Director of Operations

0001606587-19-001044.txt : 20191119 0001606587-19-001044.hdr.sgml : 20191119 20191119165923 ACCESSION NUMBER: 0001606587-19-001044 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 EFFECTIVENESS DATE: 20191119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ausdal Financial Partners, Inc. CENTRAL INDEX KEY: 0001667146 IRS NUMBER: 421129623 STATE OF INCORPORATION: IA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17378 FILM NUMBER: 191231937 BUSINESS ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 BUSINESS PHONE: 5633262064 MAIL ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001667146 XXXXXXXX 09-30-2019 09-30-2019 false Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd Davenport IA 52807

13F HOLDINGS REPORT 028-17378 N Michelle Swinney Director of Operations 563-326-2064 Michelle Swinney Davenport IA 11-12-2019 0 310 282527 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 498 3031 SH SOLE NONE 0 0 3031 STARBUCKS CORP COM 855244109 520 5884 SH SOLE NONE 0 0 5884 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 177 11232 SH SOLE NONE 0 0 11232 PRINCIPAL FINL GROUP INC COM 74251V102 421 7361 SH SOLE NONE 0 0 7361 MCDONALDS CORP COM 580135101 1626 7572 SH SOLE NONE 0 0 7572 FLUENT INC COM 34380C102 28 10144 SH SOLE NONE 0 0 10144 ALPHABET INC CAP STK CL C 02079K107 1501 1231 SH SOLE NONE 0 0 1231 VANGUARD GROUP DIV APP ETF 921908844 1890 15809 SH SOLE NONE 0 0 15809 UNION PACIFIC CORP COM 907818108 401 2473 SH SOLE NONE 0 0 2473 BLACKSTONE GROUP INC COM CL A 09260D107 429 8778 SH SOLE NONE 0 0 8778 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 596 18386 SH SOLE NONE 0 0 18386 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1681 10735 SH SOLE NONE 0 0 10735 CISCO SYS INC COM 17275R102 2009 40660 SH SOLE NONE 0 0 40660 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 253 5005 SH SOLE NONE 0 0 5005 ISHARES TR RUS MDCP VAL ETF 464287473 1592 17748 SH SOLE NONE 0 0 17748 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2568 46882 SH SOLE NONE 0 0 46882 MICROSOFT CORP COM 594918104 3273 23543 SH SOLE NONE 0 0 23543 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 477 16121 SH SOLE NONE 0 0 16121 ACELRX PHARMACEUTICALS INC COM 00444T100 43 19630 SH SOLE NONE 0 0 19630 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1495 18563 SH SOLE NONE 0 0 18563 VANGUARD INDEX FDS TOTAL STK MKT 922908769 790 5234 SH SOLE NONE 0 0 5234 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2661 26154 SH SOLE NONE 0 0 26154 BROADCOM INC COM 11135F101 329 1190 SH SOLE NONE 0 0 1190 ISHARES TR CORE S&P500 ETF 464287200 1886 6317 SH SOLE NONE 0 0 6317 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1243 30880 SH SOLE NONE 0 0 30880 GILEAD SCIENCES INC COM 375558103 400 6317 SH SOLE NONE 0 0 6317 VIRTU FINL INC CL A 928254101 244 14900 SH SOLE NONE 0 0 14900 HOME DEPOT INC COM 437076102 618 2666 SH SOLE NONE 0 0 2666 ETF SER SOLUTIONS PRMSE CP FRNT 26922A768 250 8044 SH SOLE NONE 0 0 8044 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 847 9543 SH SOLE NONE 0 0 9543 ISHARES TR CORE HIGH DV ETF 46429B663 207 2203 SH SOLE NONE 0 0 2203 BP PLC SPONSORED ADR 055622104 1142 30073 SH SOLE NONE 0 0 30073 ISHARES TR CONSER ALLOC ETF 464289883 1422 39888 SH SOLE NONE 0 0 39888 ZYNGA INC CL A 98986T108 77 13169 SH SOLE NONE 0 0 13169 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 341 3200 SH SOLE NONE 0 0 3200 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1807 8689 SH SOLE NONE 0 0 8689 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 548 3279 SH SOLE NONE 0 0 3279 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 287 8993 SH SOLE NONE 0 0 8993 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 1216 29639 SH SOLE NONE 0 0 29639 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 454 7576 SH SOLE NONE 0 0 7576 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 305 10156 SH SOLE NONE 0 0 10156 ISHARES TR CORE S&P TTL STK 464287150 2825 42114 SH SOLE NONE 0 0 42114 WISDOMTREE TR US TOTAL DIVIDND 97717W109 351 3544 SH SOLE NONE 0 0 3544 TANDEM DIABETES CARE INC COM NEW 875372203 523 8869 SH SOLE NONE 0 0 8869 CONSTELLATION BRANDS INC CL A 21036P108 456 2200 SH SOLE NONE 0 0 2200 WILLIAMS COS INC DEL COM 969457100 292 12125 SH SOLE NONE 0 0 12125 WALMART INC COM 931142103 1004 8461 SH SOLE NONE 0 0 8461 CSX CORP COM 126408103 450 6494 SH SOLE NONE 0 0 6494 DISNEY WALT CO COM DISNEY 254687106 1552 11909 SH SOLE NONE 0 0 11909 ISHARES TR IBONDS SEP2020 46434V571 310 12136 SH SOLE NONE 0 0 12136 CHEVRON CORP NEW COM 166764100 530 4468 SH SOLE NONE 0 0 4468 ISHARES TR CORE US AGGBD ET 464287226 1203 10634 SH SOLE NONE 0 0 10634 ALTRIA GROUP INC COM 02209S103 1167 28540 SH SOLE NONE 0 0 28540 MERCK & CO INC COM 58933Y105 624 7414 SH SOLE NONE 0 0 7414 BNY MELLON MUN BD INFRASTRUC COM SHS 09662W109 143 10058 SH SOLE NONE 0 0 10058 CARDINAL HEALTH INC COM 14149Y108 715 15144 SH SOLE NONE 0 0 15144 OMEGA HEALTHCARE INVS INC COM 681936100 258 6166 SH SOLE NONE 0 0 6166 AMGEN INC COM 031162100 414 2138 SH SOLE NONE 0 0 2138 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 462 13640 SH SOLE NONE 0 0 13640 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1725 12008 SH SOLE NONE 0 0 12008 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 311 17488 SH SOLE NONE 0 0 17488 JPMORGAN CHASE & CO COM 46625H100 1165 9899 SH SOLE NONE 0 0 9899 CAMBRIA ETF TR GLB MOMENT ETF 132061508 237 9329 SH SOLE NONE 0 0 9329 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 682 14383 SH SOLE NONE 0 0 14383 ISHARES TR 1 3 YR TREAS BD 464287457 338 3985 SH SOLE NONE 0 0 3985 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 285 19869 SH SOLE NONE 0 0 19869 ISHARES TR INTRM TR CRP ETF 464288638 586 10115 SH SOLE NONE 0 0 10115 AMAZON COM INC COM 023135106 2696 1553 SH SOLE NONE 0 0 1553 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 238 4867 SH SOLE NONE 0 0 4867 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 335 11770 SH SOLE NONE 0 0 11770 DISCOVER FINL SVCS COM 254709108 341 4211 SH SOLE NONE 0 0 4211 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 540 23209 SH SOLE NONE 0 0 23209 KENNEDY-WILSON HLDGS INC COM 489398107 355 16200 SH SOLE NONE 0 0 16200 COSTCO WHSL CORP NEW COM 22160K105 520 1805 SH SOLE NONE 0 0 1805 BOEING CO COM 097023105 1322 3476 SH SOLE NONE 0 0 3476 TESLA INC COM 88160R101 291 1208 SH SOLE NONE 0 0 1208 ISHARES TR MSCI ACWI ETF 464288257 14865 201553 SH SOLE NONE 0 0 201553 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 356 5366 SH SOLE NONE 0 0 5366 AMPLIFY ETF TR EASI TACTICAL 032108706 2036 84354 SH SOLE NONE 0 0 84354 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 398 4180 SH SOLE NONE 0 0 4180 TEEKAY TANKERS LTD CL A Y8565N102 25 19275 SH SOLE NONE 0 0 19275 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 285 9272 SH SOLE NONE 0 0 9272 AVEO PHARMACEUTICALS INC COM 053588109 28 33000 SH SOLE NONE 0 0 33000 VOYA RISK MANAGED NAT RES FD COM 92913C106 52 13225 SH SOLE NONE 0 0 13225 FS KKR CAPITAL CORP COM 302635107 795 136358 SH SOLE NONE 0 0 136358 VISA INC COM CL A 92826C839 2190 12734 SH SOLE NONE 0 0 12734 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 346 6423 SH SOLE NONE 0 0 6423 PAYCHEX INC COM 704326107 293 3540 SH SOLE NONE 0 0 3540 SECOND SIGHT MED PRODS INC COM 81362J100 8 10025 SH SOLE NONE 0 0 10025 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2478 26575 SH SOLE NONE 0 0 26575 CITIGROUP INC COM NEW 172967424 574 8310 SH SOLE NONE 0 0 8310 ISHARES TR EUROPE ETF 464287861 794 18352 SH SOLE NONE 0 0 18352 ISHARES TR S&P MC 400VL ETF 464287705 233 1458 SH SOLE NONE 0 0 1458 ISHARES TR 20 YR TR BD ETF 464287432 1482 10361 SH SOLE NONE 0 0 10361 CELGENE CORP COM 151020104 334 3359 SH SOLE NONE 0 0 3359 NEW YORK CMNTY BANCORP INC COM 649445103 617 49150 SH SOLE NONE 0 0 49150 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 236 4057 SH SOLE NONE 0 0 4057 ABBVIE INC COM 00287Y109 2351 31047 SH SOLE NONE 0 0 31047 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 5321 105547 SH SOLE NONE 0 0 105547 ALBEMARLE CORP COM 012653101 243 3502 SH SOLE NONE 0 0 3502 ISHARES TR MODERT ALLOC ETF 464289875 204 5194 SH SOLE NONE 0 0 5194 W P CAREY INC COM 92936U109 686 7669 SH SOLE NONE 0 0 7669 CONOCOPHILLIPS COM 20825C104 483 8481 SH SOLE NONE 0 0 8481 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 172 11470 SH SOLE NONE 0 0 11470 COLONY CR REAL ESTATE INC COM CL A 19625T101 169 11655 SH SOLE NONE 0 0 11655 WISDOMTREE TR EMER MKT HIGH FD 97717W315 865 20934 SH SOLE NONE 0 0 20934 TAPESTRY INC COM 876030107 441 16944 SH SOLE NONE 0 0 16944 UNITED PARCEL SERVICE INC CL B 911312106 320 2673 SH SOLE NONE 0 0 2673 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 332 5636 SH SOLE NONE 0 0 5636 ISHARES TR GRWT ALLOCAT ETF 464289867 1094 23762 SH SOLE NONE 0 0 23762 NORTHERN TR CORP COM 665859104 209 2244 SH SOLE NONE 0 0 2244 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 4622 79831 SH SOLE NONE 0 0 79831 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 3479 81604 SH SOLE NONE 0 0 81604 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 394 3264 SH SOLE NONE 0 0 3264 RAYTHEON CO COM NEW 755111507 696 3546 SH SOLE NONE 0 0 3546 WISDOMTREE TR US LARGECAP DIVD 97717W307 398 4019 SH SOLE NONE 0 0 4019 WALGREENS BOOTS ALLIANCE INC COM 931427108 622 11250 SH SOLE NONE 0 0 11250 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1476 26026 SH SOLE NONE 0 0 26026 FACEBOOK INC CL A 30303M102 2937 16492 SH SOLE NONE 0 0 16492 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 887 12511 SH SOLE NONE 0 0 12511 BLACKROCK MUNIYIELD FD INC COM 09253W104 210 14118 SH SOLE NONE 0 0 14118 ISHARES TR MSCI MIN VOL ETF 46429B697 1501 23411 SH SOLE NONE 0 0 23411 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1737 19268 SH SOLE NONE 0 0 19268 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3515 102524 SH SOLE NONE 0 0 102524 INTUITIVE SURGICAL INC COM NEW 46120E602 305 565 SH SOLE NONE 0 0 565 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 840 27227 SH SOLE NONE 0 0 27227 ALPHABET INC CAP STK CL A 02079K305 1376 1127 SH SOLE NONE 0 0 1127 MASTERCARD INC CL A 57636Q104 325 1195 SH SOLE NONE 0 0 1195 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 530 23921 SH SOLE NONE 0 0 23921 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 436 15556 SH SOLE NONE 0 0 15556 SPDR S&P 500 ETF TR TR UNIT 78462F103 3092 10419 SH SOLE NONE 0 0 10419 LOCKHEED MARTIN CORP COM 539830109 405 1037 SH SOLE NONE 0 0 1037 GENERAL ELECTRIC CO COM 369604103 471 52691 SH SOLE NONE 0 0 52691 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 554 10651 SH SOLE NONE 0 0 10651 QUALCOMM INC COM 747525103 591 7750 SH SOLE NONE 0 0 7750 BAIDU INC SPON ADR REP A 056752108 242 2351 SH SOLE NONE 0 0 2351 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 560 15887 SH SOLE NONE 0 0 15887 BAUSCH HEALTH COS INC COM 071734107 225 10300 SH SOLE NONE 0 0 10300 VOYA INTL HIGH DIVID EQTY IN COM 92912Y109 99 18830 SH SOLE NONE 0 0 18830 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 248 13050 SH SOLE NONE 0 0 13050 ISHARES TR MSCI EAFE ETF 464287465 455 6985 SH SOLE NONE 0 0 6985 ISHARES US ETF TR SHT MAT BD ETF 46431W507 6420 127530 SH SOLE NONE 0 0 127530 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 901 29998 SH SOLE NONE 0 0 29998 AT&T INC COM 00206R102 3247 85809 SH SOLE NONE 0 0 85809 ARK ETF TR INNOVATION ETF 00214Q104 374 8718 SH SOLE NONE 0 0 8718 ISHARES TR TIPS BD ETF 464287176 328 2820 SH SOLE NONE 0 0 2820 ISHARES TR RUS 1000 GRW ETF 464287614 242 1515 SH SOLE NONE 0 0 1515 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 483 14242 SH SOLE NONE 0 0 14242 ISHARES TR S&P SML 600 GWT 464287887 488 2733 SH SOLE NONE 0 0 2733 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 251 3866 SH SOLE NONE 0 0 3866 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1033 25150 SH SOLE NONE 0 0 25150 VOYA ASIA PAC DIVID EQUITY I COM 92912J102 143 16895 SH SOLE NONE 0 0 16895 INTEL CORP COM 458140100 712 13812 SH SOLE NONE 0 0 13812 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 108 15653 SH SOLE NONE 0 0 15653 WASTE MGMT INC DEL COM 94106L109 272 2366 SH SOLE NONE 0 0 2366 EXXON MOBIL CORP COM 30231G102 733 10383 SH SOLE NONE 0 0 10383 LILLY ELI & CO COM 532457108 287 2564 SH SOLE NONE 0 0 2564 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 475 9038 SH SOLE NONE 0 0 9038 NIO INC SPON ADS 62914V106 27 17321 SH SOLE NONE 0 0 17321 MARSH & MCLENNAN COS INC COM 571748102 376 3760 SH SOLE NONE 0 0 3760 BLACKSTONE MTG TR INC COM CL A 09257W100 508 14160 SH SOLE NONE 0 0 14160 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 448 11509 SH SOLE NONE 0 0 11509 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 826 28970 SH SOLE NONE 0 0 28970 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 656 3914 SH SOLE NONE 0 0 3914 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 835 28645 SH SOLE NONE 0 0 28645 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3221 109705 SH SOLE NONE 0 0 109705 WHEATON PRECIOUS METALS CORP COM 962879102 231 8813 SH SOLE NONE 0 0 8813 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 501 8229 SH SOLE NONE 0 0 8229 ISHARES TR USA QUALITY FCTR 46432F339 1172 12688 SH SOLE NONE 0 0 12688 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 128 11241 SH SOLE NONE 0 0 11241 CATERPILLAR INC DEL COM 149123101 7428 58810 SH SOLE NONE 0 0 58810 ISHARES TR IBONDS DEC 46435U697 349 13281 SH SOLE NONE 0 0 13281 ISHARES TR IBOXX HI YD ETF 464288513 220 2523 SH SOLE NONE 0 0 2523 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 137 19155 SH SOLE NONE 0 0 19155 ALPS ETF TR ALERIAN MLP 00162Q866 189 20673 SH SOLE NONE 0 0 20673 ISHARES TR MORTGE REL ETF 46435G342 1774 42097 SH SOLE NONE 0 0 42097 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1497 26477 SH SOLE NONE 0 0 26477 ISHARES TR US INDUSTRIALS 464287754 226 1423 SH SOLE NONE 0 0 1423 UNITED TECHNOLOGIES CORP COM 913017109 315 2308 SH SOLE NONE 0 0 2308 PROSHARES TR S&P 500 DV ARIST 74348A467 1175 16421 SH SOLE NONE 0 0 16421 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 399 20268 SH SOLE NONE 0 0 20268 ISHARES TR IBOXX INV CP ETF 464287242 275 2160 SH SOLE NONE 0 0 2160 ISHARES TR IBONDS DEC2023 46435G318 386 14985 SH SOLE NONE 0 0 14985 PAYPAL HLDGS INC COM 70450Y103 534 5153 SH SOLE NONE 0 0 5153 VANECK VECTORS ETF TR AMT FREE LONG MU 92189F536 1034 48898 SH SOLE NONE 0 0 48898 PHILIP MORRIS INTL INC COM 718172109 967 12740 SH SOLE NONE 0 0 12740 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3774 141288 SH SOLE NONE 0 0 141288 SQUARE INC CL A 852234103 285 4608 SH SOLE NONE 0 0 4608 ISHARES TR CORE DIV GRWTH 46434V621 291 7428 SH SOLE NONE 0 0 7428 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 140 10667 SH SOLE NONE 0 0 10667 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1786 6636 SH SOLE NONE 0 0 6636 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 210 3772 SH SOLE NONE 0 0 3772 VOYA PRIME RATE TR SH BEN INT 92913A100 252 53400 SH SOLE NONE 0 0 53400 GRANITE PT MTG TR INC COM 38741L107 573 30600 SH SOLE NONE 0 0 30600 ULTA BEAUTY INC COM 90384S303 225 899 SH SOLE NONE 0 0 899 GENUINE PARTS CO COM 372460105 488 4903 SH SOLE NONE 0 0 4903 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 487 19891 SH SOLE NONE 0 0 19891 VANGUARD INDEX FDS SMALL CP ETF 922908751 1022 6638 SH SOLE NONE 0 0 6638 ISHARES TR MIN VOL EAFE ETF 46429B689 876 11959 SH SOLE NONE 0 0 11959 BARRICK GOLD CORPORATION COM 067901108 200 11513 SH SOLE NONE 0 0 11513 VERIZON COMMUNICATIONS INC COM 92343V104 1050 17399 SH SOLE NONE 0 0 17399 DUKE ENERGY CORP NEW COM NEW 26441C204 299 3116 SH SOLE NONE 0 0 3116 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1939 14224 SH SOLE NONE 0 0 14224 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 1236 46558 SH SOLE NONE 0 0 46558 FLEXSHARES TR QUALT DIVD IDX 33939L860 1287 28313 SH SOLE NONE 0 0 28313 ISHARES TR IBONDS DEC2022 46435G755 375 14356 SH SOLE NONE 0 0 14356 INVESCO EXCHNG TRADED FD TR FNDMNTL IG CRP 46138E693 573 21862 SH SOLE NONE 0 0 21862 NETFLIX INC COM 64110L106 521 1946 SH SOLE NONE 0 0 1946 SCHWAB STRATEGIC TR US TIPS ETF 808524870 717 12626 SH SOLE NONE 0 0 12626 ARES CAP CORP COM 04010L103 477 25571 SH SOLE NONE 0 0 25571 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2297 6516 SH SOLE NONE 0 0 6516 MAIN STREET CAPITAL CORP COM 56035L104 238 5518 SH SOLE NONE 0 0 5518 ISHARES TR CORE S&P SCP ETF 464287804 746 9584 SH SOLE NONE 0 0 9584 DBX ETF TR XTRACK MSCI EMRG 233051101 921 42078 SH SOLE NONE 0 0 42078 FIRST MIDWEST BANCORP DEL COM 320867104 518 26610 SH SOLE NONE 0 0 26610 PRUDENTIAL FINL INC COM 744320102 228 2532 SH SOLE NONE 0 0 2532 HEALTHCARE TR AMER INC CL A NEW 42225P501 583 19849 SH SOLE NONE 0 0 19849 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1986 17074 SH SOLE NONE 0 0 17074 SOUTHERN CO COM 842587107 259 4193 SH SOLE NONE 0 0 4193 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 247 8117 SH SOLE NONE 0 0 8117 INVESCO QQQ TR UNIT SER 1 46090E103 2546 13483 SH SOLE NONE 0 0 13483 TREVENA INC COM 89532E109 42 43000 SH SOLE NONE 0 0 43000 COCA COLA CO COM 191216100 570 10462 SH SOLE NONE 0 0 10462 UNITEDHEALTH GROUP INC COM 91324P102 542 2492 SH SOLE NONE 0 0 2492 ISHARES TR CORE 1 5 YR USD 46432F859 251 4976 SH SOLE NONE 0 0 4976 ISHARES TR IBONDS DEC2021 46435G789 367 14247 SH SOLE NONE 0 0 14247 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 42 16000 SH SOLE NONE 0 0 16000 WISDOMTREE TR HEDGED HI YLD BD 97717W430 554 24098 SH SOLE NONE 0 0 24098 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 710 11953 SH SOLE NONE 0 0 11953 DBX ETF TR XTRACK HRVST CSI 233051879 415 15317 SH SOLE NONE 0 0 15317 ORGANOVO HLDGS INC COM 68620A104 4 14000 SH SOLE NONE 0 0 14000 ISHARES TR EAFE SML CP ETF 464288273 251 4382 SH SOLE NONE 0 0 4382 VANGUARD INDEX FDS GROWTH ETF 922908736 557 3349 SH SOLE NONE 0 0 3349 ORACLE CORP COM 68389X105 615 11176 SH SOLE NONE 0 0 11176 ISHARES TR USA MOMENTUM FCT 46432F396 2177 18255 SH SOLE NONE 0 0 18255 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2383 22044 SH SOLE NONE 0 0 22044 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 1823 16761 SH SOLE NONE 0 0 16761 PFIZER INC COM 717081103 510 14203 SH SOLE NONE 0 0 14203 AMERCO COM 023586100 259 665 SH SOLE NONE 0 0 665 PIMCO ETF TR ACTIVE BD ETF 72201R775 711 6531 SH SOLE NONE 0 0 6531 MICRON TECHNOLOGY INC COM 595112103 546 12743 SH SOLE NONE 0 0 12743 PIMCO ETF TR INV GRD CRP BD 72201R817 1288 11736 SH SOLE NONE 0 0 11736 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 867 21933 SH SOLE NONE 0 0 21933 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1064 15255 SH SOLE NONE 0 0 15255 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1077 12760 SH SOLE NONE 0 0 12760 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 256 2491 SH SOLE NONE 0 0 2491 ISHARES INC MIN VOL GBL ETF 464286525 1219 12862 SH SOLE NONE 0 0 12862 ISHARES TR GLB CNSM STP ETF 464288737 472 8610 SH SOLE NONE 0 0 8610 ISHARES TR PFD AND INCM SEC 464288687 318 8471 SH SOLE NONE 0 0 8471 BANK AMER CORP COM 060505104 447 15338 SH SOLE NONE 0 0 15338 PHILLIPS 66 COM 718546104 274 2679 SH SOLE NONE 0 0 2679 PROCTER & GAMBLE CO COM 742718109 1111 8931 SH SOLE NONE 0 0 8931 ZEBRA TECHNOLOGIES CORP CL A 989207105 276 1335 SH SOLE NONE 0 0 1335 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1043 8092 SH SOLE NONE 0 0 8092 SPDR GOLD TRUST GOLD SHS 78463V107 2043 14710 SH SOLE NONE 0 0 14710 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 334 33279 SH SOLE NONE 0 0 33279 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 369 4395 SH SOLE NONE 0 0 4395 JOHNSON & JOHNSON COM 478160104 1386 10714 SH SOLE NONE 0 0 10714 PEPSICO INC COM 713448108 1068 7791 SH SOLE NONE 0 0 7791 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1413 45518 SH SOLE NONE 0 0 45518 VANGUARD INDEX FDS MID CAP ETF 922908629 1297 7738 SH SOLE NONE 0 0 7738 TWO HBRS INVT CORP COM NEW 90187B408 764 58184 SH SOLE NONE 0 0 58184 FORD MTR CO DEL COM 345370860 275 30075 SH SOLE NONE 0 0 30075 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 627 38648 SH SOLE NONE 0 0 38648 MEDLEY CAP CORP COM 58503F106 52 20000 SH SOLE NONE 0 0 20000 INVESCO EXCHNG TRADED FD TR S&P SMLCP STAP 46138E172 1351 18163 SH SOLE NONE 0 0 18163 AMARIN CORP PLC SPONS ADR NEW 023111206 152 10050 SH SOLE NONE 0 0 10050 DEERE & CO COM 244199105 1888 11196 SH SOLE NONE 0 0 11196 ISHARES TR RUSSELL 2000 ETF 464287655 396 2617 SH SOLE NONE 0 0 2617 EXELON CORP COM 30161N101 337 6980 SH SOLE NONE 0 0 6980 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 4691 134603 SH SOLE NONE 0 0 134603 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 287 4045 SH SOLE NONE 0 0 4045 SPDR SERIES TRUST S&P BIOTECH 78464A870 459 6017 SH SOLE NONE 0 0 6017 DNP SELECT INCOME FD COM 23325P104 349 27160 SH SOLE NONE 0 0 27160 COVANTA HLDG CORP COM 22282E102 202 11700 SH SOLE NONE 0 0 11700 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 452 12291 SH SOLE NONE 0 0 12291 KRAFT HEINZ CO COM 500754106 256 9156 SH SOLE NONE 0 0 9156 CVS HEALTH CORP COM 126650100 288 4566 SH SOLE NONE 0 0 4566 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 404 14647 SH SOLE NONE 0 0 14647 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 493 9779 SH SOLE NONE 0 0 9779 NVIDIA CORP COM 67066G104 298 1714 SH SOLE NONE 0 0 1714 ABBOTT LABS COM 002824100 425 5082 SH SOLE NONE 0 0 5082 GAMESTOP CORP NEW CL A 36467W109 190 34450 SH SOLE NONE 0 0 34450 ISHARES TR NATIONAL MUN ETF 464288414 1590 13938 SH SOLE NONE 0 0 13938 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 515 26102 SH SOLE NONE 0 0 26102 GENERAL MLS INC COM 370334104 632 11461 SH SOLE NONE 0 0 11461 PEMBINA PIPELINE CORP COM 706327103 235 6343 SH SOLE NONE 0 0 6343 COMCAST CORP NEW CL A 20030N101 590 13080 SH SOLE NONE 0 0 13080 SELECT SECTOR SPDR TR ENERGY 81369Y506 284 4789 SH SOLE NONE 0 0 4789 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 232 3775 SH SOLE NONE 0 0 3775 ISHARES SILVER TRUST ISHARES 46428Q109 169 10645 SH SOLE NONE 0 0 10645 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 664 19443 SH SOLE NONE 0 0 19443 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 3184 60708 SH SOLE NONE 0 0 60708 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 928 18988 SH SOLE NONE 0 0 18988 TARGET CORP COM 87612E106 305 2855 SH SOLE NONE 0 0 2855 WELLS FARGO CO NEW COM 949746101 675 13374 SH SOLE NONE 0 0 13374 ISHARES TR DOW JONES US ETF 464287846 697 4727 SH SOLE NONE 0 0 4727 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3105 30261 SH SOLE NONE 0 0 30261 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 376 5591 SH SOLE NONE 0 0 5591 ISHARES TR RUS 1000 ETF 464287622 398 2419 SH SOLE NONE 0 0 2419 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 1569 86655 SH SOLE NONE 0 0 86655 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 350 10429 SH SOLE NONE 0 0 10429 HCP INC COM 40414L109 406 11388 SH SOLE NONE 0 0 11388 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 436 11666 SH SOLE NONE 0 0 11666 AMPLIFY ETF TR ONLIN RETL ETF 032108102 263 5630 SH SOLE NONE 0 0 5630 ENTERPRISE PRODS PARTNERS L COM 293792107 499 17445 SH SOLE NONE 0 0 17445 INTERNATIONAL BUSINESS MACHS COM 459200101 981 6748 SH SOLE NONE 0 0 6748 REALTY INCOME CORP COM 756109104 383 4997 SH SOLE NONE 0 0 4997 ISHARES TR CORE S&P MCP ETF 464287507 639 3308 SH SOLE NONE 0 0 3308 APPLE INC COM 037833100 6511 29070 SH SOLE NONE 0 0 29070