Chief Compliance Officer

0001398344-22-002635.txt : 20220210 0001398344-22-002635.hdr.sgml : 20220210 20220210153813 ACCESSION NUMBER: 0001398344-22-002635 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 EFFECTIVENESS DATE: 20220210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cribstone Capital Management, LLC CENTRAL INDEX KEY: 0001667163 IRS NUMBER: 454507987 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17395 FILM NUMBER: 22613647 BUSINESS ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 BUSINESS PHONE: (207) 844-2000 MAIL ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001667163 XXXXXXXX 12-31-2021 12-31-2021 false Cribstone Capital Management, LLC

7 NORTH CHESTNUT STREET AUGUSTA ME 04330

13F HOLDINGS REPORT 028-17395 N Scott E. Upham Chief Compliance Officer 207-844-2000 /s/ Scott E. Upham Augusta ME 02-08-2022 0 433 180170 INFORMATION TABLE 2 fp0072217_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories CS 002824100 1235 8773 SH SOLE 8773 0 0 Align Technology Inc CS 016255101 164 250 SH SOLE 250 0 0 Allstate Corp CS 020002101 0 3 SH SOLE 3 0 0 Amazon.com Inc CS 023135106 2964 889 SH SOLE 889 0 0 American Electric Power Co Inc CS 025537101 1 12 SH SOLE 12 0 0 American Water Works Co Inc CS 030420103 28 150 SH SOLE 150 0 0 Amgen Inc CS 031162100 28 126 SH SOLE 126 0 0 Analog Devices Inc CS 032654105 5 30 SH SOLE 30 0 0 Anthem Inc CS 036752103 23 50 SH SOLE 50 0 0 Apple Inc CS 037833100 6359 35812 SH SOLE 35812 0 0 Applied Materials Inc CS 038222105 35 220 SH SOLE 220 0 0 Arista Networks Inc CS 040413106 259 1800 SH SOLE 1800 0 0 Automatic Data Processing Inc CS 053015103 5 21 SH SOLE 21 0 0 Bank Of America 7.25 Non Cumulatve Perp C V T Pfd CP 060505682 13 9 SH SOLE 9 0 0 Baxter International Inc CS 071813109 3 30 SH SOLE 30 0 0 Berkshire Hathaway Inc B CS 084670702 2358 7885 SH SOLE 7885 0 0 Boeing Co CS 097023105 1145 5690 SH SOLE 5690 0 0 Boston Scientific Corp CS 101137107 11 253 SH SOLE 253 0 0 Bristol-Myers Squibb Company CS 110122108 32 515 SH SOLE 515 0 0 Brookfield Asset Management Inc Class A CS 112585104 14 240 SH SOLE 240 0 0 Cvs Health Corp CS 126650100 903 8757 SH SOLE 8757 0 0 Canadian National Railway Co CS 136375102 25 207 SH SOLE 207 0 0 Carnival Corp CS 143658300 2 88 SH SOLE 88 0 0 Casey s General Stores Inc CS 147528103 695 3523 SH SOLE 3523 0 0 Chevron Corp CS 166764100 241 2053 SH SOLE 2053 0 0 Chipotle Mexican Grill Inc Class A CS 169656105 17 10 SH SOLE 10 0 0 Church & Dwight Co Inc CS 171340102 1 5 SH SOLE 5 0 0 Citigroup Inc CS 172967424 7 112 SH SOLE 112 0 0 Clorox Co CS 189054109 0 2 SH SOLE 2 0 0 Coca-Cola Co CS 191216100 3 44 SH SOLE 44 0 0 Cognex Corp CS 192422103 295 3800 SH SOLE 3800 0 0 Cognizant Technology Solutions Corp A CS 192446102 3 33 SH SOLE 33 0 0 Colgate-Palmolive Co CS 194162103 36 424 SH SOLE 424 0 0 Corning Inc CS 219350105 10 263 SH SOLE 263 0 0 ARTIVION INC CS 228903100 7 382 SH SOLE 382 0 0 Cummins Inc CS 231021106 10 45 SH SOLE 45 0 0 Danaher Corp CS 235851102 8 25 SH SOLE 25 0 0 Walt Disney Co CS 254687106 237 1528 SH SOLE 1528 0 0 eBay Inc CS 278642103 133 2000 SH SOLE 2000 0 0 Ecolab Inc CS 278865100 56 240 SH SOLE 240 0 0 Emerson Electric Co CS 291011104 6 60 SH SOLE 60 0 0 FMC Corp CS 302491303 3 30 SH SOLE 30 0 0 F N B Bancorp Inc CS 302517107 0 100 SH SOLE 100 0 0 Ford Motor Co CS 345370860 52 2489 SH SOLE 2489 0 0 General Mills Inc CS 370334104 4 55 SH SOLE 55 0 0 Gilead Sciences Inc CS 375558103 204 2810 SH SOLE 2810 0 0 Gladstone Land Corp CS 376549101 1 15 SH SOLE 15 0 0 Hologic Inc CS 436440101 17 220 SH SOLE 220 0 0 The Home Depot Inc CS 437076102 123 297 SH SOLE 297 0 0 Honeywell International Inc CS 438516106 92 443 SH SOLE 443 0 0 Illinois Tool Works Inc CS 452308109 60 245 SH SOLE 245 0 0 Intel Corp CS 458140100 541 10514 SH SOLE 10514 0 0 International Business Machines Corp CS 459200101 42 313 SH SOLE 313 0 0 iShares Core S&P 500 EF 464287200 316 663 SH SOLE 663 0 0 iShares MSCI Emerging Markets EF 464287234 0 2 SH SOLE 2 0 0 iShares S&P 500 Growth EF 464287309 130 1555 SH SOLE 1555 0 0 iShares Global Energy ETF EF 464287341 3 109 SH SOLE 109 0 0 iShares S&P 500 Value EF 464287408 277 1771 SH SOLE 1771 0 0 iShares 1-3 Year Treasury Bond EF 464287457 1 14 SH SOLE 14 0 0 Ishares Msci Eafe Etf EF 464287465 99 1259 SH SOLE 1259 0 0 iShares Core S&P Mid-Cap EF 464287507 15 54 SH SOLE 54 0 0 iShares Russell 1000 Growth EF 464287614 691 2260 SH SOLE 2260 0 0 iShares Russell 1000 EF 464287622 13 51 SH SOLE 51 0 0 iShares Russell 2000 EF 464287655 75 337 SH SOLE 337 0 0 iShares Russell 3000 EF 464287689 84 304 SH SOLE 304 0 0 Ishares U S Technology Etf EF 464287721 46 400 SH SOLE 400 0 0 iShares US Real Estate EF 464287739 29 254 SH SOLE 254 0 0 Ishares Msci Kld 400 EF 464288570 4097 44088 SH SOLE 44088 0 0 iShares MSCI USA ESG Select ETF EF 464288802 297 2797 SH SOLE 2797 0 0 iShares Core Aggressive Allocation ETF EF 464289859 11 156 SH SOLE 156 0 0 iShares Core Growth Allocation ETF EF 464289867 5 95 SH SOLE 95 0 0 iShares Core Moderate Allocation ETF EF 464289875 51 1118 SH SOLE 1118 0 0 Jacobs Engineering Group Inc CS 469814107 29 210 SH SOLE 210 0 0 Jetblue Airways Corp CS 477143101 7 525 SH SOLE 525 0 0 Johnson & Johnson CS 478160104 1264 7387 SH SOLE 7387 0 0 KLA-Tencor Corp CS 482480100 24 55 SH SOLE 55 0 0 Kimberly-Clark Corp CS 494368103 7 46 SH SOLE 46 0 0 The Kraft Heinz Co CS 500754106 1277 35580 SH SOLE 35580 0 0 Lam Research Corp CS 512807108 62 86 SH SOLE 86 0 0 The Estee Lauder Companies Inc Class A CS 518439104 4 10 SH SOLE 10 0 0 Eli Lilly and Co CS 532457108 280 1015 SH SOLE 1015 0 0 Lockheed Martin Corp CS 539830109 0 1 SH SOLE 1 0 0 Lowe s Companies Inc CS 548661107 64 246 SH SOLE 246 0 0 Markel Corp CS 570535104 99 80 SH SOLE 80 0 0 Marsh & Mclennan Companies Inc CS 571748102 1 8 SH SOLE 8 0 0 McDonald s Corp CS 580135101 87 326 SH SOLE 326 0 0 Microsoft Corp CS 594918104 4771 14186 SH SOLE 14186 0 0 Mondelez International Inc Class A CS 609207105 1 11 SH SOLE 11 0 0 Newmont Mining Corp CS 651639106 6 100 SH SOLE 100 0 0 Nike Inc B CS 654106103 63 380 SH SOLE 380 0 0 Norfolk Southern Corp CS 655844108 3 9 SH SOLE 9 0 0 Northrop Grumman Corp CS 666807102 546 1410 SH SOLE 1410 0 0 Novo Nordisk A/S CS 670100205 17 148 SH SOLE 148 0 0 Nucor Corp CS 670346105 2 20 SH SOLE 20 0 0 ONEOK Inc CS 682680103 15 252 SH SOLE 252 0 0 PNC Financial Services Group Inc CS 693475105 20 100 SH SOLE 100 0 0 Packaging Corp of America CS 695156109 22 160 SH SOLE 160 0 0 Palo Alto Networks Inc CS 697435105 2 4 SH SOLE 4 0 0 Peoples Bancorp Inc (Marietta OH) CS 709789101 0 15 SH SOLE 15 0 0 PepsiCo Inc CS 713448108 122 700 SH SOLE 700 0 0 Pfizer Inc CS 717081103 1097 18569 SH SOLE 18569 0 0 Procter & Gamble Co CS 742718109 913 5582 SH SOLE 5582 0 0 Progressive Corp CS 743315103 16 156 SH SOLE 156 0 0 Public Service Enterprise Group Inc CS 744573106 202 3030 SH SOLE 3030 0 0 QUALCOMM Inc CS 747525103 4 20 SH SOLE 20 0 0 Republic Services Inc CS 760759100 14 100 SH SOLE 100 0 0 Royal Dutch Shell PLC CS 780259206 9 200 SH SOLE 200 0 0 Royal Gold Inc CS 780287108 11 100 SH SOLE 100 0 0 SAP SE ADR CS 803054204 15 105 SH SOLE 105 0 0 Charles Schwa Pfd PS 808513600 17 656 SH SOLE 656 0 0 Siemens AG CS 826197501 16 185 SH SOLE 185 0 0 Southern Company CS 842587107 15 225 SH SOLE 225 0 0 Stanley Black & Decker Inc CS 854502101 48 255 SH SOLE 255 0 0 Starbucks Corp CS 855244109 57 490 SH SOLE 490 0 0 State Street Corporation CS 857477103 20 218 SH SOLE 218 0 0 Stryker Corp CS 863667101 839 3138 SH SOLE 3138 0 0 Sysco Corp CS 871829107 27 340 SH SOLE 340 0 0 TJX Companies Inc CS 872540109 55 730 SH SOLE 730 0 0 Thermo Fisher Scientific Inc CS 883556102 73 110 SH SOLE 110 0 0 Thor Industries Inc CS 885160101 3 30 SH SOLE 30 0 0 Toyota Motor Corporation Ads CS 892331307 17 90 SH SOLE 90 0 0 Tractor Supply Co CS 892356106 134 560 SH SOLE 560 0 0 Tyson Foods Inc Class A CS 902494103 4 50 SH SOLE 50 0 0 U G I Corporation CS 902681105 7 150 SH SOLE 150 0 0 US Bancorp CS 902973304 63 1128 SH SOLE 1128 0 0 Unilever PLC ADR CS 904767704 1 10 SH SOLE 10 0 0 Union Pacific Corp CS 907818108 19 75 SH SOLE 75 0 0 United Parcel Service Inc Class B CS 911312106 602 2809 SH SOLE 2809 0 0 Vanguard Dividend Appreciation ETF EF 921908844 114 661 SH SOLE 661 0 0 Vanguard Mega Cap Growth ETF EF 921910816 70 267 SH SOLE 267 0 0 Vanguard Short-Term Bond ETF EF 921937827 114 1412 SH SOLE 1412 0 0 Vanguard FTSE Developed Markets ETF EF 921943858 5 97 SH SOLE 97 0 0 Vanguard High Dividend Yield ETF EF 921946406 6 55 SH SOLE 55 0 0 Vanguard FTSE All-World ex-US ETF EF 922042775 13 215 SH SOLE 215 0 0 Vanguard REIT ETF EF 922908553 25 213 SH SOLE 213 0 0 Vanguard Mid-Cap ETF EF 922908629 201 789 SH SOLE 789 0 0 Vanguard Total Stock Market ETF EF 922908769 1007 4172 SH SOLE 4172 0 0 Vestas Wind Systems A/S CS 925458101 8 750 SH SOLE 750 0 0 Wal-Mart Stores Inc CS 931142103 781 5400 SH SOLE 5400 0 0 Wells Fargo & Co CS 949746101 2 33 SH SOLE 33 0 0 Wells Fargo & Co CP 949746804 6 4 SH SOLE 4 0 0 Wheaton Precious Metals Corp CS 962879102 6 150 SH SOLE 150 0 0 Yum Brands Inc CS 988498101 43 311 SH SOLE 311 0 0 PowerShares QQQ ETF EF 46090E103 410 1030 SH SOLE 1030 0 0 Target Corp CS 87612E106 12 50 SH SOLE 50 0 0 Edwards Lifesciences Corp CS 28176E108 1 10 SH SOLE 10 0 0 The Travelers Companies Inc CS 89417E109 20 130 SH SOLE 130 0 0 Guggenheim S&P Global Water ETF EF 46138E263 8 135 SH SOLE 135 0 0 A T & T Inc CS 00206R102 1073 43620 SH SOLE 43620 0 0 AbbVie Inc CS 00287Y109 1248 9217 SH SOLE 9217 0 0 Activision Blizzard Inc CS 00507V109 0 5 SH SOLE 5 0 0 Alphabet Inc C CS 02079K107 613 212 SH SOLE 212 0 0 Alphabet Inc A CS 02079K305 4241 1464 SH SOLE 1464 0 0 American Airlines Group Inc CS 02376R102 3 150 SH SOLE 150 0 0 Cisco Systems Inc CS 17275R102 237 3747 SH SOLE 3747 0 0 Comcast Corp Class A CS 20030N101 29 573 SH SOLE 573 0 0 Constellation Brands Inc CS 21036P108 31 124 SH SOLE 124 0 0 Costco Wholesale Corp CS 22160K105 242 426 SH SOLE 426 0 0 Dentsply Sirona Inc Com CS 24906P109 11 200 SH SOLE 200 0 0 ETFMG Prime Cyber Security ETF EF 26924G201 2 33 SH SOLE 33 0 0 Entergy Corp CS 29364G103 12 103 SH SOLE 103 0 0 Eversource Energy CS 30040W108 45 500 SH SOLE 500 0 0 Exelon Corp CS 30161N101 17 300 SH SOLE 300 0 0 Exxon Mobil Corp CS 30231G102 195 3184 SH SOLE 3184 0 0 Facebook Inc A CS 30303M102 2052 6102 SH SOLE 6102 0 0 First Trust Global Wind Energy ETF EF 33736G106 25 1250 SH SOLE 1250 0 0 GlaxoSmithKline PLC ADR CS 37733W105 7 152 SH SOLE 152 0 0 Goldman Sachs Group Inc CS 38141G104 36 95 SH SOLE 95 0 0 Goldman Sachs Group Inc PS 38145G308 16 620 SH SOLE 620 0 0 HP Inc CS 40434L105 19 499 SH SOLE 499 0 0 Hewlett Packard Enterprise Co CS 42824C109 7 464 SH SOLE 464 0 0 Highlands REIT Inc CS 43110A104 1 2500 SH SOLE 2500 0 0 IDEXX Laboratories Inc CS 45168D104 2690 4086 SH SOLE 4086 0 0 Intuitive Surgical Inc CS 46120E602 41 114 SH SOLE 114 0 0 PowerShares Water Resources ETF EF 46137V142 10 160 SH SOLE 160 0 0 Guggenheim S&P 500 Equal EF 46137V282 1709 5275 SH SOLE 5275 0 0 Powershares S&P 500 Low EF 46138E354 11 155 SH SOLE 155 0 0 Guggenheim Solar ETF EF 46138G706 74 965 SH SOLE 965 0 0 Invesco BulletShares 2024 Corporate Bond ETF EF 46138J841 916 41944 SH SOLE 41944 0 0 Invesco BulletShares 2023 Corporate Bond ETF EF 46138J866 1003 46741 SH SOLE 46741 0 0 Invesco BulletShares 2022 Corporate Bond ETF EF 46138J882 1047 48961 SH SOLE 48961 0 0 JPMorgan Chase & Co CS 46625H100 261 1646 SH SOLE 1646 0 0 Esclehman Bros Hldgs Inc Dep Shs Repstg 1/100th Pf PS 524ESC720 0 900 SH SOLE 900 0 0 Mastercard Inc A CS 57636Q104 1218 3390 SH SOLE 3390 0 0 MercadoLibre Inc CS 58733R102 13 10 SH SOLE 10 0 0 Merck & Co Inc CS 58933Y105 1326 17303 SH SOLE 17303 0 0 Molina Healthcare Inc CS 60855R100 16 50 SH SOLE 50 0 0 Netflix Inc CS 64110L106 1639 2721 SH SOLE 2721 0 0 NextEra Energy Inc CS 65339F101 88 945 SH SOLE 945 0 0 Novartis Ag CS 66987V109 2 25 SH SOLE 25 0 0 NVIDIA Corp CS 67066G104 1966 6683 SH SOLE 6683 0 0 ONE Gas Inc CS 68235P108 24 310 SH SOLE 310 0 0 PayPal Holdings Inc CS 70450Y103 380 2014 SH SOLE 2014 0 0 Qorvo Inc CS 74736K101 7 47 SH SOLE 47 0 0 SPDRR S&P 500 ETF EF 78462F103 7333 15440 SH SOLE 15440 0 0 Spdr Gold Shares Etf EF 78463V107 6305 36877 SH SOLE 36877 0 0 Spdr S&P Regional EF 78464A698 1552 21912 SH SOLE 21912 0 0 Spdr Doubleline Ttl Rtrn EF 78467V848 8207 173364 SH SOLE 173364 0 0 Salesforce.com Inc CS 79466L302 1561 6141 SH SOLE 6141 0 0 Sanofi Spond CS 80105N105 10 196 SH SOLE 196 0 0 Select Sector Spdr Trust The Health Care Select Se EF 81369Y209 2726 19351 SH SOLE 19351 0 0 Consumer Staples Select Sector SPDRR ETF EF 81369Y308 1459 18916 SH SOLE 18916 0 0 Spdr Fund Consumer EF 81369Y407 5527 27035 SH SOLE 27035 0 0 Energy Select Sector EF 81369Y506 1151 20734 SH SOLE 20734 0 0 Select Str Financial EF 81369Y605 5963 152700 SH SOLE 152700 0 0 Industrial Select Sector SPDRR ETF EF 81369Y704 1971 18631 SH SOLE 18631 0 0 Technology Select Sector SPDRR ETF EF 81369Y803 11992 68973 SH SOLE 68973 0 0 Select Sector Spdr Trust The Utilities Select Sect EF 81369Y886 2204 30789 SH SOLE 30789 0 0 SYNNEX Corp CS 87162W100 7 65 SH SOLE 65 0 0 Tencent Holdings Ltd ADR CS 88032Q109 0 6 SH SOLE 6 0 0 Tesla Motors Inc CS 88160R101 151 143 SH SOLE 143 0 0 3M Co CS 88579Y101 467 2629 SH SOLE 2629 0 0 UnitedHealth Group Inc CS 91324P102 1772 3529 SH SOLE 3529 0 0 Vanguard Short Term Cor EF 92206C409 2937 36146 SH SOLE 36146 0 0 Vanguard Russell 2000 ETF EF 92206C664 411 4572 SH SOLE 4572 0 0 Vanguard Intermediate EF 92206C870 66 710 SH SOLE 710 0 0 Verizon Communications Inc CS 92343V104 13 246 SH SOLE 246 0 0 Visa Inc Class A CS 92826C839 1306 6028 SH SOLE 6028 0 0 Waste Management Inc CS 94106L109 103 615 SH SOLE 615 0 0 WEX Inc CS 96208T104 43 305 SH SOLE 305 0 0 Yum China Hldgs Inc Com CS 98850P109 10 200 SH SOLE 200 0 0 Zimmer Biomet Holdings Inc CS 98956P102 4 30 SH SOLE 30 0 0 Alkermes PLC CS G01767105 11 482 SH SOLE 482 0 0 Allegion PLC CS G0176J109 46 347 SH SOLE 347 0 0 Accenture PLC A CS G1151C101 29 70 SH SOLE 70 0 0 Eaton Corp PLC CS G29183103 111 642 SH SOLE 642 0 0 Medtronic PLC CS G5960L103 630 6090 SH SOLE 6090 0 0 Willis Towers Watson Public Limited Company Shs CS G96629103 18 75 SH SOLE 75 0 0 Chubb Ltd CS H1467J104 8 41 SH SOLE 41 0 0 NuShares ESG Small-Cap ETF EF 67092P607 176 4180 SH SOLE 4180 0 0 Linde plc CS G5494J103 1 4 SH SOLE 4 0 0 Cigna Corp CS 125523100 23 100 SH SOLE 100 0 0 SchwabR S&P 500 Index EF 808509855 590 8084 SH SOLE 8084 0 0 Zebra Technologies Corp CS 989207105 476 800 SH SOLE 800 0 0 Square Inc CS 852234103 6 40 SH SOLE 40 0 0 Goldman Sachs ActiveBetaR EMkts Eq ETF EF 381430206 162 4373 SH SOLE 4373 0 0 Humana Inc CS 444859102 590 1272 SH SOLE 1272 0 0 Alibaba Group Holding Ltd ADR CS 01609W102 238 2002 SH SOLE 2002 0 0 Invesco BulletShares 2027 Corporate Bond ETF EF 46138J783 6 288 SH SOLE 288 0 0 Livent Corp CS 53814L108 0 18 SH SOLE 18 0 0 Nustar Energy Lp 9.00 Cum Pfd C PS 67058H409 19 740 SH SOLE 740 0 0 SPDRR S&P Biotech ETF EF 78464A870 1029 9190 SH SOLE 9190 0 0 Teladoc Health Inc CS 87918A105 2 17 SH SOLE 17 0 0 SPDRR S&P 600 Small Cap ETF EF 78464A813 37 368 SH SOLE 368 0 0 Select Sector Spdr Tr Communication EF 81369Y852 2130 27426 SH SOLE 27426 0 0 Real Estate Select Sector SPDRR EF 81369Y860 969 18711 SH SOLE 18711 0 0 Southwest Airlines Co CS 844741108 356 8316 SH SOLE 8316 0 0 Pinterest Inc CS 72352L106 9 250 SH SOLE 250 0 0 iShares iBonds Dec 2022 Term Corp ETF EF 46434VBA7 5094 202623 SH SOLE 202623 0 0 iShares iBonds Dec 2023 Term Corp ETF EF 46434VAX8 4936 192296 SH SOLE 192296 0 0 iShares iBonds Dec 2024 Term Corp ETF EF 46434VBG4 5182 199834 SH SOLE 199834 0 0 FidelityR MSCI Real Estate ETF EF 316092857 444 12779 SH SOLE 12779 0 0 Schwab US Mid-Cap ETFT EF 808524508 1107 13759 SH SOLE 13759 0 0 FidelityR MSCI Financials ETF EF 316092501 2295 41048 SH SOLE 41048 0 0 FidelityR MSCI Energy ETF EF 316092402 551 36327 SH SOLE 36327 0 0 FidelityR MSCI Consumer Discret ETF EF 316092204 2115 23952 SH SOLE 23952 0 0 iShares ESG 1-5 Year USD Corp Bd ETF EF 46435G243 694 27066 SH SOLE 27066 0 0 Carrier Global Corp-Wi CS 14448C104 4 65 SH SOLE 65 0 0 OTIS Worldwide Corp-Wi CS 68902V107 3 32 SH SOLE 32 0 0 Raytheon Technologies Ord CS 75513E101 12 140 SH SOLE 140 0 0 The Wendy s Co CS 95058W100 7 300 SH SOLE 300 0 0 Ingersoll Rand Inc CS 45687V106 38 607 SH SOLE 607 0 0 Trane Technologies PLC CS G8994E103 125 620 SH SOLE 620 0 0 E.I. du Pont de Nemours & Co CS 26614N102 4 46 SH SOLE 46 0 0 Vanguard 500 ETF EF 922908363 2308 5287 SH SOLE 5287 0 0 Delta Air Lines Inc CS 247361702 5 118 SH SOLE 118 0 0 Skyworks Solutions Inc CS 83088M102 13 82 SH SOLE 82 0 0 iShares MSCI EAFE Growth ETF EF 464288885 76 693 SH SOLE 693 0 0 Smiledirectclub Inc Ordinary Shares - Class A CS 83192H106 0 169 SH SOLE 169 0 0 StoneCo Ltd CS G85158106 0 11 SH SOLE 11 0 0 Baozun Inc CS 06684L103 0 8 SH SOLE 8 0 0 PagSeguro Digital Ltd CS G68707101 1 37 SH SOLE 37 0 0 Medra Corp (NV) CS 58505W107 0 1 SH SOLE 1 0 0 Cenveo Inc (NV) CS 15670S402 0 5 SH SOLE 5 0 0 Schwab 1000 ETF EF 808524722 1 17 SH SOLE 17 0 0 Intelsat SA CS L5140P101 0 33 SH SOLE 33 0 0 Shiseido Co Ltd CS 824841407 1 15 SH SOLE 15 0 0 T-Mobile US Inc CS 872590104 447 3857 SH SOLE 3857 0 0 Lonza Group Ltd CS H50524133 1 1 SH SOLE 1 0 0 Virgin Galactic Holdings Inc CS 92766K106 1 45 SH SOLE 45 0 0 Roche Holding AG ADR CS 771195104 1 10 SH SOLE 10 0 0 Cameco Corp CS 13321L108 0 15 SH SOLE 15 0 0 Zoom video communications-A CS 98980L101 110 600 SH SOLE 600 0 0 L3Harris Technologies Ord CS 502431109 501 2351 SH SOLE 2351 0 0 ASML Holding NV CS N07059210 244 306 SH SOLE 306 0 0 ClearBridge Energy MLP CF 184692200 0 1 SH SOLE 1 0 0 iShares ESG MSCI EAFE ETF EF 46435G516 97 1226 SH SOLE 1226 0 0 iShares ESG MSCI EM ETF EF 46434G863 9 221 SH SOLE 221 0 0 Mylan Nv CS 92556V106 12 921 SH SOLE 921 0 0 SKECHERS USA INC CS 830566105 1 28 SH SOLE 28 0 0 Invesco BulletShares 2025 Corporate Bond ETF EF 46138J825 332 15181 SH SOLE 15181 0 0 iShares iBonds Dec 2025 Term Corp ETF EF 46434VBD1 4768 180479 SH SOLE 180479 0 0 Concentrix Corp Ordinary Shares CS 20602D101 8 45 SH SOLE 45 0 0 Aberdeen Standard Blmb AllCmdStrK1Fr ETF EF 003261104 24 1034 SH SOLE 1034 0 0 iShares MSCI Taiwan ETF EF 46434G772 13 191 SH SOLE 191 0 0 FidelityR MSCI Materials ETF EF 316092881 15 300 SH SOLE 300 0 0 SPDRR Russell 2000 ETF EF 78468R853 18 400 SH SOLE 400 0 0 Aerojet Rocketdyne Hldgs In CS 007800105 0 10 SH SOLE 10 0 0 Duke Energy Corp CS 26441C204 10 97 SH SOLE 97 0 0 Okta Inc CS 679295105 337 1504 SH SOLE 1504 0 0 Shopify Inc CS 82509L107 208 151 SH SOLE 151 0 0 Lordstown Motors Corp CS 54405Q100 0 25 SH SOLE 25 0 0 Coupa Software Inc Com CS 22266L106 63 400 SH SOLE 400 0 0 Hannon Armstrong Sustainable Infrastructure Capita CS 41068X100 170 3200 SH SOLE 3200 0 0 RH Com CS 74967X103 80 150 SH SOLE 150 0 0 Adobe Systems Inc CS 00724F101 170 300 SH SOLE 300 0 0 Appian Corp Cl A CS 03782L101 117 1800 SH SOLE 1800 0 0 Booking Hldgs Inc CS 09857L108 72 30 SH SOLE 30 0 0 BYD Co Ltd CS 05606L100 439 6500 SH SOLE 6500 0 0 Illumina Inc CS 452327109 418 1100 SH SOLE 1100 0 0 JD.com Inc ADR CS 47215P106 140 2000 SH SOLE 2000 0 0 Global X Lithium & Battery Tech ETF EF 37954Y855 214 2537 SH SOLE 2537 0 0 Match Group Inc CS 57667L107 265 2000 SH SOLE 2000 0 0 Vail Resorts Inc CS 91879Q109 82 250 SH SOLE 250 0 0 New Relic Inc CS 64829B100 76 690 SH SOLE 690 0 0 SolarEdge Technologies Inc CS 83417M104 505 1800 SH SOLE 1800 0 0 Twilio Inc CS 90138F102 342 1300 SH SOLE 1300 0 0 CrowdStrike Holdings Inc CS 22788C105 205 1000 SH SOLE 1000 0 0 BEAM THERAPEUTICS ORD CS 07373V105 1 9 SH SOLE 9 0 0 JPMorgan BetaBuilders Canada ETF EF 46641Q225 12 181 SH SOLE 181 0 0 Global X YieldCo&Renewable Engy Inc ETF EF 37954Y707 18 1150 SH SOLE 1150 0 0 HUMBL Inc CS 44501Q104 2 6236 SH SOLE 6236 0 0 VYNE THERAPEUTICS ORD CS 92941V209 0 111 SH SOLE 111 0 0 Grayscale Ethereum Trust (ETH) EF 389638107 10 300 SH SOLE 300 0 0 Roblox Corp Com Cl A CS 771049103 4 42 SH SOLE 42 0 0 iShares Core S&P Total US Stock Mkt ETF EF 464287150 33 313 SH SOLE 313 0 0 ARCHER MATERIALS ORD CS Q0498Z103 0 100 SH SOLE 100 0 0 Airbnb Inc CS 009066101 166 1000 SH SOLE 1000 0 0 Autodesk Inc CS 052769106 141 500 SH SOLE 500 0 0 Masimo Corp CS 574795100 146 500 SH SOLE 500 0 0 JM Smucker Co CS 832696405 1 4 SH SOLE 4 0 0 Global Green Solutions Inc CS 37947A105 0 1000 SH SOLE 1000 0 0 iShares MSCI USA Momentum Factor ETF EF 46432F396 25 140 SH SOLE 140 0 0 Organon &Co Common Stock CS 68622V106 0 4 SH SOLE 4 0 0 ARRIVAL CS L0423Q108 0 67 SH SOLE 67 0 0 Zymergen Inc CS 98985X100 0 40 SH SOLE 40 0 0 iShares Gold Trust EF 464285204 12 334 SH SOLE 334 0 0 General Electric Co CS 369604301 199 2106 SH SOLE 2106 0 0 Karuna Therapeutics Inc CS 48576A100 1 10 SH SOLE 10 0 0 Exact Sciences Corp CS 30063P105 1 10 SH SOLE 10 0 0 TYLER TECHNOLOGIES INC CS 902252105 29 54 SH SOLE 54 0 0 ARK Innovation ETF EF 00214Q104 17 175 SH SOLE 175 0 0 Hartford Multifactor Dev Mkts (exUS) ETF EF 518416102 25 821 SH SOLE 821 0 0 Koninklijke Ahold Delhaize NV ADR CS 500467501 38 1095 SH SOLE 1095 0 0 BJ s Wholesale Club Holdings Inc CS 05550J101 805 12026 SH SOLE 12026 0 0 Flowers Foods Inc CS 343498101 773 28129 SH SOLE 28129 0 0 The Hershey Co CS 427866108 731 3779 SH SOLE 3779 0 0 PAYA HOLDINGS CL A ORD CS 70434P103 653 102991 SH SOLE 102991 0 0 Eaton Corp PLC Put Opt 01/22 150.0 PUT ETN220121 0 6 SH SOLE 6 0 0 Micron Technology Inc CS 595112103 123 1320 SH SOLE 1320 0 0 STERIS PLC CS G8473T100 18 74 SH SOLE 74 0 0 ProShares UltraPro S&P500 EF 74347X864 7 49 SH SOLE 49 0 0 Upstart Holdings Inc CS 91680M107 45 300 SH SOLE 300 0 0 Microvision Inc CS 594960304 10 2000 SH SOLE 2000 0 0 JPMorgan BetaBuilders Dev Asia ex-JpnETF EF 46641Q233 6 120 SH SOLE 120 0 0 JPMorgan BetaBuilders Europe ETF EF 46641Q191 14 242 SH SOLE 242 0 0 JPMorgan BetaBuilders Japan ETF EF 46641Q217 16 286 SH SOLE 286 0 0 iShares MSCI Japan EF 46434G822 1 19 SH SOLE 19 0 0 iShares Core MSCI Emerging Markets ETF EF 46434G103 12 197 SH SOLE 197 0 0 iShares Short Treasury Bond EF 464288679 1 10 SH SOLE 10 0 0 Vanguard Short-Term Treasury ETF EF 92206C102 4 60 SH SOLE 60 0 0 BLACKROCK 80/20 TARGET ALLOCATION FUND CLASS K EF 09257E720 61 3565 SH SOLE 3565 0 0 BLACKROCK 60/40 TARGET ALLOCATION FUND CLASS K EF 09257E738 335 21063 SH SOLE 21063 0 0 BLACKROCK 40/60 TARGET ALLOCATION FUND CLASS K EF 09257E746 111 8208 SH SOLE 8208 0 0 JPMORGAN GROWTH ADVANTAGE FUND CLASS R6 EF 46640W108 918 26237 SH SOLE 26237 0 0 OCCIDENTAL PETE CORP WT EXP CS 674599162 0 7 SH SOLE 7 0 0 Weatherford Intl Plc Wt Exp Mer From G48833100#reo CS G48833126 0 8 SH SOLE 8 0 0 ARK FINTECH INNOVATION ETF EF 00214Q708 1 25 SH SOLE 25 0 0 Blackstone Group LP CS 09260D107 3 26 SH SOLE 26 0 0 THE CARLYLE GROUP INC CS 14316J108 2 35 SH SOLE 35 0 0 COMPASS DIVERSIFIED HOLDINGS CS 20451Q104 7 235 SH SOLE 235 0 0 IM DBI MANAGED FUTURES STRATEGY ETF EF 53700T827 4 137 SH SOLE 137 0 0 WisdomTree Emerging Markets High Div ETF EF 97717W315 5 117 SH SOLE 117 0 0 WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND EF 97717X669 24 365 SH SOLE 365 0 0 WisdomTree US LargeCap Dividend ETF EF 97717W307 8 120 SH SOLE 120 0 0 WisdomTree International Equity ETF EF 97717W703 7 128 SH SOLE 128 0 0 WisdomTree Japan Hedged Equity ETF EF 97717W851 1 21 SH SOLE 21 0 0 FIRST AMERICAN FINANCIAL CORP CS 31847R102 0 2 SH SOLE 2 0 0 FEDERATED HERMES INC CLASS B CS 314211103 1 28 SH SOLE 28 0 0 CAMBRIA GLOBAL ASSET ALLOCATION ETF EF 132061607 10 307 SH SOLE 307 0 0 GLADSTONE CAPITAL CORP CS 376535100 0 15 SH SOLE 15 0 0 iShares Core MSCI EAFE EF 46432F842 5 65 SH SOLE 65 0 0 KKR & CO INC ORDINARY SHARES CS 48251W104 3 40 SH SOLE 40 0 0 IQ MERGER ARBITRAGE ETF EF 45409B800 1 37 SH SOLE 37 0 0 Oracle Corp CS 68389X105 3 35 SH SOLE 35 0 0 SCHWAB EMERGING MARKETS EQUITY ETF EF 808524706 5 163 SH SOLE 163 0 0 SPROTT JUNIOR GOLD MINERS ETF EF 85210B201 1 32 SH SOLE 32 0 0 CAMBRIA TAIL RISK ETF EF 132061862 5 288 SH SOLE 288 0 0 Vanguard Small-Cap Growth ETF EF 922908595 2 7 SH SOLE 7 0 0 WisdomTree Managed Futures Strategy ETF EF 97717W125 4 116 SH SOLE 116 0 0 Xcel Energy Inc CS 98389B100 7 110 SH SOLE 110 0 0 Brighthouse Finl Inc Com CS 10922N103 0 9 SH SOLE 9 0 0 MetLife Inc CS 59156R108 1 10 SH SOLE 10 0 0 CAMBRIA TRINITY ETF EF 132061839 10 355 SH SOLE 355 0 0 PRIMORIS SERVICES CORP CS 74164F103 1 22 SH SOLE 22 0 0 BlackBerry Ltd CS 09228F103 5 500 SH SOLE 500 0 0 KYNDRYL HOLDINGS ORD WI CS 50155Q100 1 46 SH SOLE 46 0 0 The Western Union Co CS 959802109 9 500 SH SOLE 500 0 0 Stantec Inc Com CS 85472N109 25 444 SH SOLE 444 0 0 InvenTrust Properties Corp. CS 46124J201 7 250 SH SOLE 250 0 0 ARK Genomic Revolution ETF EF 00214Q302 24 400 SH SOLE 400 0 0 Global X Atnms & Elctrc Vhcls ETF EF 37954Y624 21 700 SH SOLE 700 0 0 ETFMG Prime Mobile Payments ETF EF 26924G409 29 500 SH SOLE 500 0 0 iShares US Aerospace & Defense ETF EF 464288760 31 300 SH SOLE 300 0 0 ProShares Online Retail ETF EF 74347B169 23 400 SH SOLE 400 0 0 VanEck Low Carbon Energy ETF EF 92189F502 10 60 SH SOLE 60 0 0 SPDRR Portfolio Large Cap ETF EF 78464A854 84 1500 SH SOLE 1500 0 0 SIMPLIFY VOLT ROBOCAR DIS TECH ETF EF 82889N889 22 1400 SH SOLE 1400 0 0 COINBASE GLOBAL CL A ORD CS 19260Q107 4 17 SH SOLE 17 0 0 Iridium Communications Inc CS 46269C102 0 10 SH SOLE 10 0 0 Itech Minerals Ltd Npv Isin #Au0000177172 Sedol #B CS Q4978R102 0 20 SH SOLE 20 0 0 UiPath Inc CS 90364P105 43 1000 SH SOLE 1000 0 0 APOLLO GLOBAL MANAGEMENT INC CLASS A CS 03769M106 1 17 SH SOLE 17 0 0 WISDOMTREE U.S. EFFICIENT CORE FUND EF 97717Y790 0 7 SH SOLE 7 0 0 RPAR RISK PARITY ETF EF 886364603 1 20 SH SOLE 20 0 0 Manulife Financial Corp CS 56501R106 2 100 SH SOLE 100 0 0 iShares 3-7 Year Treasury Bond ETF EF 464288661 4 28 SH SOLE 28 0 0 Schwab Short-Term US Treasury ETFT EF 808524862 11 218 SH SOLE 218 0 0 Moderna Inc CS 60770K107 203 800 SH SOLE 800 0 0 Rivian Automotive Inc Class A CS 76954A103 39 375 SH SOLE 375 0 0 AMKOR TECHNOLOGY INC CS 031652100 58 2350 SH SOLE 2350 0 0 LINEAGE CELL THERAPEUTICS INC CS 53566P109 0 88 SH SOLE 88 0 0 UNISYS CORP CS 909214306 2 100 SH SOLE 100 0 0 VISTEON CORP CS 92839U206 0 2 SH SOLE 2 0 0 FidelityR MSCI Information Tech ETF EF 316092808 1 7 SH SOLE 7 0 0 Flexshares Qual Div Etf EF 33939L860 25 415 SH SOLE 415 0 0 Vanguard Short-Term Infl-Prot Secs ETF EF 922020805 66 1287 SH SOLE 1287 0 0 Monitor Ventures Inc CS 609442108 0 9 SH SOLE 9 0 0 Galaxy Digital Holdings Ltd CS 10463R208 0 23 SH SOLE 23 0 0 EMX Royalty Corp CS 26873J107 1 350 SH SOLE 350 0 0 Sandstorm Gold Ltd CS 80013R206 1 100 SH SOLE 100 0 0 Silver Star Energy Inc CS 828234203 0 2000 SH SOLE 2000 0 0 QURATE RETAIL INC 8 PRF REDEEM 15/03/2031 USD - S PS 74915M308 0 3 SH SOLE 3 0 0