0001209191-23-046891.txt : 20230822 0001209191-23-046891.hdr.sgml : 20230822 20230822161857 ACCESSION NUMBER: 0001209191-23-046891 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230820 FILED AS OF DATE: 20230822 DATE AS OF CHANGE: 20230822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAAS ALESIA J CENTRAL INDEX KEY: 0001668711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40289 FILM NUMBER: 231193737 MAIL ADDRESS: STREET 1: 3333 BEVERLY ROAD CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Coinbase Global, Inc. CENTRAL INDEX KEY: 0001679788 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464707224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATION SERVICE COMPANY STREET 2: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 3026365401 MAIL ADDRESS: STREET 1: C/O CORPORATION SERVICE COMPANY STREET 2: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-20 0 0001679788 Coinbase Global, Inc. COIN 0001668711 HAAS ALESIA J C/O COINBASE GLOBAL, INC. NOT APPLICABLE DE 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2023-08-20 4 M 0 10362 0.00 A 278538 D Class A Common Stock 2023-08-20 4 M 0 2143 0.00 A 280681 D Class A Common Stock 2023-08-20 4 F 0 6201 73.19 D 274480 D Class A Common Stock 20896 I By ACB 2021, LLC Restricted Stock Units 0.00 2023-08-20 4 M 0 10362 0.00 D Class A Common Stock Stock 10362 10361 D Restricted Stock Units 0.00 2023-08-20 4 M 0 2143 0.00 D Class A Common Stock 2143 10714 D Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. These shares are held of record by ACB 2021, LLC, of which the Reporting Person is the sole member. The Reporting Person disclaims beneficial ownership of the shares owned by ACB 2021, LLC, except to the extent of her pecuniary interest therein, if any. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest with respect to 16.67% of the total award on May 20, 2021, and an additional 8.33% of the award vests quarterly thereafter until the award is fully vested on February 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. RSUs do not expire; they either vest or are canceled prior to vesting date. The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2022, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. /s/ Alesia J. Haas, by Doug Sharp, Attorney-in-Fact 2023-08-22