The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 3,345 331,170 SH   SOLE   331,170 0 0
HERZFELD CARIBBEAN BASIN FD COM 42804T106 409 117,719 SH   SOLE   117,719 0 0
PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 1,575 130,048 SH   SOLE   130,048 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 3,970 739,297 SH   SOLE   739,297 0 0
CLEARBRIDGE MLP AND MIDSTRM COM 184692101 2,058 1,124,670 SH   SOLE   1,124,670 0 0
CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 3,903 270,268 SH   SOLE   270,268 0 0
CLOUGH GLOBAL EQUITY FD COM 18914C100 1,628 183,933 SH   SOLE   183,933 0 0
CLEARBRIDGE MLP AND MIDSTRM COM 18469Q108 679 492,221 SH   SOLE   492,221 0 0
TORTOISE ENERGY INDEPENDENC COM 89148K101 202 175,532 SH   SOLE   175,532 0 0
NEUBERGER BERMAN MLP AND ENR COM 64129H104 1,000 528,923 SH   SOLE   528,923 0 0
ALLIANZGI DIVERSIFIED INCOME COM 01883J108 1,567 87,091 SH   SOLE   87,091 0 0
ROYCE GLOBAL VALUE TR INC COM 78081T104 618 76,810 SH   SOLE   76,810 0 0
HIGH INCOME SECS FD SHS BEN INT 42968F108 251 38,511 SH   SOLE   38,511 0 0
INVESCO EXCHANGE-TRADED FD T CEF INM COMPSI 46138E404 4,318 246,733 SH   SOLE   246,733 0 0
TORTOISE MIDSTRM ENERGY FD I COM 89148B101 354 414,753 SH   SOLE   414,753 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 1,419 197,922 SH   SOLE   197,922 0 0
FIDUCIARY CLAYMORE ENGRY INF COM 31647Q106 269 213,204 SH   SOLE   213,204 0 0
FIRST TR/ABERDEEN EMERG OPT COM 33731K102 294 29,629 SH   SOLE   29,629 0 0
KAYNE ANDERSN MLP MIDS INVT COM 486606106 2,477 682,374 SH   SOLE   682,374 0 0
NUVEEN NEW YORK MUN VALUE FD COM 670706100 153 11,229 SH   SOLE   11,229 0 0
NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 660 93,813 SH   SOLE   93,813 0 0
VANECK VECTORS ETF TR SHORT HIGH YIELD 92189F387 1,177 52,267 SH   SOLE   52,267 0 0
ALLIANZGI ARTIFICIAL INTELLI COM 01883M101 2,402 150,146 SH   SOLE   150,146 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 339 87,436 SH   SOLE   87,436 0 0
AMPLIFY ETF TR HIGH INCOME 032108847 728 57,059 SH   SOLE   57,059 0 0
VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 610 23,960 SH   SOLE   23,960 0 0
TORTOISE ENERGY INFRA CORP COM 89147L100 508 198,552 SH   SOLE   198,552 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 4,596 365,049 SH   SOLE   365,049 0 0
ALLIANZGI CONV INCOME FD II COM 018825109 841 252,650 SH   SOLE   252,650 0 0
TORTOISE PWR & ENERGY INFRAS COM 89147X104 155 22,212 SH   SOLE   22,212 0 0
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 434 35,000 SH   SOLE   35,000 0 0
ELLSWORTH GROWTH & INCOME FD COM 289074106 337 39,317 SH   SOLE   39,317 0 0
BANCROFT FD LTD COM 059695106 307 15,798 SH   SOLE   15,798 0 0
HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 159 31,670 SH   SOLE   31,670 0 0
KOREA FD COM NEW 500634209 319 14,254 SH   SOLE   14,254 0 0
EUROPEAN EQUITY FUND COM 298768102 149 21,119 SH   SOLE   21,119 0 0
VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 5,441 104,116 SH   SOLE   104,116 0 0
ROYCE MICRO-CAP TR INC COM 780915104 465 83,653 SH   SOLE   83,653 0 0
WAVE LIFE SCIENCES LTD SHS Y95308105 665 70,991 SH   SOLE   70,991 0 0
NUVEEN REAL ASSET INCOME & G COM 67074Y105 510 51,646 SH   SOLE   51,646 0 0
NUVEEN MINESOTA QLT MUN INC SHS 670734102 133 10,200 SH   SOLE   10,200 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 147 19,711 SH   SOLE   19,711 0 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 1,057 71,975 SH   SOLE   71,975 0 0
PIONEER MUN HIGH INCOME TR COM SHS 723763108 395 34,918 SH   SOLE   34,918 0 0
KALA PHARMACEUTICALS INC COM 483119103 713 81,100 SH   SOLE   81,100 0 0
LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 37 34,826 SH   SOLE   34,826 0 0
SCPHARMACEUTICALS INC COM 810648105 205 27,685 SH   SOLE   27,685 0 0
WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 400 38,045 SH   SOLE   38,045 0 0
COHEN & STEERS REIT & PFD &I COM 19247X100 903 55,989 SH   SOLE   55,989 0 0
SOLID BIOSCIENCES INC COM 83422E105 118 49,500 SH   SOLE   49,500 0 0
COHEN & STEERS CLOSED END OP COM 19248P106 281 29,220 SH   SOLE   29,220 0 0
WESTERN ASSET INTER MUNI FD COM 958435109 102 12,123 SH   SOLE   12,123 0 0
ORBCOMM INC COM 68555P100 152 62,148 SH   SOLE   62,148 0 0
SOLITON INC COM 834251100 108 13,324 SH   SOLE   13,324 0 0
VERASTEM INC COM 92337C104 322 122,000 SH   SOLE   122,000 0 0
EATON VANCE TXMGD GL BUYWR O COM 27829C105 554 74,221 SH   SOLE   74,221 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 396 75,557 SH   SOLE   75,557 0 0
INDIA FD INC COM 454089103 235 17,286 SH   SOLE   17,286 0 0
BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 141 13,397 SH   SOLE   13,397 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 257 20,240 SH   SOLE   20,240 0 0
PIONEER MUN HIGH INCOME ADVA COM 723762100 132 12,934 SH   SOLE   12,934 0 0
ISHARES TR CORE DIV GRWTH 46434V621 4,108 126,036 SH   SOLE   126,036 0 0
COHEN & STEERS QUALITY INCOM COM 19247L106 519 57,360 SH   SOLE   57,360 0 0
TCW STRATEGIC INCOME FD INC COM 872340104 99 19,077 SH   SOLE   19,077 0 0
ORCHARD THERAPEUTICS PLC ADS 68570P101 288 38,275 SH   SOLE   38,275 0 0
MEDIFAST INC COM 58470H101 252 4,033 SH   SOLE   4,033 0 0
GABELLI DIVID & INCOME TR COM 36242H104 367 24,781 SH   SOLE   24,781 0 0
WISDOMTREE TR INTL SMCAP DIV 97717W760 321 6,672 SH   SOLE   6,672 0 0
TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 170 11,100 SH   SOLE   11,100 0 0
ASCENDIS PHARMA A S SPONSORED ADR 04351P101 1,369 12,160 SH   SOLE   12,160 0 0
ARVINAS INC COM 04335A105 391 9,700 SH   SOLE   9,700 0 0
ENERGY FUELS INC COM NEW 292671708 23 19,284 SH   SOLE   19,284 0 0
GREENTREE HOSPITALTY GROUP L SPONSORED ADS 39579V100 110 10,000 SH   SOLE   10,000 0 0
VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 206 7,242 SH   SOLE   7,242 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 657 11,853 SH   SOLE   11,853 0 0
NOVAGOLD RES INC COM NEW 66987E206 74 10,000 SH   SOLE   10,000 0 0
US BANCORP DEL COM NEW 902973304 1,284 37,266 SH   SOLE   37,266 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 254 5,233 SH   SOLE   5,233 0 0
LAM RESEARCH CORP COM 512807108 608 2,535 SH   SOLE   2,535 0 0
NORTHROP GRUMMAN CORP COM 666807102 540 1,785 SH   SOLE   1,785 0 0
HUMANA INC COM 444859102 431 1,374 SH   SOLE   1,374 0 0
ANTHEM INC COM 036752103 516 2,272 SH   SOLE   2,272 0 0
GENERAL DYNAMICS CORP COM 369550108 297 2,242 SH   SOLE   2,242 0 0
NIKE INC CL B 654106103 654 7,902 SH   SOLE   7,902 0 0
LOCKHEED MARTIN CORP COM 539830109 483 1,425 SH   SOLE   1,425 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 268 541 SH   SOLE   541 0 0
INTEL CORP COM 458140100 913 16,874 SH   SOLE   16,874 0 0
STARBUCKS CORP COM 855244109 292 4,445 SH   SOLE   4,445 0 0
ALPHABET INC CAP STK CL A 02079K305 925 796 SH   SOLE   796 0 0
3M CO COM 88579Y101 202 1,480 SH   SOLE   1,480 0 0
COSTCO WHSL CORP NEW COM 22160K105 310 1,088 SH   SOLE   1,088 0 0
MICROSOFT CORP COM 594918104 2,762 17,512 SH   SOLE   17,512 0 0
APPLE INC COM 037833100 1,850 7,274 SH   SOLE   7,274 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 403 2,205 SH   SOLE   2,205 0 0
HOME DEPOT INC COM 437076102 285 1,528 SH   SOLE   1,528 0 0
AMAZON COM INC COM 023135106 1,281 657 SH   SOLE   657 0 0
MASTERCARD INC CL A 57636Q104 296 1,225 SH   SOLE   1,225 0 0
WALMART INC COM 931142103 377 3,320 SH   SOLE   3,320 0 0
JOHNSON & JOHNSON COM 478160104 219 1,670 SH   SOLE   1,670 0 0
NUVEEN SR INCOME FD COM 67067Y104 61 13,848 SH   SOLE   13,848 0 0
NUVEEN SR INCOME FD COM 67067Y104 7 1,696 SH   OTR 1 1,696 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 947 177,072 SH   SOLE   177,072 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 11 2,000 SH   OTR 1 2,000 0 0
PIONEER FLOATING RATE TR COM 72369J102 371 48,440 SH   SOLE   48,440 0 0
PIONEER FLOATING RATE TR COM 72369J102 35 4,528 SH   OTR 1 4,528 0 0
VIVALDI OPPORTUNITIES FD COM 92853C207 43 3,887 SH   SOLE   3,887 0 0
VIVALDI OPPORTUNITIES FD COM 92853C207 110 9,932 SH   OTR 1 9,932 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 109 8,146 SH   SOLE   8,146 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 165 12,301 SH   OTR 1 12,301 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 171 13,542 SH   OTR 1 13,542 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 341 19,952 SH   OTR 1 19,952 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 1,088 235,937 SH   SOLE   235,937 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 114 24,621 SH   OTR 1 24,621 0 0
ABERDEEN INCOME CR STRATEGIE COM 003057106 75 10,181 SH   SOLE   10,181 0 0
ABERDEEN INCOME CR STRATEGIE COM 003057106 194 26,437 SH   OTR 1 26,437 0 0
NUVEEN NEW JERSEY MUN VALUE SHS 670702109 53 4,174 SH   SOLE   4,174 0 0
NUVEEN NEW JERSEY MUN VALUE SHS 670702109 347 27,128 SH   OTR 1 27,128 0 0
VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 168 17,435 SH   SOLE   17,435 0 0
VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 303 31,443 SH   OTR 1 31,443 0 0
FIRST TR SR FLG RTE INCM FD COM 33733U108 102 10,730 SH   SOLE   10,730 0 0
FIRST TR SR FLG RTE INCM FD COM 33733U108 331 34,858 SH   OTR 1 34,858 0 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 496 50,208 SH   OTR 1 50,208 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 240 22,782 SH   SOLE   22,782 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 627 59,516 SH   OTR 1 59,516 0 0
IVY HIGH INCOME OPPORTUNITIE COM 465893105 708 68,092 SH   OTR 1 68,092 0 0
WESTERN ASSET EMERGING MKTS COM 95766A101 311 29,493 SH   SOLE   29,493 0 0
WESTERN ASSET EMERGING MKTS COM 95766A101 794 75,445 SH   OTR 1 75,445 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 562 74,458 SH   SOLE   74,458 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 608 80,567 SH   OTR 1 80,567 0 0
ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 925 99,905 SH   OTR 1 99,905 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 94 8,092 SH   SOLE   8,092 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 1,253 107,890 SH   OTR 1 107,890 0 0
XAI OCTAGON FLOATNG RATE ALT COM 98400T106 27 6,000 SH   SOLE   6,000 0 0
XAI OCTAGON FLOATNG RATE ALT COM 98400T106 585 130,186 SH   OTR 1 130,186 0 0
BLACKROCK MUNIYIELD PA QLTY COM 09255G107 109 8,100 SH   SOLE   8,100 0 0
BLACKROCK MUNIYIELD PA QLTY COM 09255G107 1,777 132,388 SH   OTR 1 132,388 0 0
THL CR SR LN FD COM 87244R103 2,067 178,835 SH   OTR 1 178,835 0 0
RIVERNORTH MARKETPLACE LENDI COM 76882B108 2,888 178,692 SH   SOLE   178,692 0 0
RIVERNORTH MARKETPLACE LENDI COM 76882B108 3,125 193,379 SH   OTR 1 193,379 0 0
NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 439 77,385 SH   SOLE   77,385 0 0
NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 1,156 203,909 SH   OTR 1 203,909 0 0
NUVEEN OHIO QLTY MUN INCOME COM 670980101 112 7,600 SH   SOLE   7,600 0 0
NUVEEN OHIO QLTY MUN INCOME COM 670980101 3,369 228,703 SH   OTR 1 228,703 0 0
CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 16 8,865 SH   SOLE   8,865 0 0
CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 446 243,984 SH   OTR 1 243,984 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 203 17,951 SH   SOLE   17,951 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 2,824 249,267 SH   OTR 1 249,267 0 0
BNY MELLON HIGH YIELD STRATE SH BEN INT 09660L105 622 274,083 SH   OTR 1 274,083 0 0
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 3,092 297,061 SH   OTR 1 297,061 0 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 303 27,828 SH   SOLE   27,828 0 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 3,286 302,000 SH   OTR 1 302,000 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 2,125 306,251 SH   OTR 1 306,251 0 0
VERTICAL CAP INCOME FD SHS BEN INT 92535C104 2,719 324,500 SH   SOLE   324,500 0 0
VERTICAL CAP INCOME FD SHS BEN INT 92535C104 2,606 311,000 SH   OTR 1 311,000 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 595 55,104 SH   SOLE   55,104 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 3,491 323,562 SH   OTR 1 323,562 0 0
FRANKLIN LTD DURATION INCOME COM 35472T101 6 800 SH   SOLE   800 0 0
FRANKLIN LTD DURATION INCOME COM 35472T101 2,601 331,374 SH   OTR 1 331,374 0 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 1,683 336,020 SH   OTR 1 336,020 0 0
HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 8,591 1,007,200 SH   SOLE   1,007,200 0 0
HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 3,395 398,000 SH   OTR 1 398,000 0 0
INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 2,992 374,965 SH   SOLE   374,965 0 0
INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 3,479 436,000 SH   OTR 1 436,000 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 3,264 439,289 SH   OTR 1 439,289 0 0
TEMPLETON EMERGING MKTS INCO COM 880192109 1,089 145,631 SH   SOLE   145,631 0 0
TEMPLETON EMERGING MKTS INCO COM 880192109 3,574 477,755 SH   OTR 1 477,755 0 0
INVESCO SR INCOME TR COM 46131H107 642 199,492 SH   SOLE   199,492 0 0
INVESCO SR INCOME TR COM 46131H107 3,598 1,117,500 SH   OTR 1 1,117,500 0 0
THE CENTRAL AND EASTERN EU I COM 153436100 991 56,498 SH   SOLE   56,498 0 0
THE CENTRAL AND EASTERN EU I COM 153436100 16 900 SH   OTR 2 900 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 1,792 286,761 SH   SOLE   286,761 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 6 1,000 SH   OTR 2 1,000 0 0
MORGAN STANLEY EMERGING MKTS COM 617477104 3,440 660,362 SH   SOLE   660,362 0 0
MORGAN STANLEY EMERGING MKTS COM 617477104 3,608 692,600 SH   OTR 2 692,600 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1,117 62,738 SH   SOLE   62,738 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 32 1,800 SH   OTR 2 1,800 0 0
NUVEEN GEORGIA QLTY MUN INC COM 67072B107 133 11,200 SH   SOLE   11,200 0 0
NUVEEN GEORGIA QLTY MUN INC COM 67072B107 24 2,000 SH   OTR 2 2,000 0 0
EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958J105 97 9,181 SH   SOLE   9,181 0 0
EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958J105 24 2,300 SH   OTR 2 2,300 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 2,862 191,074 SH   SOLE   191,074 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 44 2,957 SH   OTR 2 2,957 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 233 45,072 SH   SOLE   45,072 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 15 2,975 SH   OTR 2 2,975 0 0
MEXICO FD INC COM 592835102 395 47,459 SH   SOLE   47,459 0 0
MEXICO FD INC COM 592835102 27 3,300 SH   OTR 2 3,300 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 3,808 398,287 SH   SOLE   398,287 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 36 3,770 SH   OTR 1,2 3,770 0 0
CUSHING RENAISSANCE FD COM 231647108 148 24,428 SH   SOLE   24,428 0 0
CUSHING RENAISSANCE FD COM 231647108 22 3,600 SH   OTR 2 3,600 0 0
NEUBERGER BRMAN NY MUNI FD I COM 64124K102 159 13,718 SH   SOLE   13,718 0 0
NEUBERGER BRMAN NY MUNI FD I COM 64124K102 46 3,972 SH   OTR 2 3,972 0 0
BLACKROCK RES & COMMODITIES SHS 09257A108 3,148 624,669 SH   SOLE   624,669 0 0
BLACKROCK RES & COMMODITIES SHS 09257A108 22 4,400 SH   OTR 2 4,400 0 0
GENERAL AMERN INVS INC COM 368802104 509 18,557 SH   SOLE   18,557 0 0
GENERAL AMERN INVS INC COM 368802104 144 5,239 SH   OTR 2 5,239 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 1,047 805,165 SH   SOLE   805,165 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 7 5,400 SH   OTR 2 5,400 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 389 44,877 SH   SOLE   44,877 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 47 5,400 SH   OTR 2 5,400 0 0
NUVEEN MARYLAND QLT MUN INC COM 67061Q107 115 9,100 SH   SOLE   9,100 0 0
NUVEEN MARYLAND QLT MUN INC COM 67061Q107 69 5,500 SH   OTR 2 5,500 0 0
VOYA INFRASTRUCTURE INDLS & COM 92912X101 1,099 135,142 SH   SOLE   135,142 0 0
VOYA INFRASTRUCTURE INDLS & COM 92912X101 47 5,800 SH   OTR 2 5,800 0 0
CENTRAL SECS CORP COM 155123102 3,983 154,261 SH   SOLE   154,261 0 0
CENTRAL SECS CORP COM 155123102 162 6,261 SH   OTR 2 6,261 0 0
NEW GERMANY FD INC COM 644465106 372 32,024 SH   SOLE   32,024 0 0
NEW GERMANY FD INC COM 644465106 74 6,400 SH   OTR 2 6,400 0 0
ADAM NAT RES FD INC COM 00548F105 637 76,894 SH   SOLE   76,894 0 0
ADAM NAT RES FD INC COM 00548F105 60 7,199 SH   OTR 2 7,199 0 0
TAIWAN FD INC COM 874036106 1,377 83,708 SH   SOLE   83,708 0 0
TAIWAN FD INC COM 874036106 123 7,500 SH   OTR 2 7,500 0 0
EAGLE CAP GROWTH FD INC COM 269451100 368 60,185 SH   SOLE   60,185 0 0
EAGLE CAP GROWTH FD INC COM 269451100 48 7,800 SH   OTR 2 7,800 0 0
CHINA FD INC COM 169373107 623 33,751 SH   SOLE   33,751 0 0
CHINA FD INC COM 169373107 150 8,100 SH   OTR 2 8,100 0 0
NEW IRELAND FD INC COM 645673104 965 156,400 SH   SOLE   156,400 0 0
NEW IRELAND FD INC COM 645673104 51 8,200 SH   OTR 2 8,200 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 3,855 212,748 SH   SOLE   212,748 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 149 8,200 SH   OTR 2 8,200 0 0
RMR REAL ESTATE INCOME FD COM 76970B101 3,229 318,173 SH   SOLE   318,173 0 0
RMR REAL ESTATE INCOME FD COM 76970B101 90 8,900 SH   OTR 2 8,900 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 2,712 211,748 SH   SOLE   211,748 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 120 9,400 SH   OTR 2 9,400 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 7,083 857,450 SH   SOLE   857,450 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 89 10,733 SH   OTR 2 10,733 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 231 20,742 SH   SOLE   20,742 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 122 10,900 SH   OTR 2 10,900 0 0
KAYNE ANDERSON MDSTM ENERGY COM 48661E108 3,229 969,812 SH   SOLE   969,812 0 0
KAYNE ANDERSON MDSTM ENERGY COM 48661E108 38 11,300 SH   OTR 2 11,300 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 2,312 327,948 SH   SOLE   327,948 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 82 11,663 SH   OTR 2 11,663 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 1,393 191,614 SH   SOLE   191,614 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 99 13,600 SH   OTR 2 13,600 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 2,888 328,546 SH   SOLE   328,546 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 122 13,900 SH   OTR 2 13,900 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 218 21,149 SH   SOLE   21,149 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 144 14,000 SH   OTR 2 14,000 0 0
SWISS HELVETIA FD INC COM 870875101 2,239 322,200 SH   SOLE   322,200 0 0
SWISS HELVETIA FD INC COM 870875101 104 15,000 SH   OTR 2 15,000 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 2,845 309,211 SH   SOLE   309,211 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 153 16,600 SH   OTR 2 16,600 0 0
GDL FD COM SH BEN IT 361570104 2,783 355,022 SH   SOLE   355,022 0 0
GDL FD COM SH BEN IT 361570104 143 18,300 SH   OTR 2 18,300 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 3,112 715,500 SH   SOLE   715,500 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 84 19,200 SH   OTR 2 19,200 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 1,926 553,400 SH   SOLE   553,400 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 77 22,100 SH   OTR 2 22,100 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 536 117,637 SH   SOLE   117,637 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 124 27,100 SH   OTR 2 27,100 0 0
ABERDEEN ASIA-PACIFIC INCOME COM 003009107 5,101 1,509,170 SH   SOLE   1,509,170 0 0
ABERDEEN ASIA-PACIFIC INCOME COM 003009107 3,712 1,098,200 SH   OTR 1,2 1,098,200 0 0
VOYA NAT RES EQUITY INCOME F COM 92913C106 999 462,700 SH   SOLE   462,700 0 0
VOYA NAT RES EQUITY INCOME F COM 92913C106 96 44,500 SH   OTR 2 44,500 0 0