Forward Foreign Currency Exchange Contracts (OTC) | |||||||
Currency Purchased | Currency Sold | Counterparty | Settlement Date | Unrealized Appreciation | Unrealized (Depreciation) | ||
USD | 137,560 | GBP | 109,117 | State Street Bank and Trust Company | 8/31/22 | $4,590 | $ — |
$4,590 | $ — |
Name | Value, beginning of period | Purchases | Sales proceeds | Net realized gain (loss) | Change in unrealized appreciation (depreciation) | Value, end of period | Dividend income | Units/Shares, end of period |
Common Stocks | ||||||||
Mitsubishi UFJ Financial Group, Inc. | $1,471,139 | $ — | $(1,587,520) | $315,215 | $(198,834) | $ — | $ — | — |
Short-Term Investments | ||||||||
Eaton Vance Cash Reserves Fund, LLC | 1,432,849 | 37,244,468 | (38,677,370) | 53 | — | — | 1,407 | — |
Liquidity Fund, Institutional Class(1) | — | 35,495,882 | (33,853,751) | — | — | 1,642,131 | 8,835 | 1,642,131 |
Total | $315,268 | $(198,834) | $1,642,131 | $10,242 |
(1) | Represents investment in Morgan Stanley Institutional Liquidity Funds - Government Portfolio. |
• | Level 1 – quoted prices in active markets for identical investments |
• | Level 2 – other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.) |
• | Level 3 – significant unobservable inputs (including a fund's own assumptions in determining the fair value of investments) |
Asset Description | Level 1 | Level 2 | Level 3 | Total |
Common Stocks: | ||||
Communication Services | $10,396,539 | $ 1,831,199 | $ — | $ 12,227,738 |
Consumer Discretionary | 7,993,996 | 9,300,476 | — | 17,294,472 |
Consumer Staples | 5,670,873 | 6,359,333 | — | 12,030,206 |
Energy | 6,386,766 | — | — | 6,386,766 |
Financials | 9,296,845 | 6,006,775 | — | 15,303,620 |
Health Care | 11,713,959 | 12,076,562 | — | 23,790,521 |
Industrials | 6,049,809 | 11,454,633 | — | 17,504,442 |
Information Technology | 26,952,232 | 8,285,180 | — | 35,237,412 |
Materials | — | 1,921,042 | — | 1,921,042 |
Real Estate | 1,683,041 | — | — | 1,683,041 |
Utilities | 1,730,683 | 1,760,701 | — | 3,491,384 |
Total Common Stocks | $87,874,743 | $58,995,901* | $ — | $146,870,644 |
Convertible Bonds | $ — | $ 284,631 | $ — | $ 284,631 |
Convertible Preferred Stocks | 163,400 | 13,639 | — | 177,039 |
Corporate Bonds | — | 86,515,061 | — | 86,515,061 |
Exchange-Traded Funds | 155,982 | — | — | 155,982 |
Preferred Stocks: | ||||
Communication Services | 239,514 | — | — | 239,514 |
Consumer Staples | — | 54,067 | — | 54,067 |
Energy | 510,183 | — | — | 510,183 |
Financials | 833,572 | 114,566 | — | 948,138 |
Industrials | 359,982 | — | — | 359,982 |
Real Estate | 426,750 | — | — | 426,750 |
Utilities | 367,315 | — | — | 367,315 |
Total Preferred Stocks | $ 2,737,316 | $ 168,633 | $ — | $ 2,905,949 |
Senior Floating-Rate Loans | $ — | $ 3,241,112 | $ — | $ 3,241,112 |
Miscellaneous | — | 7,925 | — | 7,925 |
Short-Term Investments | 1,642,131 | — | — | 1,642,131 |
Total Investments | $92,573,572 | $149,226,902 | $ — | $241,800,474 |
Forward Foreign Currency Exchange Contracts | $ — | $ 4,590 | $ — | $ 4,590 |
Total | $92,573,572 | $149,231,492 | $ — | $241,805,064 |
* | Includes foreign equity securities whose values were adjusted to reflect market trading of comparable securities or other correlated instruments that occurred after the close of trading in their applicable foreign markets. |