0001593968-21-000937.txt : 20210315 0001593968-21-000937.hdr.sgml : 20210315 20210315185418 ACCESSION NUMBER: 0001593968-21-000937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herrman Robert Michael CENTRAL INDEX KEY: 0001770820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38163 FILM NUMBER: 21743002 MAIL ADDRESS: STREET 1: 923 SOUTH BRIDGEWAY PLACE CITY: EAGLE STATE: ID ZIP: 83616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PetIQ, Inc. CENTRAL INDEX KEY: 0001668673 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PETIQ LLC STREET 2: 923 S. BRIDGEWAY PL. CITY: EAGLE STATE: ID ZIP: 83616 BUSINESS PHONE: 208-939-8900 MAIL ADDRESS: STREET 1: PETIQ LLC STREET 2: 923 S. BRIDGEWAY PL. CITY: EAGLE STATE: ID ZIP: 83616 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-03-11 0001668673 PetIQ, Inc. PETQ 0001770820 Herrman Robert Michael 923 S BRIDGE WAY PL EAGLE ID 83616-6885 false true false false General Counsel and Secretary Class A Common Stock 2021-03-11 4 M false 15655 27.73 A 17123 D Class A Common Stock 2021-03-11 4 S false 15655 36.2503 D 1468 D Class A Common Stock 2021-03-12 4 M false 1834 36.55 A 3302 D Class A Common Stock 2021-03-12 4 F false 574 36.55 D 2728 D Class A Common Stock 2021-03-13 4 F false 212 37.57 D 2516 D Class A Common Stock 2021-03-13 4 M false 676 37.57 A 3192 D Class A Common Stock 2021-03-15 4 S false 464 36.25 D 2728 D Option (right to buy) 27.73 2021-03-11 4 M false 15655 0 D 2020-03-13 2029-03-13 Class A Common Stock 15655 46967 D Restricted Stock Unit 2021-03-13 4 M false 676 37.57 D Class A Common Stock 676 1353 D Restricted Stock Unit 2021-03-12 4 M false 1834 36.55 D Class A Common Stock 1834 5503 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.25 to $36.28. The reporting person undertakes to provide to PetIQ, Inc., any security holder of PetIQ, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Settlement of restricted stock units ("RSU") into shares of Class A common stock. Shares withheld to satisfy minimum tax withholding requirements upon vesting of RSUs. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs vest in approximately equal installments on each of the first four anniversaries of March 13, 2019, subject to the reporting person's continuous service as an employee of the Issuer. The RSUs vest in approximately equal installments on each of the first four anniversaries of March 12, 2020, subject to the reporting person's continuous service as an employee of the Issuer. /s/ R. Michael Herrman, as attorney-in-fact 2021-03-15