0001669517-22-000049.txt : 20220711 0001669517-22-000049.hdr.sgml : 20220711 20220711114618 ACCESSION NUMBER: 0001669517-22-000049 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BERWANGER,MICHAEL,STEPHEN, FILED AS OF DATE: 20220711 DATE AS OF CHANGE: 20220711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001669517 IRS NUMBER: 811642787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05146 FILM NUMBER: 221076299 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-2700 MA-I/A 1 primary_doc.xml MA-I/A 0001669517 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N 0001669517-16-000015 N MICHAEL STEPHEN BERWANGER Y 2 0001669517 PFM FINANCIAL ADVISORS LLC 01-15-2016 N 867-02030 LOCATED SUPERVISED 01-15-2016 601 S. FIGUEROA ST. SUITE 4500 LOS ANGELES CA 90017 0001810248 PFM CALIFORNIA ADVISORS LLC 07-01-2021 N 867-02535 LOCATED SUPERVISED 07-01-2021 44 MONTGOMERY STREET 3RD FLOOR SAN FRANCISCO CA 94104 06-2016 PFM FINANCIAL ADVISORS LLC LOS ANGELES CA 90017 Y N MANAGING DIRECTOR 10-2008 06-2016 PUBLIC FINANCIAL MANAGEMENT, INC. LOS ANGELES CA 90017 N Y MANAGING DIRECTOR 01-2006 10-2008 CITIGROUP INC LOS ANGELES CA 90071 Y N DIRECTOR 03-1997 01-2006 CITIGROUP INC NEW YORK NY 10027 N N VARIOUS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-30-2022 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER