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            <pricingServiceName>Bloomberg L.P.</pricingServiceName>
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          <pricingService>
            <pricingServiceName>Bloomberg L.P.</pricingServiceName>
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      <managementInvestmentQuestion>
        <mgmtInvFundName>First Trust Low Duration Strategic Focus ETF</mgmtInvFundName>
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            <principalName>CREDIT SUISSE SECURITIES (USA) LLC</principalName>
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      <managementInvestmentQuestion>
        <mgmtInvFundName>First Trust TCW Unconstrained Plus Bond ETF</mgmtInvFundName>
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        <sharesOutstandings>
          <sharesOutstanding sharesOutstandingClassName="First Trust TCW Unconstrained Plus Bond ETF" sharesOutstandingClassId="C000200735" sharesOutstandingTickerSymbol="UCON"/>
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        <fundTypes>
          <fundType>Exchange-Traded Fund</fundType>
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        <isNonDiversifiedCompany>Y</isNonDiversifiedCompany>
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        <isFundSecuritiesLending>Y</isFundSecuritiesLending>
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        <securityLendings>
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            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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                <idemnityProvider idemnityProviderName="N/A" idemnityProviderLei="N/A"/>
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        <paymentToAgentManagerType>N/A</paymentToAgentManagerType>
        <avgPortfolioSecuritiesValue>N/A</avgPortfolioSecuritiesValue>
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        <relyOnRuleTypes>
          <relyOnRuleType>Rule 12d1-1 (17 CFR 270.12d1-1)</relyOnRuleType>
          <relyOnRuleType>Rule 32a-4 (17 CFR 270.32a-4)</relyOnRuleType>
          <relyOnRuleType>Rule 17a-7 (17 CFR 270.17a-7)</relyOnRuleType>
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        <investmentAdvisers>
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            <investmentAdviserName>First Trust Advisors L.P.</investmentAdviserName>
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          <transferAgent>
            <transferAgentName>The Bank of New York Mellon</transferAgentName>
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        <isTransferAgentHiredOrTerminated>N</isTransferAgentHiredOrTerminated>
        <pricingServices>
          <pricingService>
            <pricingServiceName>Bloomberg L.P.</pricingServiceName>
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          <pricingService>
            <pricingServiceName>IHS Markit Ltd.</pricingServiceName>
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          <pricingService>
            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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          <pricingService>
            <pricingServiceName>Refinitiv, LLC</pricingServiceName>
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            <pricingServiceName>Chicago Mercantile Exchange Inc.</pricingServiceName>
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        <isShareholderServiceHiredTerminated>N</isShareholderServiceHiredTerminated>
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        <brokerDealers>
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        <mgmtInvFundName>FT Cboe Vest U.S. Equity Deep Buffer ETF - July</mgmtInvFundName>
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            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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          <pricingService>
            <pricingServiceName>Bloomberg L.P.</pricingServiceName>
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        <brokerDealers>
          <brokerDealer>
            <brokerDealerName>First Trust Portfolios L.P.</brokerDealerName>
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            <brokerDealerCommission>0.00000000</brokerDealerCommission>
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        <brokers>
          <broker>
            <brokerName>X-CHANGE FINANCIAL ACCESS, LLC</brokerName>
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            <brokerCrdNo>000126201</brokerCrdNo>
            <brokerLei>549300OVQ8PL5DTHB273</brokerLei>
            <brokerStateCountry brokerState="US-IL" brokerCountry="US"/>
            <grossCommission>987.00000000</grossCommission>
          </broker>
        </brokers>
        <aggregateCommission>987.00000000</aggregateCommission>
        <principalTransactions>
          <principalTransaction>
            <principalName>BOFA SECURITIES, INC.</principalName>
            <principalFileNo>008-69787</principalFileNo>
            <principalCrdNo>000283942</principalCrdNo>
            <principalLei>549300HN4UKV1E2R3U73</principalLei>
            <principalStateCountry principalState="US-NY" principalCountry="US"/>
            <principalTotalPurchaseSale>7532989.00000000</principalTotalPurchaseSale>
          </principalTransaction>
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        <principalAggregatePurchase>7532989.00000000</principalAggregatePurchase>
        <isBrokerageResearchPayment>N</isBrokerageResearchPayment>
        <mnthlyAvgNetAssets>7162875.39000000</mnthlyAvgNetAssets>
        <dailyAvgNetAssets>0.00000000</dailyAvgNetAssets>
        <hasLineOfCredit>N</hasLineOfCredit>
        <isInterfundLending>N</isInterfundLending>
        <isInterfundBorrowing>N</isInterfundBorrowing>
      </managementInvestmentQuestion>
      <managementInvestmentQuestion>
        <mgmtInvFundName>First Trust Active Factor Large Cap ETF</mgmtInvFundName>
        <mgmtInvSeriesId>S000066788</mgmtInvSeriesId>
        <mgmtInvLei>549300BX4MYA0RTO5810</mgmtInvLei>
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        <numTerminatedClass>0</numTerminatedClass>
        <sharesOutstandings>
          <sharesOutstanding sharesOutstandingClassName="First Trust Active Factor Large Cap ETF" sharesOutstandingClassId="C000215122" sharesOutstandingTickerSymbol="AFLG"/>
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        <fundTypes>
          <fundType>Exchange-Traded Fund</fundType>
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        <isNonDiversifiedCompany>Y</isNonDiversifiedCompany>
        <isForeignSubsidiary>N</isForeignSubsidiary>
        <isFundSecuritiesLending>Y</isFundSecuritiesLending>
        <didFundLendSecurities>N</didFundLendSecurities>
        <securityLendings>
          <securityLending>
            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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                <idemnityProvider idemnityProviderName="N/A" idemnityProviderLei="N/A"/>
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              <didIndemnificationRights>N</didIndemnificationRights>
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        <collateralManagers>
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        <paymentToAgentManagerType>N/A</paymentToAgentManagerType>
        <avgPortfolioSecuritiesValue>N/A</avgPortfolioSecuritiesValue>
        <netIncomeSecuritiesLending>N/A</netIncomeSecuritiesLending>
        <relyOnRuleTypes>
          <relyOnRuleType>Rule 32a-4 (17 CFR 270.32a-4)</relyOnRuleType>
          <relyOnRuleType>Rule 12d1-1 (17 CFR 270.12d1-1)</relyOnRuleType>
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        <isExpenseLimitationInPlace>N</isExpenseLimitationInPlace>
        <isExpenseReducedOrWaived>N</isExpenseReducedOrWaived>
        <isFeesWaivedRecoupable>N</isFeesWaivedRecoupable>
        <isExpenseWaivedRecoupable>N</isExpenseWaivedRecoupable>
        <investmentAdvisers>
          <investmentAdviser>
            <investmentAdviserName>First Trust Advisors L.P.</investmentAdviserName>
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            <isInvestmentAdviserHired>N</isInvestmentAdviserHired>
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        <transferAgents>
          <transferAgent>
            <transferAgentName>The Bank of New York Mellon</transferAgentName>
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            <transferAgentStateCountry transferAgentState="US-NY" transferAgentCountry="US"/>
            <isTransferAgentAffiliated>N</isTransferAgentAffiliated>
            <isTransferAgentSubAgent>N</isTransferAgentSubAgent>
          </transferAgent>
        </transferAgents>
        <isTransferAgentHiredOrTerminated>N</isTransferAgentHiredOrTerminated>
        <pricingServices>
          <pricingService>
            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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            <pricingServiceStateCountry pricingServiceState="US-MA" pricingServiceCountry="US"/>
            <isPricingServiceAffiliated>N</isPricingServiceAffiliated>
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          <pricingService>
            <pricingServiceName>Refinitiv, LLC</pricingServiceName>
            <pricingServiceLei>549300WQWDPFSMQ8I087</pricingServiceLei>
            <pricingServiceStateCountry pricingServiceState="US-DE" pricingServiceCountry="US"/>
            <isPricingServiceAffiliated>N</isPricingServiceAffiliated>
          </pricingService>
          <pricingService>
            <pricingServiceName>Bloomberg L.P.</pricingServiceName>
            <pricingServiceLei>549300B56MD0ZC402L06</pricingServiceLei>
            <pricingServiceStateCountry pricingServiceState="US-NY" pricingServiceCountry="US"/>
            <isPricingServiceAffiliated>N</isPricingServiceAffiliated>
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        </pricingServices>
        <isPricingServiceHiredOrTerminated>N</isPricingServiceHiredOrTerminated>
        <custodians>
          <custodian>
            <custodianName>The Bank of New York Mellon</custodianName>
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            <isSubCustodian>N</isSubCustodian>
            <custodyType>Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))</custodyType>
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        </custodians>
        <isCustodianHiredOrTerminated>N</isCustodianHiredOrTerminated>
        <shareholderServicingAgents>
          <shareholderServicingAgent>
            <shareholderServiceAgentName>The Bank of New York Mellon</shareholderServiceAgentName>
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            <shareholderServiceAgentStateCountry shareholderServiceAgentState="US-NY" shareholderServiceAgentCountry="US"/>
            <isShareholderServiceAgentAffiliated>N</isShareholderServiceAgentAffiliated>
            <isShareholderServiceAgentSubshare>N</isShareholderServiceAgentSubshare>
          </shareholderServicingAgent>
        </shareholderServicingAgents>
        <isShareholderServiceHiredTerminated>N</isShareholderServiceHiredTerminated>
        <admins>
          <admin>
            <adminName>The Bank of New York Mellon</adminName>
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            <adminStateCountry adminState="US-NY" adminCountry="US"/>
            <isAdminAffiliated>N</isAdminAffiliated>
            <isAdminSubAdmin>N</isAdminSubAdmin>
          </admin>
        </admins>
        <isAdminHiredOrTerminated>N</isAdminHiredOrTerminated>
        <brokerDealers>
          <brokerDealer>
            <brokerDealerName>First Trust Portfolios L.P.</brokerDealerName>
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            <brokerDealerLei>54930062T84Z5CXY1C58</brokerDealerLei>
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            <brokerDealerCommission>0.00000000</brokerDealerCommission>
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          <broker>
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          <broker>
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          <broker>
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            <grossCommission>4.00000000</grossCommission>
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          <broker>
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          <broker>
            <brokerName>CANTOR FITZGERALD &amp; CO.</brokerName>
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            <grossCommission>52.00000000</grossCommission>
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        <aggregateCommission>281.00000000</aggregateCommission>
        <principalTransactions>
          <principalTransaction>
            <principalName>GOLDMAN SACHS &amp; CO. LLC</principalName>
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            <principalStateCountry principalState="US-NY" principalCountry="US"/>
            <principalTotalPurchaseSale>4084684.00000000</principalTotalPurchaseSale>
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        <principalAggregatePurchase>4084684.00000000</principalAggregatePurchase>
        <isBrokerageResearchPayment>N</isBrokerageResearchPayment>
        <mnthlyAvgNetAssets>1911985.67000000</mnthlyAvgNetAssets>
        <dailyAvgNetAssets>0.00000000</dailyAvgNetAssets>
        <hasLineOfCredit>N</hasLineOfCredit>
        <isInterfundLending>N</isInterfundLending>
        <isInterfundBorrowing>N</isInterfundBorrowing>
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      <managementInvestmentQuestion>
        <mgmtInvFundName>First Trust TCW Opportunistic Fixed Income ETF</mgmtInvFundName>
        <mgmtInvSeriesId>S000056501</mgmtInvSeriesId>
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        <numTerminatedClass>0</numTerminatedClass>
        <sharesOutstandings>
          <sharesOutstanding sharesOutstandingClassName="First Trust TCW Opportunistic Fixed Income ETF" sharesOutstandingClassId="C000178745" sharesOutstandingTickerSymbol="FIXD"/>
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        <fundTypes>
          <fundType>Exchange-Traded Fund</fundType>
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        <isNonDiversifiedCompany>Y</isNonDiversifiedCompany>
        <isForeignSubsidiary>N</isForeignSubsidiary>
        <isFundSecuritiesLending>Y</isFundSecuritiesLending>
        <didFundLendSecurities>N</didFundLendSecurities>
        <securityLendings>
          <securityLending>
            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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        <paymentToAgentManagerType>N/A</paymentToAgentManagerType>
        <avgPortfolioSecuritiesValue>N/A</avgPortfolioSecuritiesValue>
        <netIncomeSecuritiesLending>N/A</netIncomeSecuritiesLending>
        <relyOnRuleTypes>
          <relyOnRuleType>Rule 12d1-1 (17 CFR 270.12d1-1)</relyOnRuleType>
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        <isExpenseLimitationInPlace>Y</isExpenseLimitationInPlace>
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        <investmentAdvisers>
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        <isTransferAgentHiredOrTerminated>N</isTransferAgentHiredOrTerminated>
        <pricingServices>
          <pricingService>
            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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          <pricingService>
            <pricingServiceName>Chicago Mercantile Exchange Inc.</pricingServiceName>
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          <pricingService>
            <pricingServiceName>Bloomberg L.P.</pricingServiceName>
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            <pricingServiceName>Refinitiv, LLC</pricingServiceName>
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          <pricingService>
            <pricingServiceName>IHS Markit Ltd.</pricingServiceName>
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            <brokerDealerName>First Trust Portfolios L.P.</brokerDealerName>
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      <managementInvestmentQuestion>
        <mgmtInvFundName>FT Cboe Vest U.S. Equity Buffer ETF - February</mgmtInvFundName>
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            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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          <pricingService>
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      <managementInvestmentQuestion>
        <mgmtInvFundName>First Trust Multi-Manager Large Growth ETF</mgmtInvFundName>
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          <pricingService>
            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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        <mgmtInvFundName>First Trust Municipal CEF Income Opportunity ETF</mgmtInvFundName>
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            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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        <avgPortfolioSecuritiesValue>N/A</avgPortfolioSecuritiesValue>
        <netIncomeSecuritiesLending>N/A</netIncomeSecuritiesLending>
        <relyOnRuleTypes>
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            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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          <pricingService>
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            <brokerDealerName>First Trust Portfolios L.P.</brokerDealerName>
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      <managementInvestmentQuestion>
        <mgmtInvFundName>FT Cboe Vest U.S. Equity Buffer ETF - July</mgmtInvFundName>
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            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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          <subAdviser>
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        <pricingServices>
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            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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          <pricingService>
            <pricingServiceName>Bloomberg L.P.</pricingServiceName>
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          <pricingService>
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        <custodians>
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            <shareholderServiceAgentName>The Bank of New York Mellon</shareholderServiceAgentName>
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            <principalName>GOLDMAN SACHS &amp; CO. LLC</principalName>
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      <managementInvestmentQuestion>
        <mgmtInvFundName>EquityCompass Tactical Risk Manager ETF</mgmtInvFundName>
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            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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        <relyOnRuleTypes>
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          <pricingService>
            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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