10-12G 1 f1012g2016_zedgeinc.htm INITIAL GENERAL FORM FOR REGISTRATION OF A CLASS OF SECURITIES PURSUANT TO SECTION 12G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10

 

GENERAL FORM FOR REGISTRATION OF SECURITIES

Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934

 

ZEDGE, inc.

(Exact name of registrant as specified in its charter)

 

Delaware   26-3199071

(State or other jurisdiction
of incorporation or organization)

  (I.R.S. Employer
Identification No.)

 

22 Cortlandt Street (14th Floor), New York, NY 10007

(Address of principal executive offices, zip code)

 

(330) 577-3424

(Registrant’s telephone number, including area code)

 

With copies to:

 

Zedge, Inc.

22 Cortlandt Street

New York, New York 10007

Attention: Jonathan Reich

 

Dov T. Schwell, Esq.

c/o Schwell Wimpfheimer & Associates LLP

1430 Broadway, Suite 1615

New York, NY 10018

(646) 328-0795

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be registered   Name of each exchange on which registered
N/A   N/A

 

Securities registered pursuant to section 12(g) of the Act:

Class B common stock, par value $0.01 per share

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a small reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “small reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer ☐   Accelerated filer ☐
Non-accelerated filer ☐   Smaller reporting company ☒

  

 

 

 

 

 

INFORMATION INCLUDED IN INFORMATION STATEMENT

AND INCORPORATED BY REFERENCE IN FORM 10

 

CROSS-REFERENCE SHEET BETWEEN INFORMATION STATEMENT AND ITEMS OF FORM 10

 

This registration statement on Form 10 (the “Form 10”) incorporates by reference information contained in the information statement filed as exhibit 99.1 hereto (the “information statement”). The cross-reference table below identifies where the items required by Form 10 can be found in the information statement.

 

Item No.   Item Caption   Location in Information Statement
1.   Business   “Executive Summary” and “Business”
1A.   Risk Factors   “Risk Factors”
2.   Financial Information   “Unaudited Pro Forma Condensed Consolidated Financial Data” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations”
3.   Properties   “Executive Summary” and “Business”
4.   Security Ownership of Certain Beneficial Owners and Management   “Security Ownership by Certain Beneficial Owners and Management”
5.   Directors and Executive Officers   “Management”
6.   Executive Compensation   “Executive Compensation”
7.   Certain Relationships and Related Transactions, and Director Independence   “Our Relationship with IDT After the Spin-Off and Related Person Transactions”
8.   Legal Proceedings   “Legal Proceedings”
9.   Market Price of and Dividends on the Registrant’s Common Equity and Related Stockholder Matters   “Executive Summary;” “Risk Factors;” “The Spin-Off;” “Dividend Policy;” and “Description of Our Capital Stock”
10.   Recent Sale of Unregistered Securities   “Recent Sale of Unregistered Securities”
11.   Description of Registrant’s Securities to be Registered   “Description of Our Capital Stock”
12.   Indemnification of Directors and Officers   “Description of Our Capital Stock;” and “Our Relationship with IDT After the Spin-Off and Related Person Transactions”
13.   Financial Statements and Supplementary Data including the Consolidated Financial Statements   “Unaudited Pro Forma Condensed Consolidated Financial Data;” “Management’s Discussion and Analysis of Financial Condition and Results of Operations;” and “Index to Consolidated Financial Statements”
14.   Changes in and Disagreements with Accountants on Accounting and Financial Disclosure   None
15.   Financial Statements and Exhibits   “Unaudited Pro Forma Condensed Consolidated Financial Data”; “Management’s Discussion and Analysis of Financial Condition and Results of Operations”; and “Index to Consolidated Financial Statements” and the consolidated financial statements referenced therein

 

(a)List of Financial Statements

 

 

 

 

The following historical and pro forma consolidated financial statements of Zedge, Inc. are included in the information statement and filed as part of this registration statement on Form 10:

 

(1)Audited Consolidated Financial Statements, including Report of Independent Registered Public Accounting Firm, as of, and for the fiscal years ended, July 31, 2015 and 2014;

 

(2)Consolidated Balance Sheets as of October 31, 2015 (unaudited) and July 31, 2015;

 

(3)Consolidated Unaudited Statements of Operations for the three months ended October 31, 2015 and 2014; and

 

(4)Consolidated Unaudited Statements of Cash Flows for the three months ended October 31, 2015 and 2014.

 

(b)Exhibits

 

The following exhibits are filed herewith unless otherwise indicated:

 

Exhibit

Number

 

 

Exhibit Description

2.1   Form of Separation and Distribution Agreement between IDT Corporation and Zedge, Inc.**
3.1   Form of the Amended and Restated Certificate of Incorporation of Zedge, Inc.**
3.2   By-Laws of Zedge, Inc. **
4.1   Specimen common stock certificate of Zedge, Inc.**
10.1   Form of 2016 Stock Option and Incentive Plan* **
10.2   Transition Services Agreement**
10.3   Tax Separation Agreement**
99.1     Preliminary Information Statement of Zedge, Inc., subject to completion, dated March 8, 2016

 

 

* Management contract or compensatory plan or arrangement

** To be filed by amendment

 

 

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  ZEDGE, Inc.
     
  By: /s/ Jonathan Reich
  Name: Jonathan Reich
  Title: Chief Financial Officer

 

Dated: March 8, 2016

 

 

 

 

INDEX TO EXHIBITS
 

Exhibit

Number

 

 

Exhibit Description

2.1   Form of Separation and Distribution Agreement between IDT Corporation and Zedge, Inc.**
3.1   Form of the Amended and Restated Certificate of Incorporation of Zedge, Inc.**
3.2   By-Laws of Zedge, Inc. **
4.1   Specimen common stock certificate of Zedge, Inc.**
*10.1   Form of 2016 Stock Option and Incentive Plan**
10.2   Transition Services Agreement**
10.3   Tax Separation Agreement**
99.1     Preliminary Information Statement of  Zedge, Inc., subject to completion, dated March 8, 2016

 

 

 * Management contract or compensatory plan or arrangement

** To be filed by amendment