X0306 4 2016-12-12 0 0001390777 Bank of New York Mellon Corp BK 0001668094 Neal Michelle M. 101 BARCLAY STREET NEW YORK NY 10286 0 1 0 0 Managing Director Common Stock 2016-12-12 4 S 0 4278 48.434 D 49813 D Common Stock 170.9218 I By 401(k) Represents the weighted average price of shares sold with actual prices ranging from $48.405 to $48.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Holdings reported as of 11/11/2016. /s/Bennett E. Josselsohn, Attorney-in-Fact 2016-12-13