0001668220-16-000002.txt : 20161202
0001668220-16-000002.hdr.sgml : 20161202
20161202135839
ACCESSION NUMBER: 0001668220-16-000002
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20161202
DATE AS OF CHANGE: 20161202
EFFECTIVENESS DATE: 20161202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
CENTRAL INDEX KEY: 0001668220
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-258917
FILM NUMBER: 162030647
BUSINESS ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-720-6000
MAIL ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001668220
PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
949-720-6000
CAYMAN ISLANDS
None
None
Other
CAYMAN ISLANDS SEGREGATED PORTFOLIO COMPANY
true
2015
N/A
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Promoter
INVESTMENT MANAGER OF THE ISSUER ("INVESTMENT MANAGER")
DAVID
BRAUN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JENNIFER
S.
BRIDWELL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RICHARD
H.
CLARIDA
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOACHIM
W.
FELS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
WILLIAM
G.
DE LEON
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
EDWARD
DEVLIN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JENNIFER
E.
DURHAM
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MOHSEN
FAHMI
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
N.
FISHER III
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
C.
FLATTUM
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MICHAEL
A.
GOMEZ
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
BRENT
RICHARD
HARRIS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DOUGLAS
M.
HODGE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JONATHAN
LANE
HORNE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DANIEL
J.
IVASCYN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
LEW
W.
JACOBS IV
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MARK
R.
KIESEL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
KIMBERLEY
GRACE
KORINKE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RICHARD
R.
LEBRUN JR.
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
C.
LOWN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SUDESH
N.
MARIAPPA
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SCOTT
A.
MATHER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RAVI
MATTU
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MOHIT
MITTAL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JAMES
F.
MOORE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ALFRED
T.
MURATA
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOHN
WILLIAM
MURRAY
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DOUGLAS
J.
ONGARO
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
THOMAS
J.
OTTERBEIN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
STEPHEN
A.
RODOSKY
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JEROME
M.
SCHNEIDER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MARC
PETER
SEIDNER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
THIBAULT
C.
STRACKE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
PETER
G.
STRELOW
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ERIC
MICHAEL
SUTHERLAND
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOSHUA
THEODORE
THIMONS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ANDREW
TAYLOR
VADEN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
QI
WANG
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
CANDICE
STACK
WHITTEN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SUSAN
L.
WILSON
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MIHIR
P.
WORAH
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ROBERT
O.
YOUNG
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DANIEL
HYMAN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ANDREW
R.
JESSOP
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
NICHOLAS
J.
JOHNSON
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ROBIN
C.
NABORS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MICHELLE
M.
WILSON-CLARKE
CARNE GLOBAL FIN. SERVICES (CAYMAN) LTD
GRAND PAVILION COMMERCIAL CENTRE
GRAND CAYMAN
E9
CAYMAN ISLANDS
KY1-1204
Director
DIRECTOR OF THE ISSUER
JULIE
O'HARA
CARNE GLOBAL FIN. SERVICES (CAYMAN) LTD
GRAND PAVILION COMMERCIAL CENTRE
GRAND CAYMAN
E9
CAYMAN ISLANDS
KY1-1204
Director
DIRECTOR OF THE ISSUER
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001668220-16-000001
2016-03-01
true
true
false
0
PIMCO INVESTMENTS LLC
154957
None
None
1633 BROADWAY
45TH FLOOR
NEW YORK
NY
NEW YORK
10019
All States
false
Indefinite
20000000
Indefinite
false
1
0
0
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
0
false
PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
MICHELLE WILSON-CLARKE
MICHELLE WILSON-CLARKE
DIRECTOR OF THE ISSUER
2016-11-24