH JUNE 2019; EDGAR SYSTEM DOES NOT ALLOW FOR OVERLAPPING DATES
10-2017
06-2019
UCLA ANDERSON SCHOOL OF MANAGEMENT
LOS ANGELES
CA
90024
N
N
RESEARCH ASSISTANT
10-2018
12-2018
BALMORAL FUNDS
LOS ANGELES
CA
90025
N
Y
PRIVATE EQUITY INTERN
07-2018
09-2018
MORGAN STANLEY
SAN FRANCISCO
CA
94104
Y
Y
CLIENT SERVICE ASSOCIATE
09-2017
07-2018
UNIVERSITY OF CALIFORNIA, LOS ANGELES
LOS ANGELES
CA
90024
N
N
FULL-TIME STUDENT; ACTUAL DATES SEPTEMBER 2016 THROUGH JUNE 2019; EDGAR SYSTEM DOES NOT ALLOW FOR OVERLAPPING DATES
07-2017
09-2017
MORGAN STANLEY
SAN FRANCISCO
CA
94104
N
Y
WEALTH MANAGEMENT INTERN
08-2016
07-2017
UNIVESITY OF CALIFORNIA, LOS ANGELES
LOS ANGELES
CA
90024
N
N
FULL-TIME STUDENT; ACTUAL DATES SEPTEMBER 2016 THROUGH JUNE 2019; EDGAR SYSTEM DOES NOT ALLOW FOR OVERLAPPING DATES
09-2015
08-2016
COLLEGE OF SAN MATEO
SAN MATEO
CA
94402
N
N
STUDENT
09-2011
06-2015
FULL-TIME EDUCATION
BURLINGAME
CA
94010
N
N
FULL-TIME STUDENT
09-2008
06-2011
FULL-TIME EDUCATION
HILLSBOROUGH
CA
94010
N
N
FULL-TIME EDUCATION
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-22-2022
CHERYL MADDOX
CHIEF LEGAL AND COMPLIANCE OFFICER