Chief Compliance Officer

0001398344-21-021839.txt : 20211118 0001398344-21-021839.hdr.sgml : 20211118 20211118144553 ACCESSION NUMBER: 0001398344-21-021839 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211118 DATE AS OF CHANGE: 20211118 EFFECTIVENESS DATE: 20211118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cribstone Capital Management, LLC CENTRAL INDEX KEY: 0001667163 IRS NUMBER: 454507987 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17395 FILM NUMBER: 211423945 BUSINESS ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 BUSINESS PHONE: (207) 844-2000 MAIL ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001667163 XXXXXXXX 09-30-2021 09-30-2021 false Cribstone Capital Management, LLC

7 NORTH CHESTNUT STREET AUGUSTA ME 04330

13F HOLDINGS REPORT 028-17395 N Scott E. Upham Chief Compliance Officer 207-844-2000 /s/ Scott E. Upham Augusta ME 11-17-2021 0 407 167791 INFORMATION TABLE 2 fp0069474_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories CS 002824100 1027 8693 SH SOLE 8693 0 0 Align Technology Inc CS 016255101 166 250 SH SOLE 250 0 0 Allstate Corp CS 020002101 0 2 SH SOLE 2 0 0 Amazon.com Inc CS 023135106 2884 878 SH SOLE 878 0 0 American Electric Power Co Inc CS 025537101 1 12 SH SOLE 12 0 0 American Water Works Co Inc CS 030420103 25 150 SH SOLE 150 0 0 Amgen Inc CS 031162100 27 126 SH SOLE 126 0 0 Analog Devices Inc CS 032654105 5 30 SH SOLE 30 0 0 Anthem Inc CS 036752103 19 50 SH SOLE 50 0 0 Apple Inc CS 037833100 5436 38419 SH SOLE 38419 0 0 Applied Materials Inc CS 038222105 28 220 SH SOLE 220 0 0 Arista Networks Inc CS 040413106 155 450 SH SOLE 450 0 0 Automatic Data Processing Inc CS 053015103 4 21 SH SOLE 21 0 0 Bank Of America 7.25 Non Cumulatve Perp C V T Pfd CP 060505682 13 9 SH SOLE 9 0 0 Baxter International Inc CS 071813109 2 30 SH SOLE 30 0 0 Berkshire Hathaway Inc B CS 084670702 2367 8671 SH SOLE 8671 0 0 Boeing Co CS 097023105 1186 5394 SH SOLE 5394 0 0 Boston Scientific Corp CS 101137107 11 253 SH SOLE 253 0 0 Bristol-Myers Squibb Company CS 110122108 30 515 SH SOLE 515 0 0 Brookfield Asset Management Inc Class A CS 112585104 13 240 SH SOLE 240 0 0 Cvs Health Corp CS 126650100 746 8796 SH SOLE 8796 0 0 Canadian National Railway Co CS 136375102 24 207 SH SOLE 207 0 0 Carnival Corp CS 143658300 10 388 SH SOLE 388 0 0 Casey s General Stores Inc CS 147528103 616 3267 SH SOLE 3267 0 0 Chevron Corp CS 166764100 8 83 SH SOLE 83 0 0 Chipotle Mexican Grill Inc Class A CS 169656105 18 10 SH SOLE 10 0 0 Church & Dwight Co Inc CS 171340102 2 23 SH SOLE 23 0 0 Citigroup Inc CS 172967424 8 112 SH SOLE 112 0 0 Clorox Co CS 189054109 1 6 SH SOLE 6 0 0 Coca-Cola Co CS 191216100 6 119 SH SOLE 119 0 0 Cognex Corp CS 192422103 305 3800 SH SOLE 3800 0 0 Cognizant Technology Solutions Corp A CS 192446102 2 33 SH SOLE 33 0 0 Colgate-Palmolive Co CS 194162103 33 437 SH SOLE 437 0 0 Corning Inc CS 219350105 10 263 SH SOLE 263 0 0 Cryolife Inc CS 228903100 9 382 SH SOLE 382 0 0 Cummins Inc CS 231021106 10 45 SH SOLE 45 0 0 Danaher Corp CS 235851102 8 25 SH SOLE 25 0 0 Walt Disney Co CS 254687106 254 1503 SH SOLE 1503 0 0 eBay Inc CS 278642103 139 2000 SH SOLE 2000 0 0 Ecolab Inc CS 278865100 50 240 SH SOLE 240 0 0 Emerson Electric Co CS 291011104 6 60 SH SOLE 60 0 0 FMC Corp CS 302491303 3 30 SH SOLE 30 0 0 F N B Bancorp Inc CS 302517107 13 100 SH SOLE 100 0 0 Ford Motor Co CS 345370860 9 614 SH SOLE 614 0 0 General Mills Inc CS 370334104 3 55 SH SOLE 55 0 0 Gilead Sciences Inc CS 375558103 196 2810 SH SOLE 2810 0 0 Gladstone Land Corp CS 376549101 0 15 SH SOLE 15 0 0 Hologic Inc CS 436440101 16 220 SH SOLE 220 0 0 The Home Depot Inc CS 437076102 104 317 SH SOLE 317 0 0 Honeywell International Inc CS 438516106 103 485 SH SOLE 485 0 0 Illinois Tool Works Inc CS 452308109 51 245 SH SOLE 245 0 0 Intel Corp CS 458140100 562 10557 SH SOLE 10557 0 0 International Business Machines Corp CS 459200101 43 313 SH SOLE 313 0 0 iShares Core S&P 500 EF 464287200 289 670 SH SOLE 670 0 0 iShares MSCI Emerging Markets EF 464287234 0 2 SH SOLE 2 0 0 iShares S&P 500 Growth EF 464287309 116 1565 SH SOLE 1565 0 0 iShares Global Energy ETF EF 464287341 3 104 SH SOLE 104 0 0 iShares S&P 500 Value EF 464287408 262 1801 SH SOLE 1801 0 0 iShares 1-3 Year Treasury Bond EF 464287457 1 14 SH SOLE 14 0 0 Ishares Msci Eafe Etf EF 464287465 51 651 SH SOLE 651 0 0 iShares Core S&P Mid-Cap EF 464287507 21 80 SH SOLE 80 0 0 iShares Russell 1000 Growth EF 464287614 642 2342 SH SOLE 2342 0 0 iShares Russell 1000 EF 464287622 12 51 SH SOLE 51 0 0 iShares Russell 2000 EF 464287655 74 337 SH SOLE 337 0 0 iShares Russell 3000 EF 464287689 87 341 SH SOLE 341 0 0 Ishares U S Technology Etf EF 464287721 41 400 SH SOLE 400 0 0 iShares US Real Estate EF 464287739 26 254 SH SOLE 254 0 0 Ishares Msci Kld 400 EF 464288570 3698 44438 SH SOLE 44438 0 0 iShares MSCI USA ESG Select ETF EF 464288802 270 2815 SH SOLE 2815 0 0 iShares Core Aggressive Allocation ETF EF 464289859 11 156 SH SOLE 156 0 0 iShares Core Growth Allocation ETF EF 464289867 5 87 SH SOLE 87 0 0 iShares Core Moderate Allocation ETF EF 464289875 45 1009 SH SOLE 1009 0 0 Jacobs Engineering Group Inc CS 469814107 30 230 SH SOLE 230 0 0 Jetblue Airways Corp CS 477143101 8 525 SH SOLE 525 0 0 Johnson & Johnson CS 478160104 1151 7127 SH SOLE 7127 0 0 KLA-Tencor Corp CS 482480100 18 55 SH SOLE 55 0 0 Kimberly-Clark Corp CS 494368103 8 63 SH SOLE 63 0 0 The Kraft Heinz Co CS 500754106 1292 35080 SH SOLE 35080 0 0 Lam Research Corp CS 512807108 49 86 SH SOLE 86 0 0 The Estee Lauder Companies Inc Class A CS 518439104 3 10 SH SOLE 10 0 0 Eli Lilly and Co CS 532457108 235 1015 SH SOLE 1015 0 0 Lockheed Martin Corp CS 539830109 0 1 SH SOLE 1 0 0 Lowe s Companies Inc CS 548661107 52 256 SH SOLE 256 0 0 Markel Corp CS 570535104 96 80 SH SOLE 80 0 0 Marsh & Mclennan Companies Inc CS 571748102 1 8 SH SOLE 8 0 0 McDonald s Corp CS 580135101 79 326 SH SOLE 326 0 0 Microsoft Corp CS 594918104 3859 13688 SH SOLE 13688 0 0 Mondelez International Inc Class A CS 609207105 1 9 SH SOLE 9 0 0 Newmont Mining Corp CS 651639106 5 100 SH SOLE 100 0 0 Nike Inc B CS 654106103 55 380 SH SOLE 380 0 0 Norfolk Southern Corp CS 655844108 2 9 SH SOLE 9 0 0 Northrop Grumman Corp CS 666807102 500 1389 SH SOLE 1389 0 0 Novo Nordisk A/S CS 670100205 14 148 SH SOLE 148 0 0 Nucor Corp CS 670346105 2 20 SH SOLE 20 0 0 ONEOK Inc CS 682680103 15 252 SH SOLE 252 0 0 PNC Financial Services Group Inc CS 693475105 20 100 SH SOLE 100 0 0 Packaging Corp of America CS 695156109 22 160 SH SOLE 160 0 0 Palo Alto Networks Inc CS 697435105 2 4 SH SOLE 4 0 0 Peoples Bancorp Inc (Marietta OH) CS 709789101 0 15 SH SOLE 15 0 0 PepsiCo Inc CS 713448108 105 700 SH SOLE 700 0 0 Pfizer Inc CS 717081103 588 13670 SH SOLE 13670 0 0 Procter & Gamble Co CS 742718109 770 5507 SH SOLE 5507 0 0 Progressive Corp CS 743315103 14 156 SH SOLE 156 0 0 Public Service Enterprise Group Inc CS 744573106 185 3030 SH SOLE 3030 0 0 QUALCOMM Inc CS 747525103 3 20 SH SOLE 20 0 0 Republic Services Inc CS 760759100 12 100 SH SOLE 100 0 0 Rockwell Automation Inc CS 773903109 2 7 SH SOLE 7 0 0 Royal Dutch Shell PLC CS 780259206 9 200 SH SOLE 200 0 0 Royal Gold Inc CS 780287108 10 100 SH SOLE 100 0 0 SAP SE ADR CS 803054204 14 105 SH SOLE 105 0 0 Charles Schwa Pfd PS 808513600 17 656 SH SOLE 656 0 0 Siemens AG CS 826197501 15 185 SH SOLE 185 0 0 Southern Company CS 842587107 14 225 SH SOLE 225 0 0 Stanley Black & Decker Inc CS 854502101 45 255 SH SOLE 255 0 0 Starbucks Corp CS 855244109 60 540 SH SOLE 540 0 0 State Street Corporation CS 857477103 18 218 SH SOLE 218 0 0 Stryker Corp CS 863667101 804 3048 SH SOLE 3048 0 0 Sysco Corp CS 871829107 27 340 SH SOLE 340 0 0 TJX Companies Inc CS 872540109 48 730 SH SOLE 730 0 0 Thermo Fisher Scientific Inc CS 883556102 63 110 SH SOLE 110 0 0 Thor Industries Inc CS 885160101 4 30 SH SOLE 30 0 0 Toyota Motor Corporation Ads CS 892331307 16 90 SH SOLE 90 0 0 Tractor Supply Co CS 892356106 118 580 SH SOLE 580 0 0 Tyson Foods Inc Class A CS 902494103 4 50 SH SOLE 50 0 0 U G I Corporation CS 902681105 6 150 SH SOLE 150 0 0 US Bancorp CS 902973304 67 1128 SH SOLE 1128 0 0 Unilever PLC ADR CS 904767704 1 10 SH SOLE 10 0 0 Union Pacific Corp CS 907818108 15 75 SH SOLE 75 0 0 United Parcel Service Inc Class B CS 911312106 507 2782 SH SOLE 2782 0 0 Vanguard Dividend Appreciation ETF EF 921908844 102 661 SH SOLE 661 0 0 Vanguard Mega Cap Growth ETF EF 921910816 178 757 SH SOLE 757 0 0 Vanguard Short-Term Bond ETF EF 921937827 114 1390 SH SOLE 1390 0 0 Vanguard FTSE Developed Markets ETF EF 921943858 5 97 SH SOLE 97 0 0 Vanguard High Dividend Yield ETF EF 921946406 5 51 SH SOLE 51 0 0 Vanguard FTSE All-World ex-US ETF EF 922042775 13 215 SH SOLE 215 0 0 Vanguard REIT ETF EF 922908553 22 213 SH SOLE 213 0 0 Vanguard Mid-Cap ETF EF 922908629 213 898 SH SOLE 898 0 0 Vanguard Total Stock Market ETF EF 922908769 926 4172 SH SOLE 4172 0 0 Vestas Wind Systems A/S CS 925458101 10 750 SH SOLE 750 0 0 Wal-Mart Stores Inc CS 931142103 736 5277 SH SOLE 5277 0 0 Wells Fargo & Co CS 949746101 2 33 SH SOLE 33 0 0 Wells Fargo & Co CP 949746804 6 4 SH SOLE 4 0 0 Wheaton Precious Metals Corp CS 962879102 6 150 SH SOLE 150 0 0 Yum Brands Inc CS 988498101 38 311 SH SOLE 311 0 0 PowerShares QQQ ETF EF 46090E103 283 790 SH SOLE 790 0 0 Target Corp CS 87612E106 11 50 SH SOLE 50 0 0 Edwards Lifesciences Corp CS 28176E108 1 10 SH SOLE 10 0 0 The Travelers Companies Inc CS 89417E109 20 130 SH SOLE 130 0 0 Guggenheim S&P Global Water ETF EF 46138E263 8 135 SH SOLE 135 0 0 A T & T Inc CS 00206R102 2077 76881 SH SOLE 76881 0 0 AbbVie Inc CS 00287Y109 987 9146 SH SOLE 9146 0 0 Activision Blizzard Inc CS 00507V109 0 5 SH SOLE 5 0 0 Alphabet Inc C CS 02079K107 565 212 SH SOLE 212 0 0 Alphabet Inc A CS 02079K305 3778 1413 SH SOLE 1413 0 0 American Airlines Group Inc CS 02376R102 3 150 SH SOLE 150 0 0 Cisco Systems Inc CS 17275R102 211 3882 SH SOLE 3882 0 0 Comcast Corp Class A CS 20030N101 32 573 SH SOLE 573 0 0 Constellation Brands Inc CS 21036P108 26 124 SH SOLE 124 0 0 Costco Wholesale Corp CS 22160K105 199 443 SH SOLE 443 0 0 Dentsply Sirona Inc Com CS 24906P109 12 200 SH SOLE 200 0 0 ETFMG Prime Cyber Security ETF EF 26924G201 2 33 SH SOLE 33 0 0 Entergy Corp CS 29364G103 10 103 SH SOLE 103 0 0 Eversource Energy CS 30040W108 41 500 SH SOLE 500 0 0 Exelon Corp CS 30161N101 15 300 SH SOLE 300 0 0 Exxon Mobil Corp CS 30231G102 192 3266 SH SOLE 3266 0 0 Facebook Inc A CS 30303M102 2309 6803 SH SOLE 6803 0 0 First Trust Global Wind Energy ETF EF 33736G106 26 1250 SH SOLE 1250 0 0 Fortune Brands Home & Security Inc CS 34964C106 2 20 SH SOLE 20 0 0 GlaxoSmithKline PLC ADR CS 37733W105 6 152 SH SOLE 152 0 0 Goldman Sachs Group Inc CS 38141G104 36 95 SH SOLE 95 0 0 Goldman Sachs Group Inc PS 38145G308 17 620 SH SOLE 620 0 0 HP Inc CS 40434L105 12 436 SH SOLE 436 0 0 Hewlett Packard Enterprise Co CS 42824C109 6 400 SH SOLE 400 0 0 Highlands REIT Inc CS 43110A104 1 2500 SH SOLE 2500 0 0 IDEXX Laboratories Inc CS 45168D104 2515 4044 SH SOLE 4044 0 0 Intuitive Surgical Inc CS 46120E602 38 38 SH SOLE 38 0 0 PowerShares Water Resources ETF EF 46137V142 9 160 SH SOLE 160 0 0 Guggenheim S&P 500 Equal EF 46137V282 1495 5187 SH SOLE 5187 0 0 Powershares S&P 500 Low EF 46138E354 9 155 SH SOLE 155 0 0 Guggenheim Solar ETF EF 46138G706 69 865 SH SOLE 865 0 0 Invesco BulletShares 2021 Corporate Bond ETF EF 46138J700 900 42655 SH SOLE 42655 0 0 Invesco BulletShares 2024 Corporate Bond ETF EF 46138J841 867 39202 SH SOLE 39202 0 0 Invesco BulletShares 2023 Corporate Bond ETF EF 46138J866 947 43689 SH SOLE 43689 0 0 Invesco BulletShares 2022 Corporate Bond ETF EF 46138J882 974 45222 SH SOLE 45222 0 0 JPMorgan Chase & Co CS 46625H100 171 1046 SH SOLE 1046 0 0 Esclehman Bros Hldgs Inc Dep Shs Repstg 1/100th Pf PS 524ESC720 0 900 SH SOLE 900 0 0 Mastercard Inc A CS 57636Q104 995 2862 SH SOLE 2862 0 0 MercadoLibre Inc CS 58733R102 17 10 SH SOLE 10 0 0 Merck & Co Inc CS 58933Y105 1236 16455 SH SOLE 16455 0 0 Molina Healthcare Inc CS 60855R100 14 50 SH SOLE 50 0 0 Netflix Inc CS 64110L106 1647 2699 SH SOLE 2699 0 0 NextEra Energy Inc CS 65339F101 74 945 SH SOLE 945 0 0 Novartis Ag CS 66987V109 2 25 SH SOLE 25 0 0 NVIDIA Corp CS 67066G104 1906 9200 SH SOLE 9200 0 0 ONE Gas Inc CS 68235P108 20 310 SH SOLE 310 0 0 PayPal Holdings Inc CS 70450Y103 524 2014 SH SOLE 2014 0 0 Qorvo Inc CS 74736K101 10 57 SH SOLE 57 0 0 SPDRR S&P 500 ETF EF 78462F103 7289 16986 SH SOLE 16986 0 0 Spdr Gold Shares Etf EF 78463V107 5979 36409 SH SOLE 36409 0 0 Spdr S&P Regional EF 78464A698 1453 21451 SH SOLE 21451 0 0 Spdr Doubleline Ttl Rtrn EF 78467V848 8025 166083 SH SOLE 166083 0 0 SPDRR Blmbg Barclays Inv Grd Flt Rt ETF EF 78468R200 1 33 SH SOLE 33 0 0 Salesforce.com Inc CS 79466L302 1635 6027 SH SOLE 6027 0 0 Sanofi Spond CS 80105N105 18 379 SH SOLE 379 0 0 Select Sector Spdr Trust The Health Care Select Se EF 81369Y209 2559 20102 SH SOLE 20102 0 0 Consumer Staples Select Sector SPDRR ETF EF 81369Y308 1407 20434 SH SOLE 20434 0 0 Spdr Fund Consumer EF 81369Y407 4907 27344 SH SOLE 27344 0 0 Energy Select Sector EF 81369Y506 1114 21381 SH SOLE 21381 0 0 Select Str Financial EF 81369Y605 5676 151251 SH SOLE 151251 0 0 Industrial Select Sector SPDRR ETF EF 81369Y704 1782 18213 SH SOLE 18213 0 0 Technology Select Sector SPDRR ETF EF 81369Y803 8984 60164 SH SOLE 60164 0 0 Select Sector Spdr Trust The Utilities Select Sect EF 81369Y886 1966 30779 SH SOLE 30779 0 0 SYNNEX Corp CS 87162W100 7 65 SH SOLE 65 0 0 Tencent Holdings Ltd ADR CS 88032Q109 0 6 SH SOLE 6 0 0 Tesla Motors Inc CS 88160R101 78 101 SH SOLE 101 0 0 3M Co CS 88579Y101 440 2510 SH SOLE 2510 0 0 UnitedHealth Group Inc CS 91324P102 1378 3528 SH SOLE 3528 0 0 Vanguard Short Term Cor EF 92206C409 2281 27679 SH SOLE 27679 0 0 Vanguard Russell 2000 ETF EF 92206C664 399 4514 SH SOLE 4514 0 0 Vanguard Intermediate EF 92206C870 67 710 SH SOLE 710 0 0 Verizon Communications Inc CS 92343V104 13 244 SH SOLE 244 0 0 Visa Inc Class A CS 92826C839 1017 4564 SH SOLE 4564 0 0 Waste Management Inc CS 94106L109 92 615 SH SOLE 615 0 0 WEX Inc CS 96208T104 54 305 SH SOLE 305 0 0 Yum China Hldgs Inc Com CS 98850P109 12 200 SH SOLE 200 0 0 Zimmer Biomet Holdings Inc CS 98956P102 4 30 SH SOLE 30 0 0 Alkermes PLC CS G01767105 15 482 SH SOLE 482 0 0 Allegion PLC CS G0176J109 46 347 SH SOLE 347 0 0 Accenture PLC A CS G1151C101 32 100 SH SOLE 100 0 0 Eaton Corp PLC CS G29183103 96 642 SH SOLE 642 0 0 Medtronic PLC CS G5960L103 732 5839 SH SOLE 5839 0 0 Willis Towers Watson Public Limited Company Shs CS G96629103 17 75 SH SOLE 75 0 0 Chubb Ltd CS H1467J104 7 41 SH SOLE 41 0 0 NuShares ESG Small-Cap ETF EF 67092P607 179 4114 SH SOLE 4114 0 0 Linde plc CS G5494J103 1 4 SH SOLE 4 0 0 Cigna Corp CS 125523100 20 100 SH SOLE 100 0 0 SchwabR S&P 500 Index EF 808509855 510 7664 SH SOLE 7664 0 0 Zebra Technologies Corp CS 989207105 412 800 SH SOLE 800 0 0 Square Inc CS 852234103 10 40 SH SOLE 40 0 0 Goldman Sachs ActiveBetaR EMkts Eq ETF EF 381430206 112 3013 SH SOLE 3013 0 0 Humana Inc CS 444859102 491 1263 SH SOLE 1263 0 0 Alibaba Group Holding Ltd ADR CS 01609W102 148 1002 SH SOLE 1002 0 0 Invesco BulletShares 2027 Corporate Bond ETF EF 46138J783 6 288 SH SOLE 288 0 0 Livent Corp CS 53814L108 0 18 SH SOLE 18 0 0 Nustar Energy Lp 9.00 Cum Pfd C PS 67058H409 18 740 SH SOLE 740 0 0 SPDRR S&P Biotech ETF EF 78464A870 1047 8331 SH SOLE 8331 0 0 Teladoc Health Inc CS 87918A105 2 17 SH SOLE 17 0 0 SPDRR S&P 600 Small Cap ETF EF 78464A813 24 250 SH SOLE 250 0 0 Select Sector Spdr Tr Communication EF 81369Y852 2082 25984 SH SOLE 25984 0 0 Real Estate Select Sector SPDRR EF 81369Y860 831 18687 SH SOLE 18687 0 0 Southwest Airlines Co CS 844741108 414 8053 SH SOLE 8053 0 0 Pinterest Inc CS 72352L106 13 250 SH SOLE 250 0 0 iShares iBonds Dec 2021 Term Corp ETF EF 46434VBK5 3616 146201 SH SOLE 146201 0 0 iShares iBonds Dec 2022 Term Corp ETF EF 46434VBA7 4350 171790 SH SOLE 171790 0 0 iShares iBonds Dec 2023 Term Corp ETF EF 46434VAX8 4223 162407 SH SOLE 162407 0 0 iShares iBonds Dec 2024 Term Corp ETF EF 46434VBG4 4545 172887 SH SOLE 172887 0 0 FidelityR MSCI Real Estate ETF EF 316092857 389 12805 SH SOLE 12805 0 0 Schwab US Mid-Cap ETFT EF 808524508 1087 14183 SH SOLE 14183 0 0 FidelityR MSCI Financials ETF EF 316092501 2204 41056 SH SOLE 41056 0 0 FidelityR MSCI Energy ETF EF 316092402 526 36469 SH SOLE 36469 0 0 FidelityR MSCI Consumer Discret ETF EF 316092204 1935 24102 SH SOLE 24102 0 0 iShares ESG 1-5 Year USD Corp Bd ETF EF 46435G243 590 22707 SH SOLE 22707 0 0 Carrier Global Corp-Wi CS 14448C104 3 65 SH SOLE 65 0 0 OTIS Worldwide Corp-Wi CS 68902V107 3 32 SH SOLE 32 0 0 Raytheon Technologies Ord CS 75513E101 12 140 SH SOLE 140 0 0 The Wendy s Co CS 95058W100 7 300 SH SOLE 300 0 0 Ingersoll Rand Inc CS 45687V106 31 607 SH SOLE 607 0 0 Trane Technologies PLC CS G8994E103 107 620 SH SOLE 620 0 0 E.I. du Pont de Nemours & Co CS 26614N102 3 46 SH SOLE 46 0 0 Vanguard 500 ETF EF 922908363 1860 4715 SH SOLE 4715 0 0 Delta Air Lines Inc CS 247361702 5 119 SH SOLE 119 0 0 Skyworks Solutions Inc CS 83088M102 20 122 SH SOLE 122 0 0 iShares MSCI EAFE Growth ETF EF 464288885 74 693 SH SOLE 693 0 0 Smiledirectclub Inc Ordinary Shares - Class A CS 83192H106 1 169 SH SOLE 169 0 0 StoneCo Ltd CS G85158106 0 11 SH SOLE 11 0 0 Baozun Inc CS 06684L103 0 8 SH SOLE 8 0 0 PagSeguro Digital Ltd CS G68707101 2 37 SH SOLE 37 0 0 Medra Corp (NV) CS 58505W107 0 1 SH SOLE 1 0 0 Cenveo Inc (NV) CS 15670S402 0 5 SH SOLE 5 0 0 Altera infra PS Y1001E125 4 600 SH SOLE 600 0 0 Schwab 1000 ETF EF 808524722 1 13 SH SOLE 13 0 0 Intelsat SA CS L5140P101 0 33 SH SOLE 33 0 0 Shiseido Co Ltd CS 824841407 1 15 SH SOLE 15 0 0 T-Mobile US Inc CS 872590104 474 3710 SH SOLE 3710 0 0 Lonza Group Ltd CS H50524133 1 1 SH SOLE 1 0 0 Virgin Galactic Holdings Inc CS 92766K106 1 45 SH SOLE 45 0 0 Roche Holding AG ADR CS 771195104 0 10 SH SOLE 10 0 0 Cameco Corp CS 13321L108 0 15 SH SOLE 15 0 0 Zoom video communications-A CS 98980L101 157 600 SH SOLE 600 0 0 L3Harris Technologies Ord CS 502431109 509 2312 SH SOLE 2312 0 0 ASML Holding NV CS N07059210 228 306 SH SOLE 306 0 0 ClearBridge Energy MLP CF 184692200 0 1 SH SOLE 1 0 0 iShares ESG MSCI EAFE ETF EF 46435G516 95 1212 SH SOLE 1212 0 0 iShares ESG MSCI EM ETF EF 46434G863 8 195 SH SOLE 195 0 0 OraSure Technologies Inc CS 68554V108 0 25 SH SOLE 25 0 0 Mylan Nv CS 92556V106 0 3 SH SOLE 3 0 0 SKECHERS USA INC CS 830566105 1 28 SH SOLE 28 0 0 Invesco BulletShares 2025 Corporate Bond ETF EF 46138J825 299 13476 SH SOLE 13476 0 0 iShares iBonds Dec 2025 Term Corp ETF EF 46434VBD1 3279 122151 SH SOLE 122151 0 0 Concentrix Corp Ordinary Shares CS 20602D101 8 45 SH SOLE 45 0 0 Aberdeen Standard Blmb AllCmdStrK1Fr ETF EF 003261104 29 1034 SH SOLE 1034 0 0 iShares MSCI Taiwan ETF EF 46434G772 12 191 SH SOLE 191 0 0 FidelityR MSCI Materials ETF EF 316092881 13 300 SH SOLE 300 0 0 SPDRR Russell 2000 ETF EF 78468R853 21 500 SH SOLE 500 0 0 Aerojet Rocketdyne Hldgs In CS 007800105 0 10 SH SOLE 10 0 0 Duke Energy Corp CS 26441C204 9 97 SH SOLE 97 0 0 Okta Inc CS 679295105 357 1504 SH SOLE 1504 0 0 Shopify Inc CS 82509L107 205 151 SH SOLE 151 0 0 Lordstown Motors Corp CS 54405Q100 0 25 SH SOLE 25 0 0 Coupa Software Inc Com CS 22266L106 88 400 SH SOLE 400 0 0 Hannon Armstrong Sustainable Infrastructure Capita CS 41068X100 171 3200 SH SOLE 3200 0 0 RH Com CS 74967X103 100 150 SH SOLE 150 0 0 Adobe Systems Inc CS 00724F101 173 300 SH SOLE 300 0 0 Appian Corp Cl A CS 03782L101 167 1800 SH SOLE 1800 0 0 Booking Hldgs Inc CS 09857L108 71 30 SH SOLE 30 0 0 BYD Co Ltd CS 05606L100 405 6500 SH SOLE 6500 0 0 Illumina Inc CS 452327109 446 1100 SH SOLE 1100 0 0 JD.com Inc ADR CS 47215P106 289 4000 SH SOLE 4000 0 0 Global X Lithium & Battery Tech ETF EF 37954Y855 208 2537 SH SOLE 2537 0 0 Lemonade Inc CS 52567D107 134 2000 SH SOLE 2000 0 0 Match Group Inc CS 57667L107 471 3000 SH SOLE 3000 0 0 Vail Resorts Inc CS 91879Q109 84 250 SH SOLE 250 0 0 New Relic Inc CS 64829B100 50 690 SH SOLE 690 0 0 SolarEdge Technologies Inc CS 83417M104 477 1800 SH SOLE 1800 0 0 Twilio Inc CS 90138F102 415 1300 SH SOLE 1300 0 0 CrowdStrike Holdings Inc CS 22788C105 246 1000 SH SOLE 1000 0 0 BEAM THERAPEUTICS ORD CS 07373V105 1 9 SH SOLE 9 0 0 JPMorgan BetaBuilders Canada ETF EF 46641Q225 2 37 SH SOLE 37 0 0 Global X YieldCo&Renewable Engy Inc ETF EF 37954Y707 18 1150 SH SOLE 1150 0 0 HUMBL Inc CS 44501Q104 5 6194 SH SOLE 6194 0 0 VYNE THERAPEUTICS ORD CS 92941V209 0 111 SH SOLE 111 0 0 Grayscale Ethereum Trust (ETH) EF 389638107 9 300 SH SOLE 300 0 0 Roblox Corp Com Cl A CS 771049103 3 42 SH SOLE 42 0 0 iShares Core S&P Total US Stock Mkt ETF EF 464287150 31 313 SH SOLE 313 0 0 ARCHER MATERIALS ORD CS Q0498Z103 0 100 SH SOLE 100 0 0 Airbnb Inc CS 009066101 168 1000 SH SOLE 1000 0 0 Autodesk Inc CS 052769106 143 500 SH SOLE 500 0 0 Masimo Corp CS 574795100 135 500 SH SOLE 500 0 0 JM Smucker Co CS 832696405 0 4 SH SOLE 4 0 0 Global Green Solutions Inc CS 37947A105 0 1000 SH SOLE 1000 0 0 iShares MSCI USA Momentum Factor ETF EF 46432F396 25 140 SH SOLE 140 0 0 Organon &Co Common Stock CS 68622V106 15 468 SH SOLE 468 0 0 ARRIVAL CS L0423Q108 1 67 SH SOLE 67 0 0 Zymergen Inc CS 98985X100 1 40 SH SOLE 40 0 0 iShares Gold Trust EF 464285204 11 334 SH SOLE 334 0 0 General Electric Co CS 369604301 221 2146 SH SOLE 2146 0 0 Karuna Therapeutics Inc CS 48576A100 1 10 SH SOLE 10 0 0 Exact Sciences Corp CS 30063P105 1 10 SH SOLE 10 0 0 TYLER TECHNOLOGIES INC CS 902252105 46 100 SH SOLE 100 0 0 ARK Innovation ETF EF 00214Q104 19 174 SH SOLE 174 0 0 Hartford Multifactor Dev Mkts (exUS) ETF EF 518416102 25 821 SH SOLE 821 0 0 Koninklijke Ahold Delhaize NV ADR CS 500467501 40 1195 SH SOLE 1195 0 0 BJ s Wholesale Club Holdings Inc CS 05550J101 650 11833 SH SOLE 11833 0 0 Flowers Foods Inc CS 343498101 650 27504 SH SOLE 27504 0 0 The Hershey Co CS 427866108 619 3657 SH SOLE 3657 0 0 PAYA HOLDINGS CL A ORD CS 70434P103 762 70076 SH SOLE 70076 0 0 Eaton Corp PLC Put Opt 01/22 150.0 PUT ETN220121 5 6 SH SOLE 6 0 0 Micron Technology Inc CS 595112103 94 1320 SH SOLE 1320 0 0 STERIS PLC CS G8473T100 97 474 SH SOLE 474 0 0 STERIS PLC Put Opt 12/21 190.0 PUT STE211217 2 4 SH SOLE 4 0 0 Reinvent Technology Partners CS G7483N129 10 1000 SH SOLE 1000 0 0 ProShares UltraPro S&P500 EF 74347X864 4 33 SH SOLE 33 0 0 LUCID GROUP ORD CS 549498103 0 10 SH SOLE 10 0 0 Upstart Holdings Inc CS 91680M107 95 300 SH SOLE 300 0 0 Microvision Inc CS 594960304 22 2000 SH SOLE 2000 0 0 JPMorgan BetaBuilders Dev Asia ex-JpnETF EF 46641Q233 2 37 SH SOLE 37 0 0 JPMorgan BetaBuilders Europe ETF EF 46641Q191 3 55 SH SOLE 55 0 0 JPMorgan BetaBuilders Japan ETF EF 46641Q217 3 47 SH SOLE 47 0 0 iShares MSCI Japan EF 46434G822 1 19 SH SOLE 19 0 0 iShares Core MSCI Emerging Markets ETF EF 46434G103 3 41 SH SOLE 41 0 0 iShares Short Treasury Bond EF 464288679 1 10 SH SOLE 10 0 0 Vanguard Short-Term Treasury ETF EF 92206C102 4 60 SH SOLE 60 0 0 BLACKROCK 80/20 TARGET ALLOCATION FUND CLASS K EF 09257E720 57 3336 SH SOLE 3336 0 0 BLACKROCK 60/40 TARGET ALLOCATION FUND CLASS K EF 09257E738 320 19514 SH SOLE 19514 0 0 BLACKROCK 40/60 TARGET ALLOCATION FUND CLASS K EF 09257E746 105 7574 SH SOLE 7574 0 0 JPMORGAN GROWTH ADVANTAGE FUND CLASS R6 EF 46640W108 841 22905 SH SOLE 22905 0 0 OCCIDENTAL PETE CORP WT EXP CS 674599162 0 7 SH SOLE 7 0 0 Weatherford Intl Plc Wt Exp Mer From G48833100reo CS G48833126 0 8 SH SOLE 8 0 0 APOLLO GLOBAL MANAGEMENT INC CLASS A CS 03768E105 1 17 SH SOLE 17 0 0 ARK FINTECH INNOVATION ETF EF 00214Q708 1 22 SH SOLE 22 0 0 Blackstone Group LP CS 09260D107 3 26 SH SOLE 26 0 0 THE CARLYLE GROUP INC CS 14316J108 2 35 SH SOLE 35 0 0 COMPASS DIVERSIFIED HOLDINGS CS 20451Q104 7 235 SH SOLE 235 0 0 IM DBI MANAGED FUTURES STRATEGY ETF EF 53700T827 4 135 SH SOLE 135 0 0 WisdomTree Emerging Markets High Div ETF EF 97717W315 5 114 SH SOLE 114 0 0 WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND EF 97717X669 21 365 SH SOLE 365 0 0 WisdomTree US LargeCap Dividend ETF EF 97717W307 7 60 SH SOLE 60 0 0 WisdomTree International Equity ETF EF 97717W703 7 128 SH SOLE 128 0 0 WisdomTree Japan Hedged Equity ETF EF 97717W851 1 17 SH SOLE 17 0 0 FIRST AMERICAN FINANCIAL CORP CS 31847R102 0 2 SH SOLE 2 0 0 FEDERATED HERMES INC CLASS B CS 314211103 1 28 SH SOLE 28 0 0 CAMBRIA GLOBAL ASSET ALLOCATION ETF EF 132061607 9 299 SH SOLE 299 0 0 GLADSTONE CAPITAL CORP CS 376535100 0 15 SH SOLE 15 0 0 iShares Core MSCI EAFE EF 46432F842 5 62 SH SOLE 62 0 0 KKR & CO INC ORDINARY SHARES CS 48251W104 2 40 SH SOLE 40 0 0 IQ MERGER ARBITRAGE ETF EF 45409B800 1 37 SH SOLE 37 0 0 Oracle Corp CS 68389X105 3 35 SH SOLE 35 0 0 SCHWAB EMERGING MARKETS EQUITY ETF EF 808524706 5 163 SH SOLE 163 0 0 SPROTT JUNIOR GOLD MINERS ETF EF 85210B201 1 28 SH SOLE 28 0 0 CAMBRIA TAIL RISK ETF EF 132061862 5 288 SH SOLE 288 0 0 Vanguard Small-Cap Growth ETF EF 922908595 2 7 SH SOLE 7 0 0 WisdomTree Managed Futures Strategy ETF EF 97717W125 5 110 SH SOLE 110 0 0 Xcel Energy Inc CS 98389B100 7 110 SH SOLE 110 0 0 Brighthouse Finl Inc Com CS 10922N103 0 3 SH SOLE 3 0 0 MetLife Inc CS 59156R108 2 37 SH SOLE 37 0 0 INVENTRUST PROPERTIES CO CS 46124J102 7 250 SH SOLE 250 0 0 CAMBRIA TRINITY ETF EF 132061839 9 344 SH SOLE 344 0 0