0001606587-20-001203.txt : 20201104 0001606587-20-001203.hdr.sgml : 20201104 20201104145353 ACCESSION NUMBER: 0001606587-20-001203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201104 EFFECTIVENESS DATE: 20201104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ausdal Financial Partners, Inc. CENTRAL INDEX KEY: 0001667146 IRS NUMBER: 421129623 STATE OF INCORPORATION: IA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17378 FILM NUMBER: 201286234 BUSINESS ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 BUSINESS PHONE: 5633262064 MAIL ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001667146 XXXXXXXX 09-30-2020 09-30-2020 false Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd Davenport IA 52807

13F HOLDINGS REPORT 028-17378 N Michelle Swinney 563-326-2064 Michelle Swinney Davenport IA 11-04-2020 0 368 413608 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2953 10640 SH SOLE None 0 0 10640 ISHARES TR CORE S&P MCP ETF 464287507 333 1797 SH SOLE None 0 0 1797 ISHARES TR S&P SML 600 GWT 464287887 226 1281 SH SOLE None 0 0 1281 ISHARES TR CORE S&P500 ETF 464287200 5808 17282 SH SOLE None 0 0 17282 ISHARES TR RUS 1000 ETF 464287622 423 2262 SH SOLE None 0 0 2262 ISHARES TR RUS 1000 GRW ETF 464287614 11180 51545 SH SOLE None 0 0 51545 SPDR S&P 500 ETF TR TR UNIT 78462F103 7814 23334 SH SOLE None 0 0 23334 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1767 29765 SH SOLE None 0 0 29765 ADOBE SYSTEMS INCORPORATED COM 00724F101 1538 3136 SH SOLE None 0 0 3136 AMAZON COM INC COM 023135106 5159 1638 SH SOLE None 0 0 1638 BRISTOL-MYERS SQUIBB CO COM 110122108 346 5746 SH SOLE None 0 0 5746 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1553 7295 SH SOLE None 0 0 7295 BOEING CO COM 097023105 1118 6763 SH SOLE None 0 0 6763 REALTY INCOME CORP COM 756109104 306 5038 SH SOLE None 0 0 5038 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 103 11398 SH SOLE None 0 0 11398 INVESCO QQQ TR UNIT SER 1 46090E103 7446 26799 SH SOLE None 0 0 26799 AMGEN INC COM 031162100 279 1099 SH SOLE None 0 0 1099 ABBOTT LABS COM 002824100 565 5194 SH SOLE None 0 0 5194 ADVANCED MICRO DEVICES INC COM 007903107 378 4616 SH SOLE None 0 0 4616 BP PLC SPONSORED ADR 055622104 561 32142 SH SOLE None 0 0 32142 ALTRIA GROUP INC COM 02209S103 817 21152 SH SOLE None 0 0 21152 FEDEX CORP COM 31428X106 318 1265 SH SOLE None 0 0 1265 GENUINE PARTS CO COM 372460105 537 5642 SH SOLE None 0 0 5642 INTEL CORP COM 458140100 630 12162 SH SOLE None 0 0 12162 ILLINOIS TOOL WKS INC COM 452308109 252 1305 SH SOLE None 0 0 1305 ORACLE CORP COM 68389X105 904 15135 SH SOLE None 0 0 15135 QUALCOMM INC COM 747525103 1072 9108 SH SOLE None 0 0 9108 DISNEY WALT CO COM DISNEY 254687106 2747 22139 SH SOLE None 0 0 22139 JOHNSON & JOHNSON COM 478160104 1934 12989 SH SOLE None 0 0 12989 PFIZER INC COM 717081103 908 24754 SH SOLE None 0 0 24754 EXELON CORP COM 30161N101 297 8311 SH SOLE None 0 0 8311 LOWES COS INC COM 548661107 286 1726 SH SOLE None 0 0 1726 CHEVRON CORP NEW COM 166764100 334 4633 SH SOLE None 0 0 4633 MICROSOFT CORP COM 594918104 5746 27321 SH SOLE None 0 0 27321 UNITED PARCEL SERVICE INC CL B 911312106 490 2939 SH SOLE None 0 0 2939 AT&T INC COM 00206R102 3018 105870 SH SOLE None 0 0 105870 CISCO SYS INC COM 17275R102 1091 27702 SH SOLE None 0 0 27702 DNP SELECT INCOME FD INC COM 23325P104 193 19272 SH SOLE None 0 0 19272 INTERNATIONAL BUSINESS MACHS COM 459200101 840 6904 SH SOLE None 0 0 6904 COCA COLA CO COM 191216100 584 11820 SH SOLE None 0 0 11820 LOCKHEED MARTIN CORP COM 539830109 322 840 SH SOLE None 0 0 840 PEPSICO INC COM 713448108 1095 7903 SH SOLE None 0 0 7903 VERIZON COMMUNICATIONS INC COM 92343V104 1206 20265 SH SOLE None 0 0 20265 SPDR SER TR S&P 600 SMCP VAL 78464A300 1160 23160 SH SOLE None 0 0 23160 SPDR SER TR PRTFLO S&P500 GW 78464A409 553 11028 SH SOLE None 0 0 11028 ISHARES TR RUS MDCP VAL ETF 464287473 514 6361 SH SOLE None 0 0 6361 SPDR SER TR PORTFOLI S&P1500 78464A805 622 15207 SH SOLE None 0 0 15207 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 818 12860 SH SOLE None 0 0 12860 SELECT SECTOR SPDR TR ENERGY 81369Y506 509 16987 SH SOLE None 0 0 16987 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 318 13202 SH SOLE None 0 0 13202 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 905 7757 SH SOLE None 0 0 7757 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 407 3863 SH SOLE None 0 0 3863 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 266 1808 SH SOLE None 0 0 1808 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1909 14835 SH SOLE None 0 0 14835 WALGREENS BOOTS ALLIANCE INC COM 931427108 407 11324 SH SOLE None 0 0 11324 DEERE & CO COM 244199105 2594 11704 SH SOLE None 0 0 11704 BK OF AMERICA CORP COM 060505104 405 16801 SH SOLE None 0 0 16801 STARBUCKS CORP COM 855244109 1150 13388 SH SOLE None 0 0 13388 EXXON MOBIL CORP COM 30231G102 852 24812 SH SOLE None 0 0 24812 WALMART INC COM 931142103 1320 9435 SH SOLE None 0 0 9435 UNION PAC CORP COM 907818108 365 1856 SH SOLE None 0 0 1856 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 486 9021 SH SOLE None 0 0 9021 CARDINAL HEALTH INC COM 14149Y108 590 12558 SH SOLE None 0 0 12558 TARGET CORP COM 87612E106 472 2999 SH SOLE None 0 0 2999 COSTCO WHSL CORP NEW COM 22160K105 835 2353 SH SOLE None 0 0 2353 LILLY ELI & CO COM 532457108 307 2077 SH SOLE None 0 0 2077 CVS HEALTH CORP COM 126650100 354 6057 SH SOLE None 0 0 6057 MERCK & CO. INC COM 58933Y105 505 6086 SH SOLE None 0 0 6086 MICRON TECHNOLOGY INC COM 595112103 486 10347 SH SOLE None 0 0 10347 MORGAN STANLEY COM NEW 617446448 228 4721 SH SOLE None 0 0 4721 FIFTH THIRD BANCORP COM 316773100 220 10338 SH SOLE None 0 0 10338 PROCTER AND GAMBLE CO COM 742718109 1388 9988 SH SOLE None 0 0 9988 GENERAL ELECTRIC CO COM 369604103 276 44230 SH SOLE None 0 0 44230 GILEAD SCIENCES INC COM 375558103 328 5184 SH SOLE None 0 0 5184 GOLDMAN SACHS GROUP INC COM 38141G104 548 2725 SH SOLE None 0 0 2725 HOME DEPOT INC COM 437076102 1024 3688 SH SOLE None 0 0 3688 MCDONALDS CORP COM 580135101 1685 7678 SH SOLE None 0 0 7678 NIKE INC CL B 654106103 210 1669 SH SOLE None 0 0 1669 JPMORGAN CHASE & CO COM 46625H100 1072 11136 SH SOLE None 0 0 11136 VOYA PRIME RATE TR SH BEN INT 92913A100 101 22900 SH SOLE None 0 0 22900 WILLIAMS COS INC COM 969457100 271 13806 SH SOLE None 0 0 13806 WELLS FARGO CO NEW COM 949746101 483 20562 SH SOLE None 0 0 20562 ISHARES TR 1 3 YR TREAS BD 464287457 4382 50652 SH SOLE None 0 0 50652 ISHARES TR BARCLAYS 7 10 YR 464287440 219 1800 SH SOLE None 0 0 1800 ISHARES TR 20 YR TR BD ETF 464287432 2157 13212 SH SOLE None 0 0 13212 ISHARES TR IBOXX INV CP ETF 464287242 612 4539 SH SOLE None 0 0 4539 FORD MTR CO DEL COM 345370860 584 87657 SH SOLE None 0 0 87657 UNITEDHEALTH GROUP INC COM 91324P102 790 2535 SH SOLE None 0 0 2535 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 359 1588 SH SOLE None 0 0 1588 RAYTHEON TECHNOLOGIES CORP COM 75513E101 479 8318 SH SOLE None 0 0 8318 MARSH & MCLENNAN COS INC COM 571748102 433 3775 SH SOLE None 0 0 3775 3M CO COM 88579Y101 476 2973 SH SOLE None 0 0 2973 COMCAST CORP NEW CL A 20030N101 593 12810 SH SOLE None 0 0 12810 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1733 10173 SH SOLE None 0 0 10173 WASTE MGMT INC DEL COM 94106L109 262 2317 SH SOLE None 0 0 2317 HUNTINGTON BANCSHARES INC COM 446150104 93 10162 SH SOLE None 0 0 10162 NEXTERA ENERGY INC COM 65339F101 277 997 SH SOLE None 0 0 997 DUKE ENERGY CORP NEW COM NEW 26441C204 283 3191 SH SOLE None 0 0 3191 CONSTELLATION BRANDS INC CL A 21036P108 711 3752 SH SOLE None 0 0 3752 CONOCOPHILLIPS COM 20825C104 256 7784 SH SOLE None 0 0 7784 APPLE INC COM 037833100 12022 103808 SH SOLE None 0 0 103808 BLACKROCK MUNIYIELD FD INC COM 09253W104 167 12446 SH SOLE None 0 0 12446 SPDR SER TR PRTFLO S&P500 VL 78464A508 330 10916 SH SOLE None 0 0 10916 CATERPILLAR INC DEL COM 149123101 5458 36596 SH SOLE None 0 0 36596 IDEXX LABS INC COM 45168D104 261 665 SH SOLE None 0 0 665 ISHARES TR MSCI EMG MKT ETF 464287234 1057 23968 SH SOLE None 0 0 23968 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2562 19749 SH SOLE None 0 0 19749 TAPESTRY INC COM 876030107 250 16004 SH SOLE None 0 0 16004 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1220 11284 SH SOLE None 0 0 11284 CRACKER BARREL OLD CTRY STOR COM 22410J106 239 2083 SH SOLE None 0 0 2083 GENERAL MLS INC COM 370334104 740 12005 SH SOLE None 0 0 12005 GENERAL DYNAMICS CORP COM 369550108 228 1649 SH SOLE None 0 0 1649 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 332 8234 SH SOLE None 0 0 8234 SOUTHERN CO COM 842587107 331 6102 SH SOLE None 0 0 6102 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1253 28979 SH SOLE None 0 0 28979 PAYCHEX INC COM 704326107 331 4143 SH SOLE None 0 0 4143 NETFLIX INC COM 64110L106 993 1986 SH SOLE None 0 0 1986 CME GROUP INC COM 12572Q105 704 4206 SH SOLE None 0 0 4206 ISHARES TR CORE US AGGBD ET 464287226 5681 48121 SH SOLE None 0 0 48121 ISHARES TR TIPS BD ETF 464287176 1571 12422 SH SOLE None 0 0 12422 CLOROX CO DEL COM 189054109 216 1029 SH SOLE None 0 0 1029 DOLLAR GEN CORP NEW COM 256677105 218 1040 SH SOLE None 0 0 1040 NVIDIA CORPORATION COM 67066G104 806 1490 SH SOLE None 0 0 1490 APOLLO INVT CORP COM NEW 03761U502 143 17233 SH SOLE None 0 0 17233 NEW YORK CMNTY BANCORP INC COM 649445103 438 52950 SH SOLE None 0 0 52950 ISHARES TR MRGSTR MD CP GRW 464288307 635 1983 SH SOLE None 0 0 1983 HUMANA INC COM 444859102 320 774 SH SOLE None 0 0 774 ENTERPRISE PRODS PARTNERS L COM 293792107 246 15589 SH SOLE None 0 0 15589 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 240 28246 SH SOLE None 0 0 28246 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 1108 89020 SH SOLE None 0 0 89020 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 572 38598 SH SOLE None 0 0 38598 PAPA JOHNS INTL INC COM 698813102 222 2700 SH SOLE None 0 0 2700 MGM RESORTS INTERNATIONAL COM 552953101 298 13690 SH SOLE None 0 0 13690 ALPHABET INC CAP STK CL A 02079K305 1606 1096 SH SOLE None 0 0 1096 SPDR GOLD TR GOLD SHS 78463V107 5654 31921 SH SOLE None 0 0 31921 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1563 7661 SH SOLE None 0 0 7661 VANGUARD INDEX FDS MID CAP ETF 922908629 3689 20931 SH SOLE None 0 0 20931 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1281 11579 SH SOLE None 0 0 11579 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 257 3256 SH SOLE None 0 0 3256 INTUITIVE SURGICAL INC COM NEW 46120E602 602 848 SH SOLE None 0 0 848 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 281 11146 SH SOLE None 0 0 11146 VANGUARD INDEX FDS SMALL CP ETF 922908751 1103 7169 SH SOLE None 0 0 7169 VANGUARD INDEX FDS GROWTH ETF 922908736 1588 6976 SH SOLE None 0 0 6976 EATON VANCE TX ADV GLBL DIV COM 27828S101 207 13935 SH SOLE None 0 0 13935 EXPEDIA GROUP INC COM NEW 30212P303 208 2271 SH SOLE None 0 0 2271 VANGUARD INDEX FDS SML CP GRW ETF 922908595 867 4036 SH SOLE None 0 0 4036 AMERCO COM 023586100 201 565 SH SOLE None 0 0 565 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 401 16558 SH SOLE None 0 0 16558 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 231 5983 SH SOLE None 0 0 5983 SPDR SER TR S&P DIVID ETF 78464A763 1373 14856 SH SOLE None 0 0 14856 RLI CORP COM 749607107 226 2705 SH SOLE None 0 0 2705 ISHARES GOLD TRUST ISHARES 464285105 821 45616 SH SOLE None 0 0 45616 THERMO FISHER SCIENTIFIC INC COM 883556102 216 488 SH SOLE None 0 0 488 FIRST TR VALUE LINE DIVID IN SHS 33734H106 4576 145448 SH SOLE None 0 0 145448 SALESFORCE COM INC COM 79466L302 441 1755 SH SOLE None 0 0 1755 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 273 14311 SH SOLE None 0 0 14311 VANGUARD WORLD FDS INF TECH ETF 92204A702 1177 3778 SH SOLE None 0 0 3778 ISHARES SILVER TR ISHARES 46428Q109 246 11363 SH SOLE None 0 0 11363 SPDR SER TR S&P BIOTECH 78464A870 882 7918 SH SOLE None 0 0 7918 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1112 4740 SH SOLE None 0 0 4740 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 6015 153594 SH SOLE None 0 0 153594 MASTERCARD INCORPORATED CL A 57636Q104 461 1362 SH SOLE None 0 0 1362 ISHARES TR U.S. MED DVC ETF 464288810 316 1055 SH SOLE None 0 0 1055 WISDOMTREE TR INTL SMCAP DIV 97717W760 361 6034 SH SOLE None 0 0 6034 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 278 4646 SH SOLE None 0 0 4646 BLACKSTONE MTG TR INC COM CL A 09257W100 225 10240 SH SOLE None 0 0 10240 COVANTA HLDG CORP COM 22282E102 91 11700 SH SOLE None 0 0 11700 WISDOMTREE TR US LARGECAP DIVD 97717W307 1139 11734 SH SOLE None 0 0 11734 WISDOMTREE TR US SMALLCAP DIVD 97717W604 230 10907 SH SOLE None 0 0 10907 ISHARES TR CORE S&P TTL STK 464287150 454 6018 SH SOLE None 0 0 6018 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3149 20131 SH SOLE None 0 0 20131 AMARIN CORP PLC SPONS ADR NEW 023111206 69 16298 SH SOLE None 0 0 16298 ARES CAPITAL CORP COM 04010L103 314 22488 SH SOLE None 0 0 22488 VOYA NAT RES EQUITY INCOME F COM 92913C106 25 10050 SH SOLE None 0 0 10050 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 738 50070 SH SOLE None 0 0 50070 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 1495 61405 SH SOLE None 0 0 61405 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 795 4415 SH SOLE None 0 0 4415 FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 1777 47419 SH SOLE None 0 0 47419 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 419 4135 SH SOLE None 0 0 4135 FIRST MIDWEST BANCORP DEL COM 320867104 273 25341 SH SOLE None 0 0 25341 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 2067 32666 SH SOLE None 0 0 32666 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1240 24570 SH SOLE None 0 0 24570 ISHARES TR IBOXX HI YD ETF 464288513 222 2647 SH SOLE None 0 0 2647 ISHARES TR ISHS 1-5YR INVS 464288646 429 7814 SH SOLE None 0 0 7814 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 330 3975 SH SOLE None 0 0 3975 VANGUARD BD INDEX FDS INTERMED TERM 921937819 345 3691 SH SOLE None 0 0 3691 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 258 1370 SH SOLE None 0 0 1370 SPDR SER TR PORTFOLIO S&P400 78464A847 285 8739 SH SOLE None 0 0 8739 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2628 71872 SH SOLE None 0 0 71872 BLACKSTONE GROUP INC COM CL A 09260D107 422 8093 SH SOLE None 0 0 8093 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 348 3113 SH SOLE None 0 0 3113 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1154 38005 SH SOLE None 0 0 38005 ISHARES TR PFD AND INCM SEC 464288687 461 12648 SH SOLE None 0 0 12648 WISDOMTREE TR EMER MKT HIGH FD 97717W315 543 15414 SH SOLE None 0 0 15414 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 931 11507 SH SOLE None 0 0 11507 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3234 79082 SH SOLE None 0 0 79082 ISHARES TR NATIONAL MUN ETF 464288414 3114 26859 SH SOLE None 0 0 26859 PROSHARES TR PSHS ULTRA TECH 74347R693 244 4296 SH SOLE None 0 0 4296 ARCHROCK INC COM 03957W106 81 15000 SH SOLE None 0 0 15000 EATON VANCE RISK MNGD DIV EQ COM 27829G106 173 18049 SH SOLE None 0 0 18049 SPDR SER TR BLMBRG BRC CNVRT 78464A359 2351 34120 SH SOLE None 0 0 34120 TRANSOCEAN LTD REG SHS H8817H100 180 222700 SH SOLE None 0 0 222700 SPDR SER TR PORTFLI TIPS ETF 78464A656 737 23882 SH SOLE None 0 0 23882 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 1607 60358 SH SOLE None 0 0 60358 ISHARES TR ISHS 5-10YR INVT 464288638 1321 21725 SH SOLE None 0 0 21725 SPDR SER TR BLOOMBERG BRCLYS 78468R622 1383 13262 SH SOLE None 0 0 13262 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 497 5249 SH SOLE None 0 0 5249 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 237 3752 SH SOLE None 0 0 3752 FIRST TR S&P REIT INDEX FD COM 33734G108 856 40551 SH SOLE None 0 0 40551 VOYA ASIA PAC DIVID EQUITY I COM 92912J102 114 14450 SH SOLE None 0 0 14450 VOYA INTL HIGH DIVID EQTY IN COM 92912Y109 68 15385 SH SOLE None 0 0 15385 ISHARES TR EAFE SML CP ETF 464288273 438 7428 SH SOLE None 0 0 7428 VISA INC COM CL A 92826C839 3022 15114 SH SOLE None 0 0 15114 PHILIP MORRIS INTL INC COM 718172109 785 10464 SH SOLE None 0 0 10464 SPDR SER TR PORTFOLIO S&P500 78464A854 8269 210143 SH SOLE None 0 0 210143 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1433 48973 SH SOLE None 0 0 48973 SPDR SER TR PORTFOLIO AGRGTE 78464A649 282 9167 SH SOLE None 0 0 9167 OPKO HEALTH INC COM 68375N103 48 13000 SH SOLE None 0 0 13000 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 280 18989 SH SOLE None 0 0 18989 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 470 25346 SH SOLE None 0 0 25346 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 226 2394 SH SOLE None 0 0 2394 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 1673 33107 SH SOLE None 0 0 33107 VIRNETX HLDG CORP COM 92823T108 54 10190 SH SOLE None 0 0 10190 FIRST TR NASDAQ 100 TECH IND SHS 337345102 2203 18791 SH SOLE None 0 0 18791 ISHARES TR MSCI ACWI ETF 464288257 2976 37240 SH SOLE None 0 0 37240 BLACKROCK CAP INVT CORP COM 092533108 89 36327 SH SOLE None 0 0 36327 VANECK VECTORS ETF TR LONG MUNI ETF 92189F536 1299 60723 SH SOLE None 0 0 60723 ISHARES TR MODERT ALLOC ETF 464289875 305 7436 SH SOLE None 0 0 7436 ISHARES TR CONSER ALLOC ETF 464289883 2922 78620 SH SOLE None 0 0 78620 ISHARES TR GRWT ALLOCAT ETF 464289867 1234 25485 SH SOLE None 0 0 25485 FS KKR CAPITAL CORP COM 302635206 699 44068 SH SOLE None 0 0 44068 BROADCOM INC COM 11135F101 389 1067 SH SOLE None 0 0 1067 VERISK ANALYTICS INC COM 92345Y106 506 2730 SH SOLE None 0 0 2730 TWO HBRS INVT CORP COM NEW 90187B408 283 55581 SH SOLE None 0 0 55581 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2922 28661 SH SOLE None 0 0 28661 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 841 10557 SH SOLE None 0 0 10557 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 256 8159 SH SOLE None 0 0 8159 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1684 20891 SH SOLE None 0 0 20891 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1766 21320 SH SOLE None 0 0 21320 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2166 31697 SH SOLE None 0 0 31697 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1827 15866 SH SOLE None 0 0 15866 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1312 25130 SH SOLE None 0 0 25130 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 203 1902 SH SOLE None 0 0 1902 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 5027 80969 SH SOLE None 0 0 80969 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 608 22708 SH SOLE None 0 0 22708 SPDR SER TR PORTFOLIO SHORT 78464A474 923 29432 SH SOLE None 0 0 29432 SPROTT PHYSICAL GOLD TR UNIT 85207H104 714 47474 SH SOLE None 0 0 47474 KENNEDY-WILSON HOLDINGS INC COM 489398107 290 20000 SH SOLE None 0 0 20000 TESLA INC COM 88160R101 1638 3818 SH SOLE None 0 0 3818 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 321 6226 SH SOLE None 0 0 6226 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1655 28202 SH SOLE None 0 0 28202 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1730 28070 SH SOLE None 0 0 28070 PIMCO ETF TR INV GRD CRP BD 72201R817 6109 53281 SH SOLE None 0 0 53281 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 812 2640 SH SOLE None 0 0 2640 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 129 15570 SH SOLE None 0 0 15570 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 388 12885 SH SOLE None 0 0 12885 SHOPIFY INC CL A 82509L107 352 344 SH SOLE None 0 0 344 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3201 57694 SH SOLE None 0 0 57694 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 129 10004 SH SOLE None 0 0 10004 ACELRX PHARMACEUTICALS INC COM 00444T100 23 16000 SH SOLE None 0 0 16000 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 938 43147 SH SOLE None 0 0 43147 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1534 70907 SH SOLE None 0 0 70907 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 111 16855 SH SOLE None 0 0 16855 SPDR SER TR NUVEEN BBG BRCLY 78464A284 803 14125 SH SOLE None 0 0 14125 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 4100 76433 SH SOLE None 0 0 76433 DBX ETF TR XTRACK MSCI EMRG 233051101 1539 63367 SH SOLE None 0 0 63367 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 353 6292 SH SOLE None 0 0 6292 DUNKIN BRANDS GROUP INC COM 265504100 287 3500 SH SOLE None 0 0 3500 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 965 69305 SH SOLE None 0 0 69305 FLEXSHARES TR MORNSTAR UPSTR 33939L407 498 17927 SH SOLE None 0 0 17927 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6036 109153 SH SOLE None 0 0 109153 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 3413 67869 SH SOLE None 0 0 67869 ISHARES TR MSCI USA MIN VOL 46429B697 4128 64773 SH SOLE None 0 0 64773 ISHARES TR MSCI EAFE MIN VL 46429B689 2367 34740 SH SOLE None 0 0 34740 ISHARES INC MSCI GBL MIN VOL 464286525 2670 29046 SH SOLE None 0 0 29046 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 1370 41543 SH SOLE None 0 0 41543 ISHARES TR US TREAS BD ETF 46429B267 692 24754 SH SOLE None 0 0 24754 SPDR SER TR PORTFOLIO SH TSR 78468R101 1650 53751 SH SOLE None 0 0 53751 FACEBOOK INC CL A 30303M102 4381 16729 SH SOLE None 0 0 16729 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 341 11476 SH SOLE None 0 0 11476 HEALTHCARE TR AMER INC CL A NEW 42225P501 624 24006 SH SOLE None 0 0 24006 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 1012 35554 SH SOLE None 0 0 35554 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 474 1009 SH SOLE None 0 0 1009 FS KKR CAP CORP II COM 35952V303 673 45724 SH SOLE None 0 0 45724 ISHARES INC CORE MSCI EMKT 46434G103 8295 157097 SH SOLE None 0 0 157097 ISHARES TR CORE MSCI EAFE 46432F842 277 4601 SH SOLE None 0 0 4601 AMPLIFY ETF TR HIGH INCOME 032108847 311 21229 SH SOLE None 0 0 21229 ISHARES TR CORE 1 5 YR USD 46432F859 223 4334 SH SOLE None 0 0 4334 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1808 35432 SH SOLE None 0 0 35432 ISHARES TR GNMA BOND ETF 46429B333 289 5657 SH SOLE None 0 0 5657 OFS CAP CORP COM 67103B100 52 11045 SH SOLE None 0 0 11045 ABBVIE INC COM 00287Y109 2645 30193 SH SOLE None 0 0 30193 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 359 17870 SH SOLE None 0 0 17870 FLEXSHARES TR QLT DIV DEF IDX 33939L845 1676 37908 SH SOLE None 0 0 37908 SPDR SER TR SSGA US SMAL ETF 78468R887 240 3162 SH SOLE None 0 0 3162 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 384 9215 SH SOLE None 0 0 9215 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 557 16771 SH SOLE None 0 0 16771 ISHARES TR MSCI USA MMENTM 46432F396 4020 27270 SH SOLE None 0 0 27270 WISDOMTREE TR US QTLY DIV GRT 97717X669 1925 38843 SH SOLE None 0 0 38843 ISHARES TR MSCI USA QLT FCT 46432F339 725 6991 SH SOLE None 0 0 6991 PROSHARES TR S&P 500 DV ARIST 74348A467 1431 19830 SH SOLE None 0 0 19830 SPDR SER TR PORTFOLIO S&P600 78468R853 463 16917 SH SOLE None 0 0 16917 TREVENA INC COM 89532E109 90 30000 SH SOLE None 0 0 30000 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 1271 37262 SH SOLE None 0 0 37262 TANDEM DIABETES CARE INC COM NEW 875372203 568 5002 SH SOLE None 0 0 5002 ALPHABET INC CAP STK CL C 02079K107 2247 1529 SH SOLE None 0 0 1529 JD.COM INC SPON ADR CL A 47215P106 258 3322 SH SOLE None 0 0 3322 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 507 9121 SH SOLE None 0 0 9121 ISHARES TR CORE DIV GRWTH 46434V621 852 21411 SH SOLE None 0 0 21411 ISHARES TR GLOBAL REIT ETF 46434V647 776 36916 SH SOLE None 0 0 36916 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 1947 32445 SH SOLE None 0 0 32445 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1307 4446 SH SOLE None 0 0 4446 GWG HLDGS INC COM 36192A109 119 13886 SH SOLE None 0 0 13886 ALPS ETF TR RIVRFRNT STR INC 00162Q783 520 21209 SH SOLE None 0 0 21209 ARK ETF TR NEXT GNRTN INTER 00214Q401 208 1916 SH SOLE None 0 0 1916 ARK ETF TR INNOVATION ETF 00214Q104 1766 19191 SH SOLE None 0 0 19191 ARK ETF TR GENOMIC REV ETF 00214Q302 250 3919 SH SOLE None 0 0 3919 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1884 36465 SH SOLE None 0 0 36465 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 297 5224 SH SOLE None 0 0 5224 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 422 9072 SH SOLE None 0 0 9072 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 439 8404 SH SOLE None 0 0 8404 VIRTU FINL INC CL A 928254101 510 22184 SH SOLE None 0 0 22184 KRAFT HEINZ CO COM 500754106 491 16409 SH SOLE None 0 0 16409 PAYPAL HLDGS INC COM 70450Y103 1100 5584 SH SOLE None 0 0 5584 ISHARES TR IBONDS DEC2022 46435G755 470 17731 SH SOLE None 0 0 17731 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 231 3397 SH SOLE None 0 0 3397 ISHARES TR IBONDS DEC2021 46435G789 463 17863 SH SOLE None 0 0 17863 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 5630 159640 SH SOLE None 0 0 159640 SQUARE INC CL A 852234103 581 3574 SH SOLE None 0 0 3574 SENSEONICS HLDGS INC COM 81727U105 6 15000 SH SOLE None 0 0 15000 AMPLIFY ETF TR ONLIN RETL ETF 032108102 400 4532 SH SOLE None 0 0 4532 TWILIO INC CL A 90138F102 235 950 SH SOLE None 0 0 950 ISHARES TR MSCI USA SMCP MN 46435G433 2003 68554 SH SOLE None 0 0 68554 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 3090 56160 SH SOLE None 0 0 56160 ISHARES TR FALN ANGLS USD 46435G474 478 17509 SH SOLE None 0 0 17509 ISHARES TR IBONDS DEC2023 46435G318 477 18151 SH SOLE None 0 0 18151 ISHARES TR ESG AWR MSCI USA 46435G425 353 4637 SH SOLE None 0 0 4637 CAMBRIA ETF TR TAIL RISK 132061862 909 42070 SH SOLE None 0 0 42070 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 299 5889 SH SOLE None 0 0 5889 GRANITE PT MTG TR INC COM STK 38741L107 237 33400 SH SOLE None 0 0 33400 NEXA RES S A COM L67359106 80 15088 SH SOLE None 0 0 15088 ISHARES TR IBONDS DEC 46435U697 620 22874 SH SOLE None 0 0 22874 DOCUSIGN INC COM 256163106 253 1175 SH SOLE None 0 0 1175 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 318 5355 SH SOLE None 0 0 5355 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 4927 197858 SH SOLE None 0 0 197858 NIO INC SPON ADS 62914V106 414 19500 SH SOLE None 0 0 19500 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 1012 12369 SH SOLE None 0 0 12369 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 1628 51404 SH SOLE None 0 0 51404 FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 33739P830 290 14027 SH SOLE None 0 0 14027 MODERNA INC COM 60770K107 234 3314 SH SOLE None 0 0 3314 AMPLIFY ETF TR INTL ONLINE 032108870 320 7840 SH SOLE None 0 0 7840 TIZIANA LIFE SCIENCES PLC SPONSORED ADS 88875G101 51 15200 SH SOLE None 0 0 15200 UBER TECHNOLOGIES INC COM 90353T100 292 8015 SH SOLE None 0 0 8015 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 3 5000 SH SOLE None 0 0 5000 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1 7000 SH SOLE None 0 0 7000 SPDR S&P 500 ETF TR TR UNIT 78462F103 5 10400 SH SOLE None 0 0 10400 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 4 1000 SH SOLE None 0 0 1000 STARBUCKS CORP COM 855244109 10 1000 SH SOLE None 0 0 1000 ABBOTT LABS COM 002824100 6 500 SH SOLE None 0 0 500 ABBOTT LABS COM 002824100 3 500 SH SOLE None 0 0 500 OPKO HEALTH INC COM 68375N103 1 3000 SH SOLE None 0 0 3000 OPKO HEALTH INC COM 68375N103 2 3000 SH SOLE None 0 0 3000 APPLE INC COM 037833100 2 300 SH SOLE None 0 0 300 APPLE INC COM 037833100 5 1500 SH SOLE None 0 0 1500 AMARIN CORP PLC SPONS ADR NEW 023111206 6 3000 SH SOLE None 0 0 3000 UNITEDHEALTH GROUP INC COM 91324P102 0 200 SH SOLE None 0 0 200 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 2 2000 SH SOLE None 0 0 2000 BOEING CO COM 097023105 1 100 SH SOLE None 0 0 100