The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 571 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
AFLAC INC | COM | 001055102 | 1,105 | 17,500 | SH | Call | SOLE | 17,500 | 0 | 0 | |
AFLAC INC | COM | 001055102 | 1,105 | 17,500 | SH | Put | SOLE | 17,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 250 | 328 | SH | SOLE | 328 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 236 | 398 | SH | SOLE | 398 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 860 | 14,000 | SH | Put | SOLE | 14,000 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 265 | 4,324 | SH | SOLE | 4,324 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 860 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 1,049 | 19,400 | SH | Call | SOLE | 19,400 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,635 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,199 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 572 | 27,000 | SH | Call | SOLE | 27,000 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 572 | 27,000 | SH | Put | SOLE | 27,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 862 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 862 | 22,000 | SH | Call | SOLE | 22,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 622 | 46,000 | SH | Put | SOLE | 46,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 385 | 28,480 | SH | SOLE | 28,480 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 622 | 46,000 | SH | Call | SOLE | 46,000 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 2,484 | 141,000 | SH | Call | SOLE | 141,000 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 476 | 27,000 | SH | Put | SOLE | 27,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 573 | 4,515 | SH | SOLE | 4,515 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,523 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 188 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 188 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 1,148 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 551 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 911 | 32,000 | SH | Call | SOLE | 32,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 911 | 32,000 | SH | Put | SOLE | 32,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 418 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 418 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 977 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 977 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
CORNING INC | COM | 219350105 | 470 | 22,500 | SH | Call | SOLE | 22,500 | 0 | 0 | |
CORNING INC | COM | 219350105 | 470 | 22,500 | SH | Put | SOLE | 22,500 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 338 | 4,394 | SH | SOLE | 4,394 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 770 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 487 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 487 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 993 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 993 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 1,139 | 18,200 | SH | Call | SOLE | 18,200 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 1,013 | 16,200 | SH | Put | SOLE | 16,200 | 0 | 0 | |
EBAY INC | COM | 278642103 | 382 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 283 | 11,852 | SH | SOLE | 11,852 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 239 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 210 | 3,057 | SH | SOLE | 3,057 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 270 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 270 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 985 | 31,000 | SH | Call | SOLE | 31,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 763 | 24,000 | SH | Put | SOLE | 24,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 723 | 23,000 | SH | Call | SOLE | 23,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 723 | 23,000 | SH | Put | SOLE | 23,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 213 | 2,317 | SH | SOLE | 2,317 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,378 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,378 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 206 | 1,315 | SH | SOLE | 1,315 | 0 | 0 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 461 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 461 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 1,121 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 1,121 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 1,042 | 32,200 | SH | Call | SOLE | 32,200 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 1,042 | 32,200 | SH | Put | SOLE | 32,200 | 0 | 0 | |
INTL PAPER CO | COM | 460146103 | 698 | 17,000 | SH | Call | SOLE | 17,000 | 0 | 0 | |
INTL PAPER CO | COM | 460146103 | 698 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 294 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 548 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 548 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,437 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,567 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 857 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 857 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 496 | 4,479 | SH | SOLE | 4,479 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,770 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,876 | 26,000 | SH | Put | SOLE | 26,000 | 0 | 0 | |
JOHNSON CTLS INC | COM | 478366107 | 526 | 13,500 | SH | Call | SOLE | 13,500 | 0 | 0 | |
JOHNSON CTLS INC | COM | 478366107 | 526 | 13,500 | SH | Put | SOLE | 13,500 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,066 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
LENNAR CORP | CL A | 526057104 | 484 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
LENNAR CORP | CL A | 526057104 | 484 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 833 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 833 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 315 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 1,040 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 1,040 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 995 | 18,800 | SH | Call | SOLE | 18,800 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 995 | 18,800 | SH | Put | SOLE | 18,800 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 1,055 | 24,000 | SH | Call | SOLE | 24,000 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 1,230 | 28,000 | SH | Put | SOLE | 28,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 950 | 17,200 | SH | Put | SOLE | 17,200 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 950 | 17,200 | SH | Call | SOLE | 17,200 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 224 | 2,556 | SH | SOLE | 2,556 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 289 | 11,556 | SH | SOLE | 11,556 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 300 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 300 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 736 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 736 | 18,000 | SH | Put | SOLE | 18,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 296 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 296 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,433 | 13,127 | SH | SOLE | 13,127 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,529 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 1,070 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 1,070 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 1,011 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 1,011 | 14,000 | SH | Put | SOLE | 14,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 211 | 585 | SH | SOLE | 585 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,470 | 21,000 | SH | Call | SOLE | 21,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14,665 | 71,357 | SH | SOLE | 71,357 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 39,295 | 191,200 | SH | Call | SOLE | 191,200 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 18,497 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 955 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 955 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 976 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 976 | 17,000 | SH | Call | SOLE | 17,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 379 | 13,600 | SH | Call | SOLE | 13,600 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 379 | 13,600 | SH | Put | SOLE | 13,600 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,301 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,028 | 19,000 | SH | Call | SOLE | 19,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,028 | 19,000 | SH | Put | SOLE | 19,000 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 629 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 373 | 7,713 | SH | SOLE | 7,713 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 629 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 |