The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
VERTICAL CAP INCOME FD SHS BEN INT 92535C104 3,632 352,700 SH   SOLE 0 352,700 0 0
TORTOISE MIDSTRM ENERGY FD I COM 89148B200 4,859 189,000 SH   SOLE 0 189,000 0 0
FIRST EAGLE SENIOR LOAN FUND COM NEW 32010E100 3,534 246,509 SH   SOLE 0 246,509 0 0
NEW IRELAND FD INC COM 645673104 1,739 154,200 SH   SOLE 0 154,200 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 5,327 691,000 SH   SOLE 0 691,000 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 2,770 543,300 SH   SOLE 0 543,300 0 0
CUSHING MLP & INFRASTRUCT COM NEW 231631300 1,644 66,048 SH   SOLE 0 66,048 0 0
MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 5,376 560,000 SH   SOLE 0 560,000 0 0
CLOUGH GLOBAL EQUITY FD COM 18914C100 6,015 396,000 SH   SOLE 0 396,000 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 1,609 147,000 SH   SOLE 0 147,000 0 0
RMR MORTGAGE TR COM 76970B101 3,642 303,505 SH   SOLE 0 303,505 0 0
TORTOISE ENERGY INDEPENDENC COM 89148K200 951 55,000 SH   SOLE 0 55,000 0 0
RIVERNORTH SPECIALTY FIN COR COM 76882B108 2,324 129,855 SH   SOLE 0 129,855 0 0
KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 8,217 1,233,902 SH   SOLE 0 1,233,902 0 0
GABELLI GLOBAL SMALL & MID C COM 36249W104 3,338 228,847 SH   SOLE 0 228,847 0 0
VOYA GLBL ADV & PREM OPP FD COM 92912R104 4,446 464,610 SH   SOLE 0 464,610 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 12,525 555,449 SH   SOLE 0 555,449 0 0
EAGLE CAP GROWTH FD INC COM 269451100 770 92,301 SH   SOLE 0 92,301 0 0
MORGAN STANLEY INDIA INVT FD COM 61745C105 6,516 279,534 SH   SOLE 0 279,534 0 0
TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 4,748 331,170 SH   SOLE 0 331,170 0 0
MORGAN STANLEY EMERGING MKTS COM 617477104 9,710 1,613,100 SH   SOLE 0 1,613,100 0 0
TORTOISE ENERGY INFRA CORP COM 89147L886 6,953 284,517 SH   SOLE 0 284,517 0 0
SWISS HELVETIA FD INC COM 870875101 2,760 314,003 SH   SOLE 0 314,003 0 0
CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 9,000 446,000 SH   SOLE 0 446,000 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 5,515 295,271 SH   SOLE 0 295,271 0 0
PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 2,010 148,877 SH   SOLE 0 148,877 0 0
NEUBERGER BERMAN MLP & ENERG COM 64129H104 5,139 1,223,585 SH   SOLE 0 1,223,585 0 0
NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 8,618 756,700 SH   SOLE 0 756,700 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 2,471 274,034 SH   SOLE 0 274,034 0 0
HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 16,235 1,464,000 SH   SOLE 0 1,464,000 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 6,943 348,047 SH   SOLE 0 348,047 0 0
HERZFELD CARIBBEAN BASIN FD COM 42804T106 622 105,933 SH   SOLE 0 105,933 0 0
GDL FD COM SH BEN IT 361570104 1,924 215,513 SH   SOLE 0 215,513 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 3,656 393,221 SH   SOLE 0 393,221 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 6,293 319,311 SH   SOLE 0 319,311 0 0
NEUBERGER BRMAN NY MUNI FD I COM 64124K102 789 64,148 SH   SOLE 0 64,148 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 5,843 564,558 SH   SOLE 0 564,558 0 0
TAIWAN FD INC COM 874036106 2,627 93,000 SH   SOLE 0 93,000 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 2,569 206,220 SH   SOLE 0 206,220 0 0
CHINA FD INC COM 169373107 3,614 123,504 SH   SOLE 0 123,504 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 879 65,100 SH   SOLE 0 65,100 0 0
ANGEL OAK DYNAMIC FINL STRAT COM BEN INT 03462A102 885 47,000 SH   SOLE 0 47,000 0 0
CENTRAL SECS CORP COM 155123102 11,177 294,840 SH   SOLE 0 294,840 0 0
MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 2,972 136,000 SH   SOLE 0 136,000 0 0
ROYCE MICRO-CAP TR INC COM 780915104 4,666 413,000 SH   SOLE 0 413,000 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G206 1,431 147,902 SH   SOLE 0 147,902 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 1,961 132,004 SH   SOLE 0 132,004 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 4,543 797,100 SH   SOLE 0 797,100 0 0
CENTRAL & EASTERN EUROPE FD COM 153436100 1,265 52,535 SH   SOLE 0 52,535 0 0
EATON VANCE CALIF MUN INCOM SH BEN INT 27826F101 765 57,800 SH   SOLE 0 57,800 0 0
NUVEEN MORTGAGE AND INCOME F COM 670735109 850 41,000 SH   SOLE 0 41,000 0 0
ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 1,233 61,670 SH   SOLE 0 61,670 0 0
DTF TAX-FREE INCOME INC COM 23334J107 688 48,000 SH   SOLE 0 48,000 0 0
GENERAL AMERN INVS CO INC COM 368802104 6,158 154,585 SH   SOLE 0 154,585 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 11,938 653,830 SH   SOLE 0 653,830 0 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 818 58,000 SH   SOLE 0 58,000 0 0
TORTOISE PIPELINE & ENERGY F COM 89148H207 240 11,721 SH   SOLE 0 11,721 0 0
DUFF & PHELPS SLT ENGY AND M COM NEW 26433F207 95 13,022 SH   SOLE 0 13,022 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 4,541 581,449 SH   SOLE 0 581,449 0 0
TEMPLETON EMERGING MKTS INCO COM 880192109 1,735 235,531 SH   SOLE 0 235,531 0 0
NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 889 93,813 SH   SOLE 0 93,813 0 0
CUSHING NEXTGEN INFRA INCM F COM 231647207 453 11,226 SH   SOLE 0 11,226 0 0
MORGAN STANLEY EMER MKTS DEB COM 61744H105 779 87,000 SH   SOLE 0 87,000 0 0
FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 933 73,522 SH   SOLE 0 73,522 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 5,140 408,618 SH   SOLE 0 408,618 0 0
BRANDYWINEGBL GBL INCM OPP F COM 10537L104 820 68,000 SH   SOLE 0 68,000 0 0
DELAWARE INVTS MINN MUN INCO COM 24610V103 590 44,793 SH   SOLE 0 44,793 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 4,138 169,541 SH   SOLE 0 169,541 0 0
ABERDEEN ASIA-PACIFIC INCOME COM 003009107 3,770 921,913 SH   SOLE 0 921,913 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 797 53,570 SH   SOLE 0 53,570 0 0
DWS STRATEGIC MUN INCOME TR COM 23342Q101 473 40,029 SH   SOLE 0 40,029 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 783 45,000 SH   SOLE 0 45,000 0 0
BLACKSTONE LONG-SHORT CREDIT COM SHS BN INT 09257D102 490 34,700 SH   SOLE 0 34,700 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 2,463 343,603 SH   SOLE 0 343,603 0 0
IVY HIGH INCOME OPPORTUNITIE COM 465893105 561 41,193 SH   SOLE 0 41,193 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 1,061 122,690 SH   SOLE 0 122,690 0 0
KKR INCOME OPPORTUNITIES FD COM 48249T106 771 48,788 SH   SOLE 0 48,788 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 811 54,000 SH   SOLE 0 54,000 0 0
INVESCO PA VALUE MUN INC TR COM 46132K109 728 55,837 SH   SOLE 0 55,837 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 478 52,764 SH   SOLE 0 52,764 0 0
VIRTUS ALLIANZGI CONVERTIBLE COM 92838U108 846 170,010 SH   SOLE 0 170,010 0 0
BLACKROCK MUNIYIELD N J FD I COM 09254Y109 718 49,545 SH   SOLE 0 49,545 0 0
GABELLI DIVID & INCOME TR COM 36242H104 3,953 165,002 SH   SOLE 0 165,002 0 0
SOLITON INC COM 834251100 682 38,818 SH   SOLE 0 38,818 0 0
FIRST TR ENERGY INFRASTRCTR COM 33738C103 371 30,000 SH   SOLE 0 30,000 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 750 52,261 SH   SOLE 0 52,261 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 651 53,146 SH   SOLE 0 53,146 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 589 38,103 SH   SOLE 0 38,103 0 0
GLOBAL X FDS GLB X MLP ENRG I 37954Y293 1,106 35,000 SH   SOLE 0 35,000 0 0
ALPS ETF TR MED BREAKTHGH 00162Q593 373 7,440 SH   SOLE 0 7,440 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 812 56,146 SH   SOLE 0 56,146 0 0
PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 775 52,000 SH   SOLE 0 52,000 0 0
BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 3,497 98,000 SH   SOLE 0 98,000 0 0
ROYCE VALUE TR INC COM 780910105 2,068 114,207 SH   SOLE 0 114,207 0 0
NUVEEN OHIO QLTY MUN INCOME COM 670980101 321 20,608 SH   SOLE 0 20,608 0 0
BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 3,287 125,000 SH   SOLE 0 125,000 0 0
VOYA NAT RES EQUITY INCOME F COM 92913C106 76 23,100 SH   SOLE 0 23,100 0 0
BARINGS GLOBAL SHORT DURATIO COM 06760L100 303 18,888 SH   SOLE 0 18,888 0 0
KALA PHARMACEUTICALS INC COM 483119103 378 56,100 SH   SOLE 0 56,100 0 0
INDIA FD INC COM 454089103 518 24,181 SH   SOLE 0 24,181 0 0
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 519 39,000 SH   SOLE 0 39,000 0 0
ORBCOMM INC COM 68555P100 497 65,213 SH   SOLE 0 65,213 0 0
NUVEEN AMT-FREE MUN VALUE FD COM 670695105 221 13,470 SH   SOLE 0 13,470 0 0
INVESCO TR INVT GRADE NEW YO COM 46131T101 187 14,300 SH   SOLE 0 14,300 0 0
CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 168 70,000 SH   SOLE 0 70,000 0 0
WESTERN ASSET / CLAYMORE INF COM 95766R104 471 38,800 SH   SOLE 0 38,800 0 0
ALPS ETF TR ALERIAN MLP 00162Q452 3,050 100,000 SH   SOLE 0 100,000 0 0
A-MARK PRECIOUS METALS INC COM 00181T107 234 6,500 SH   SOLE 0 6,500 0 0
LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 41 13,480 SH   SOLE 0 13,480 0 0
SHOCKWAVE MED INC COM 82489T104 2,057 15,792 SH   SOLE 0 15,792 0 0
ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 2,602 20,190 SH   SOLE 0 20,190 0 0
ISHARES TR CORE DIV GRWTH 46434V621 6,255 129,598 SH   SOLE 0 129,598 0 0
WAVE LIFE SCIENCES LTD SHS Y95308105 96 17,173 SH   SOLE 0 17,173 0 0
ARVINAS INC COM 04335A105 1,099 16,630 SH   SOLE 0 16,630 0 0
FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 228 11,510 SH   SOLE 0 11,510 0 0
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 474 7,466 SH   SOLE 0 7,466 0 0
SIENTRA INC COM 82621J105 100 13,818 SH   SOLE 0 13,818 0 0
NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 203 31,249 SH   SOLE 0 31,249 0 0
VERASTEM INC COM 92337C104 86 35,000 SH   SOLE 0 35,000 0 0
MEDIFAST INC COM 58470H101 487 2,300 SH   SOLE 0 2,300 0 0
SOLID BIOSCIENCES INC COM 83422E105 96 17,500 SH   SOLE 0 17,500 0 0
GREENTREE HOSPITALITY GROUP SPONSORED ADS 39579V100 131 10,000 SH   SOLE 0 10,000 0 0
ENERGY FUELS INC COM NEW 292671708 108 19,114 SH   SOLE 0 19,114 0 0
ORCHARD THERAPEUTICS PLC ADS 68570P101 104 14,450 SH   SOLE 0 14,450 0 0
1LIFE HEALTHCARE INC COM 68269G107 242 6,194 SH   SOLE 0 6,194 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 419 6,546 SH   SOLE 0 6,546 0 0
NOVAGOLD RES INC COM NEW 66987E206 87 10,000 SH   SOLE 0 10,000 0 0
LAM RESEARCH CORP COM 512807108 2,398 4,030 SH   SOLE 0 4,030 0 0
US BANCORP DEL COM NEW 902973304 2,077 37,566 SH   SOLE 0 37,566 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 478 5,233 SH   SOLE 0 5,233 0 0
ISHARES TR EAFE SML CP ETF 464288273 265 3,700 SH   SOLE 0 3,700 0 0
RINGCENTRAL INC CL A 76680R206 446 1,500 SH   SOLE 0 1,500 0 0
NORTHROP GRUMMAN CORP COM 666807102 504 1,560 SH   SOLE 0 1,560 0 0
ANTHEM INC COM 036752103 815 2,272 SH   SOLE 0 2,272 0 0
HUMANA INC COM 444859102 492 1,174 SH   SOLE 0 1,174 0 0
SQUARE INC CL A 852234103 658 2,900 SH   SOLE 0 2,900 0 0
GENERAL DYNAMICS CORP COM 369550108 321 1,770 SH   SOLE 0 1,770 0 0
NIKE INC CL B 654106103 996 7,501 SH   SOLE 0 7,501 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 287 1,900 SH   SOLE 0 1,900 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 399 541 SH   SOLE 0 541 0 0
LOCKHEED MARTIN CORP COM 539830109 415 1,125 SH   SOLE 0 1,125 0 0
STARBUCKS CORP COM 855244109 485 4,445 SH   SOLE 0 4,445 0 0
LOWES COS INC COM 548661107 513 2,700 SH   SOLE 0 2,700 0 0
INTEL CORP COM 458140100 949 14,828 SH   SOLE 0 14,828 0 0
ILLINOIS TOOL WKS INC COM 452308109 221 1,000 SH   SOLE 0 1,000 0 0
MICROSOFT CORP COM 594918104 4,669 19,803 SH   SOLE 0 19,803 0 0
TARGET CORP COM 87612E106 257 1,300 SH   SOLE 0 1,300 0 0
3M CO COM 88579Y101 275 1,430 SH   SOLE 0 1,430 0 0
COSTCO WHSL CORP NEW COM 22160K105 382 1,086 SH   SOLE 0 1,086 0 0
HOME DEPOT INC COM 437076102 764 2,504 SH   SOLE 0 2,504 0 0
ALPHABET INC CAP STK CL A 02079K305 1,295 628 SH   SOLE 0 628 0 0
APPLE INC COM 037833100 4,142 33,910 SH   SOLE 0 33,910 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 595 2,330 SH   SOLE 0 2,330 0 0
PAYPAL HLDGS INC COM 70450Y103 485 2,000 SH   SOLE 0 2,000 0 0
AMAZON COM INC COM 023135106 2,549 824 SH   SOLE 0 824 0 0
DISNEY WALT CO COM 254687106 492 2,670 SH   SOLE 0 2,670 0 0
MASTERCARD INCORPORATED CL A 57636Q104 504 1,416 SH   SOLE 0 1,416 0 0
CHEVRON CORP NEW COM 166764100 274 2,621 SH   SOLE 0 2,621 0 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 312 2,000 SH   SOLE 0 2,000 0 0
WALMART INC COM 931142103 450 3,320 SH   SOLE 0 3,320 0 0
JPMORGAN CHASE & CO COM 46625H100 441 2,901 SH   SOLE 0 2,901 0 0
UNITEDHEALTH GROUP INC COM 91324P102 279 750 SH   SOLE 0 750 0 0
PROCTER AND GAMBLE CO COM 742718109 221 1,633 SH   SOLE 0 1,633 0 0
JOHNSON & JOHNSON COM 478160104 274 1,670 SH   SOLE 0 1,670 0 0
VISA INC COM CL A 92826C839 203 960 SH   SOLE 0 960 0 0