0001669517-22-000049.txt : 20220711
0001669517-22-000049.hdr.sgml : 20220711
20220711114618
ACCESSION NUMBER: 0001669517-22-000049
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BERWANGER,MICHAEL,STEPHEN,
FILED AS OF DATE: 20220711
DATE AS OF CHANGE: 20220711
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM FINANCIAL ADVISORS LLC
CENTRAL INDEX KEY: 0001669517
IRS NUMBER: 811642787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05146
FILM NUMBER: 221076299
BUSINESS ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
BUSINESS PHONE: 215-567-6100
MAIL ADDRESS:
STREET 1: 1735 MARKET STREET
STREET 2: 43RD FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103-2700
MA-I/A
1
primary_doc.xml
MA-I/A
0001669517
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001669517-16-000015
N
MICHAEL
STEPHEN
BERWANGER
Y
2
0001669517
PFM FINANCIAL ADVISORS LLC
01-15-2016
N
867-02030
LOCATED
SUPERVISED
01-15-2016
601 S. FIGUEROA ST.
SUITE 4500
LOS ANGELES
CA
90017
0001810248
PFM CALIFORNIA ADVISORS LLC
07-01-2021
N
867-02535
LOCATED
SUPERVISED
07-01-2021
44 MONTGOMERY STREET
3RD FLOOR
SAN FRANCISCO
CA
94104
06-2016
PFM FINANCIAL ADVISORS LLC
LOS ANGELES
CA
90017
Y
N
MANAGING DIRECTOR
10-2008
06-2016
PUBLIC FINANCIAL MANAGEMENT, INC.
LOS ANGELES
CA
90017
N
Y
MANAGING DIRECTOR
01-2006
10-2008
CITIGROUP INC
LOS ANGELES
CA
90071
Y
N
DIRECTOR
03-1997
01-2006
CITIGROUP INC
NEW YORK
NY
10027
N
N
VARIOUS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-30-2022
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER