Director of Operations

0001606587-19-000754.txt : 20190805 0001606587-19-000754.hdr.sgml : 20190805 20190805165832 ACCESSION NUMBER: 0001606587-19-000754 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190805 DATE AS OF CHANGE: 20190805 EFFECTIVENESS DATE: 20190805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ausdal Financial Partners, Inc. CENTRAL INDEX KEY: 0001667146 IRS NUMBER: 421129623 STATE OF INCORPORATION: IA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17378 FILM NUMBER: 19999383 BUSINESS ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 BUSINESS PHONE: 5633262064 MAIL ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001667146 XXXXXXXX 06-30-2019 06-30-2019 false Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd Davenport IA 52807

13F HOLDINGS REPORT 028-17378 N Michelle Swinney Director of Operations 563-326-2064 Michelle Swinney Davenport IA 08-05-2019 0 296 260652 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 257 3898 SH SOLE NONE 0 0 3898 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 485 13930 SH SOLE NONE 0 0 13930 PRINCIPAL FINL GROUP INC COM 74251V102 437 7359 SH SOLE NONE 0 0 7359 MCDONALDS CORP COM 580135101 1647 7757 SH SOLE NONE 0 0 7757 ISHARES TR TIPS BD ETF 464287176 343 2982 SH SOLE NONE 0 0 2982 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 927 22550 SH SOLE NONE 0 0 22550 ISHARES TR RUS 1000 GRW ETF 464287614 254 1556 SH SOLE NONE 0 0 1556 3M CO COM 88579Y101 425 2393 SH SOLE NONE 0 0 2393 VOYA ASIA PAC DIVID EQUITY I COM 92912J102 151 16895 SH SOLE NONE 0 0 16895 INTEL CORP COM 458140100 874 16904 SH SOLE NONE 0 0 16904 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 87 10953 SH SOLE NONE 0 0 10953 ISHARES TR S&P SML 600 GWT 464287887 561 3019 SH SOLE NONE 0 0 3019 FLUENT INC COM 34380C102 56 10144 SH SOLE NONE 0 0 10144 WASTE MGMT INC DEL COM 94106L109 278 2354 SH SOLE NONE 0 0 2354 STARBUCKS CORP COM 855244109 491 5083 SH SOLE NONE 0 0 5083 BLACKSTONE MTG TR INC COM CL A 09257W100 490 13760 SH SOLE NONE 0 0 13760 ISHARES TR RUS MDCP VAL ETF 464287473 1610 17761 SH SOLE NONE 0 0 17761 EXXON MOBIL CORP COM 30231G102 725 9625 SH SOLE NONE 0 0 9625 LILLY ELI & CO COM 532457108 279 2564 SH SOLE NONE 0 0 2564 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 311 5953 SH SOLE NONE 0 0 5953 NIO INC SPON ADS 62914V106 52 15321 SH SOLE NONE 0 0 15321 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 475 11964 SH SOLE NONE 0 0 11964 ALPHABET INC CAP STK CL C 02079K107 1538 1255 SH SOLE NONE 0 0 1255 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 437 8898 SH SOLE NONE 0 0 8898 VANGUARD GROUP DIV APP ETF 921908844 1947 16305 SH SOLE NONE 0 0 16305 MARSH & MCLENNAN COS INC COM 571748102 378 3760 SH SOLE NONE 0 0 3760 MICROSOFT CORP COM 594918104 3263 23251 SH SOLE NONE 0 0 23251 UNION PACIFIC CORP COM 907818108 466 2599 SH SOLE NONE 0 0 2599 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 865 31029 SH SOLE NONE 0 0 31029 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 329 10538 SH SOLE NONE 0 0 10538 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 577 3326 SH SOLE NONE 0 0 3326 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 939 29936 SH SOLE NONE 0 0 29936 CISCO SYS INC COM 17275R102 2296 40662 SH SOLE NONE 0 0 40662 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 254 5041 SH SOLE NONE 0 0 5041 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4177 76201 SH SOLE NONE 0 0 76201 ACELRX PHARMACEUTICALS INC COM 00444T100 53 19630 SH SOLE NONE 0 0 19630 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 223 2719 SH SOLE NONE 0 0 2719 VANGUARD INDEX FDS TOTAL STK MKT 922908769 794 5163 SH SOLE NONE 0 0 5163 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1451 34399 SH SOLE NONE 0 0 34399 ISHARES TR USA QUALITY FCTR 46432F339 1831 19539 SH SOLE NONE 0 0 19539 GILEAD SCIENCES INC COM 375558103 424 6317 SH SOLE NONE 0 0 6317 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1939 19053 SH SOLE NONE 0 0 19053 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 733 24952 SH SOLE NONE 0 0 24952 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3895 133375 SH SOLE NONE 0 0 133375 VIRTU FINL INC CL A 928254101 211 9800 SH SOLE NONE 0 0 9800 CATERPILLAR INC DEL COM 149123101 7790 58596 SH SOLE NONE 0 0 58596 ETF SER SOLUTIONS PRMSE CP FRNT 26922A768 215 6924 SH SOLE NONE 0 0 6924 HOME DEPOT INC COM 437076102 603 2776 SH SOLE NONE 0 0 2776 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 832 9358 SH SOLE NONE 0 0 9358 BROADCOM INC COM 11135F101 356 1190 SH SOLE NONE 0 0 1190 ISHARES TR CORE S&P500 ETF 464287200 1880 6216 SH SOLE NONE 0 0 6216 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 516 8228 SH SOLE NONE 0 0 8228 ISHARES TR CORE HIGH DV ETF 46429B663 210 2203 SH SOLE NONE 0 0 2203 ISHARES TR IBONDS DEC 46435U697 319 12033 SH SOLE NONE 0 0 12033 KINDER MORGAN INC DEL COM 49456B101 249 12028 SH SOLE NONE 0 0 12028 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1797 8647 SH SOLE NONE 0 0 8647 BP PLC SPONSORED ADR 055622104 365 9122 SH SOLE NONE 0 0 9122 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 556 3193 SH SOLE NONE 0 0 3193 ALPS ETF TR ALERIAN MLP 00162Q866 224 22743 SH SOLE NONE 0 0 22743 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 139 18955 SH SOLE NONE 0 0 18955 ISHARES TR MORTGE REL ETF 46435G342 1827 42097 SH SOLE NONE 0 0 42097 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 295 9181 SH SOLE NONE 0 0 9181 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1517 26076 SH SOLE NONE 0 0 26076 UNITED TECHNOLOGIES CORP COM 913017109 293 2169 SH SOLE NONE 0 0 2169 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 495 13053 SH SOLE NONE 0 0 13053 PROSHARES TR S&P 500 DV ARIST 74348A467 1145 16155 SH SOLE NONE 0 0 16155 ISHARES TR CONSER ALLOC ETF 464289883 988 27923 SH SOLE NONE 0 0 27923 ISHARES TR IBONDS SEP19 ETF 46429B564 308 12123 SH SOLE NONE 0 0 12123 ZYNGA INC CL A 98986T108 85 13169 SH SOLE NONE 0 0 13169 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 311 16009 SH SOLE NONE 0 0 16009 ISHARES TR IBOXX INV CP ETF 464287242 260 2093 SH SOLE NONE 0 0 2093 ISHARES TR IBONDS DEC2023 46435G318 387 14945 SH SOLE NONE 0 0 14945 DISNEY WALT CO COM DISNEY 254687106 1614 11138 SH SOLE NONE 0 0 11138 WILLIAMS COS INC DEL COM 969457100 209 8350 SH SOLE NONE 0 0 8350 ISHARES TR CORE DIV GRWTH 46434V621 2301 58763 SH SOLE NONE 0 0 58763 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 486 7576 SH SOLE NONE 0 0 7576 PHILIP MORRIS INTL INC COM 718172109 1091 12641 SH SOLE NONE 0 0 12641 PAYPAL HLDGS INC COM 70450Y103 487 4343 SH SOLE NONE 0 0 4343 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 299 9576 SH SOLE NONE 0 0 9576 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3928 141126 SH SOLE NONE 0 0 141126 WALMART INC COM 931142103 978 8724 SH SOLE NONE 0 0 8724 ISHARES TR CORE S&P TTL STK 464287150 2834 41448 SH SOLE NONE 0 0 41448 VANECK VECTORS ETF TR AMT FREE LONG MU 92189F536 997 47743 SH SOLE NONE 0 0 47743 CSX CORP COM 126408103 456 6491 SH SOLE NONE 0 0 6491 VOYA PRIME RATE TR SH BEN INT 92913A100 256 53400 SH SOLE NONE 0 0 53400 CONSTELLATION BRANDS INC CL A 21036P108 438 2177 SH SOLE NONE 0 0 2177 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1402 5156 SH SOLE NONE 0 0 5156 TANDEM DIABETES CARE INC COM NEW 875372203 548 8512 SH SOLE NONE 0 0 8512 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 206 3757 SH SOLE NONE 0 0 3757 ISHARES TR IBONDS SEP2020 46434V571 310 12111 SH SOLE NONE 0 0 12111 GRANITE PT MTG TR INC COM 38741L107 435 22800 SH SOLE NONE 0 0 22800 CHEVRON CORP NEW COM 166764100 653 5254 SH SOLE NONE 0 0 5254 BNY MELLON MUN BD INFRASTRUC COM SHS 09662W109 140 10035 SH SOLE NONE 0 0 10035 CARDINAL HEALTH INC COM 14149Y108 703 15144 SH SOLE NONE 0 0 15144 VERIZON COMMUNICATIONS INC COM 92343V104 998 17615 SH SOLE NONE 0 0 17615 ISHARES TR CORE US AGGBD ET 464287226 998 8972 SH SOLE NONE 0 0 8972 GENUINE PARTS CO COM 372460105 435 4437 SH SOLE NONE 0 0 4437 DUKE ENERGY CORP NEW COM NEW 26441C204 272 3094 SH SOLE NONE 0 0 3094 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 483 20018 SH SOLE NONE 0 0 20018 OMEGA HEALTHCARE INVS INC COM 681936100 224 6124 SH SOLE NONE 0 0 6124 VANGUARD INDEX FDS SMALL CP ETF 922908751 1075 6707 SH SOLE NONE 0 0 6707 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1966 14224 SH SOLE NONE 0 0 14224 ALTRIA GROUP INC COM 02209S103 1344 27716 SH SOLE NONE 0 0 27716 ISHARES TR MIN VOL EAFE ETF 46429B689 767 10656 SH SOLE NONE 0 0 10656 MERCK & CO INC COM 58933Y105 608 7305 SH SOLE NONE 0 0 7305 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 1204 45843 SH SOLE NONE 0 0 45843 BARRICK GOLD CORPORATION COM 067901108 196 11512 SH SOLE NONE 0 0 11512 AMGEN INC COM 031162100 381 2157 SH SOLE NONE 0 0 2157 ISHARES TR CORE S&P SCP ETF 464287804 672 8439 SH SOLE NONE 0 0 8439 MAIN STREET CAPITAL CORP COM 56035L104 237 5566 SH SOLE NONE 0 0 5566 DBX ETF TR XTRACK MSCI EMRG 233051101 739 33178 SH SOLE NONE 0 0 33178 FIRST MIDWEST BANCORP DEL COM 320867104 576 26610 SH SOLE NONE 0 0 26610 FLEXSHARES TR QUALT DIVD IDX 33939L860 934 20355 SH SOLE NONE 0 0 20355 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 536 11281 SH SOLE NONE 0 0 11281 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 408 11840 SH SOLE NONE 0 0 11840 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 278 19869 SH SOLE NONE 0 0 19869 ISHARES TR IBONDS DEC2022 46435G755 376 14321 SH SOLE NONE 0 0 14321 VANGUARD WORLD FDS UTILITIES ETF 92204A876 217 1626 SH SOLE NONE 0 0 1626 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 315 17457 SH SOLE NONE 0 0 17457 ISHARES TR MIN VOL USA ETF 46429B697 1219 19239 SH SOLE NONE 0 0 19239 HEALTHCARE TR AMER INC CL A NEW 42225P501 525 19331 SH SOLE NONE 0 0 19331 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2404 6641 SH SOLE NONE 0 0 6641 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1515 12464 SH SOLE NONE 0 0 12464 AMAZON COM INC COM 023135106 2952 1555 SH SOLE NONE 0 0 1555 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 210 4262 SH SOLE NONE 0 0 4262 JPMORGAN CHASE & CO COM 46625H100 1226 10608 SH SOLE NONE 0 0 10608 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 256 10117 SH SOLE NONE 0 0 10117 INVESCO EXCHNG TRADED FD TR FNDMNTL IG CRP 46138E693 224 8647 SH SOLE NONE 0 0 8647 PRUDENTIAL FINL INC COM 744320102 264 2583 SH SOLE NONE 0 0 2583 NETFLIX INC COM 64110L106 637 1955 SH SOLE NONE 0 0 1955 DISCOVER FINL SVCS COM 254709108 383 4206 SH SOLE NONE 0 0 4206 ISHARES TR INTRM TR CRP ETF 464288638 235 4122 SH SOLE NONE 0 0 4122 SCHWAB STRATEGIC TR US TIPS ETF 808524870 659 11733 SH SOLE NONE 0 0 11733 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 371 15787 SH SOLE NONE 0 0 15787 ARES CAP CORP COM 04010L103 461 24628 SH SOLE NONE 0 0 24628 SOUTHERN CO COM 842587107 263 4754 SH SOLE NONE 0 0 4754 UNITEDHEALTH GROUP INC COM 91324P102 633 2482 SH SOLE NONE 0 0 2482 BOEING CO COM 097023105 1237 3559 SH SOLE NONE 0 0 3559 COSTCO WHSL CORP NEW COM 22160K105 508 1817 SH SOLE NONE 0 0 1817 ISHARES TR CORE 1 5 YR USD 46432F859 250 4966 SH SOLE NONE 0 0 4966 ISHARES TR IBONDS DEC2021 46435G789 368 14214 SH SOLE NONE 0 0 14214 KENNEDY-WILSON HLDGS INC COM 489398107 348 16200 SH SOLE NONE 0 0 16200 TESLA INC COM 88160R101 289 1193 SH SOLE NONE 0 0 1193 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 248 8106 SH SOLE NONE 0 0 8106 INVESCO QQQ TR UNIT SER 1 46090E103 3004 15502 SH SOLE NONE 0 0 15502 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 42 16000 SH SOLE NONE 0 0 16000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 356 5432 SH SOLE NONE 0 0 5432 WISDOMTREE TR HEDGED HI YLD BD 97717W430 451 19382 SH SOLE NONE 0 0 19382 ISHARES TR MSCI ACWI ETF 464288257 14645 196715 SH SOLE NONE 0 0 196715 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 697 11885 SH SOLE NONE 0 0 11885 AMPLIFY ETF TR EASI TACTICAL 032108706 2264 87499 SH SOLE NONE 0 0 87499 TEEKAY TANKERS LTD CL A Y8565N102 24 19275 SH SOLE NONE 0 0 19275 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 425 4180 SH SOLE NONE 0 0 4180 TREVENA INC COM 89532E109 41 43000 SH SOLE NONE 0 0 43000 COCA COLA CO COM 191216100 542 10096 SH SOLE NONE 0 0 10096 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 269 8747 SH SOLE NONE 0 0 8747 AVEO PHARMACEUTICALS INC COM 053588109 21 33000 SH SOLE NONE 0 0 33000 ORGANOVO HLDGS INC COM 68620A104 6 14000 SH SOLE NONE 0 0 14000 VOYA RISK MANAGED NAT RES FD COM 92913C106 63 13225 SH SOLE NONE 0 0 13225 FS KKR CAPITAL CORP COM 302635107 787 134730 SH SOLE NONE 0 0 134730 CITIGROUP INC COM NEW 172967424 615 8572 SH SOLE NONE 0 0 8572 ISHARES TR EAFE SML CP ETF 464288273 257 4526 SH SOLE NONE 0 0 4526 VANGUARD INDEX FDS GROWTH ETF 922908736 573 3387 SH SOLE NONE 0 0 3387 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 227 4285 SH SOLE NONE 0 0 4285 PAYCHEX INC COM 704326107 303 3516 SH SOLE NONE 0 0 3516 ISHARES TR EUROPE ETF 464287861 793 18352 SH SOLE NONE 0 0 18352 ISHARES TR S&P MC 400VL ETF 464287705 239 1458 SH SOLE NONE 0 0 1458 VISA INC COM CL A 92826C839 2282 12569 SH SOLE NONE 0 0 12569 SECOND SIGHT MED PRODS INC COM 81362J100 9 10025 SH SOLE NONE 0 0 10025 ISHARES TR USA MOMENTUM FCT 46432F396 1748 14261 SH SOLE NONE 0 0 14261 ORACLE CORP COM 68389X105 642 11175 SH SOLE NONE 0 0 11175 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2372 26585 SH SOLE NONE 0 0 26585 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1969 17937 SH SOLE NONE 0 0 17937 CELGENE CORP COM 151020104 317 3419 SH SOLE NONE 0 0 3419 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 1599 14699 SH SOLE NONE 0 0 14699 MICRON TECHNOLOGY INC COM 595112103 624 13153 SH SOLE NONE 0 0 13153 NEW YORK CMNTY BANCORP INC COM 649445103 570 50850 SH SOLE NONE 0 0 50850 ISHARES TR 20 YR TR BD ETF 464287432 1514 11483 SH SOLE NONE 0 0 11483 PIMCO ETF TR INV GRD CRP BD 72201R817 1121 10443 SH SOLE NONE 0 0 10443 PFIZER INC COM 717081103 649 16727 SH SOLE NONE 0 0 16727 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 664 17220 SH SOLE NONE 0 0 17220 AMERCO COM 023586100 257 665 SH SOLE NONE 0 0 665 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1083 14807 SH SOLE NONE 0 0 14807 PIMCO ETF TR ACTIVE BD ETF 72201R775 224 2083 SH SOLE NONE 0 0 2083 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 246 4146 SH SOLE NONE 0 0 4146 ISHARES INC MIN VOL GBL ETF 464286525 935 10079 SH SOLE NONE 0 0 10079 ALBEMARLE CORP COM 012653101 211 2863 SH SOLE NONE 0 0 2863 PHILLIPS 66 COM 718546104 278 2679 SH SOLE NONE 0 0 2679 W P CAREY INC COM 92936U109 610 7056 SH SOLE NONE 0 0 7056 ISHARES TR PFD AND INCM SEC 464288687 312 8352 SH SOLE NONE 0 0 8352 ABBVIE INC COM 00287Y109 2021 30086 SH SOLE NONE 0 0 30086 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1063 12822 SH SOLE NONE 0 0 12822 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 282 1551 SH SOLE NONE 0 0 1551 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 5240 104026 SH SOLE NONE 0 0 104026 BANK AMER CORP COM 060505104 477 15434 SH SOLE NONE 0 0 15434 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 235 4264 SH SOLE NONE 0 0 4264 VANGUARD INDEX FDS SML CP GRW ETF 922908595 204 1065 SH SOLE NONE 0 0 1065 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 215 2221 SH SOLE NONE 0 0 2221 ZEBRA TECHNOLOGIES CORP CL A 989207105 290 1330 SH SOLE NONE 0 0 1330 ISHARES TR MSCI CHINA ETF 46429B671 203 3440 SH SOLE NONE 0 0 3440 JOHNSON & JOHNSON COM 478160104 1416 10719 SH SOLE NONE 0 0 10719 CONOCOPHILLIPS COM 20825C104 505 8481 SH SOLE NONE 0 0 8481 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 369 5778 SH SOLE NONE 0 0 5778 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1074 8098 SH SOLE NONE 0 0 8098 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 789 21381 SH SOLE NONE 0 0 21381 WISDOMTREE TR EMER MKT HIGH FD 97717W315 920 20959 SH SOLE NONE 0 0 20959 PEPSICO INC COM 713448108 1018 7800 SH SOLE NONE 0 0 7800 TAPESTRY INC COM 876030107 353 11504 SH SOLE NONE 0 0 11504 SPDR GOLD TRUST GOLD SHS 78463V107 1736 12864 SH SOLE NONE 0 0 12864 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1203 38462 SH SOLE NONE 0 0 38462 VANGUARD INDEX FDS MID CAP ETF 922908629 1324 7745 SH SOLE NONE 0 0 7745 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 316 31838 SH SOLE NONE 0 0 31838 ISHARES TR GRWT ALLOCAT ETF 464289867 1055 23047 SH SOLE NONE 0 0 23047 UNITED PARCEL SERVICE INC CL B 911312106 319 2662 SH SOLE NONE 0 0 2662 NORTHERN TR CORP COM 665859104 222 2244 SH SOLE NONE 0 0 2244 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 184 12389 SH SOLE NONE 0 0 12389 TWO HBRS INVT CORP COM NEW 90187B408 784 58184 SH SOLE NONE 0 0 58184 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 2767 49503 SH SOLE NONE 0 0 49503 FORD MTR CO DEL COM 345370860 287 30013 SH SOLE NONE 0 0 30013 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 407 4744 SH SOLE NONE 0 0 4744 EXELON CORP COM 30161N101 324 7028 SH SOLE NONE 0 0 7028 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 4551 128413 SH SOLE NONE 0 0 128413 PROCTER AND GAMBLE CO COM 742718109 1078 8954 SH SOLE NONE 0 0 8954 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 1694 40034 SH SOLE NONE 0 0 40034 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 568 32048 SH SOLE NONE 0 0 32048 MEDLEY CAP CORP COM 58503F106 56 20000 SH SOLE NONE 0 0 20000 SPDR SERIES TRUST S&P BIOTECH 78464A870 529 6093 SH SOLE NONE 0 0 6093 DNP SELECT INCOME FD COM 23325P104 222 18389 SH SOLE NONE 0 0 18389 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 356 2914 SH SOLE NONE 0 0 2914 FACEBOOK INC CL A 30303M102 3244 16462 SH SOLE NONE 0 0 16462 DEERE & CO COM 244199105 1914 11258 SH SOLE NONE 0 0 11258 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 964 13397 SH SOLE NONE 0 0 13397 RAYTHEON CO COM NEW 755111507 648 3486 SH SOLE NONE 0 0 3486 ISHARES TR RUSSELL 2000 ETF 464287655 414 2622 SH SOLE NONE 0 0 2622 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 659 17620 SH SOLE NONE 0 0 17620 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1474 25727 SH SOLE NONE 0 0 25727 KRAFT HEINZ CO COM 500754106 260 8156 SH SOLE NONE 0 0 8156 WALGREENS BOOTS ALLIANCE INC COM 931427108 511 9225 SH SOLE NONE 0 0 9225 COVANTA HLDG CORP COM 22282E102 202 11700 SH SOLE NONE 0 0 11700 BLACKROCK MUNIYIELD FD INC COM 09253W104 153 10294 SH SOLE NONE 0 0 10294 PEMBINA PIPELINE CORP COM 706327103 230 6343 SH SOLE NONE 0 0 6343 INTUITIVE SURGICAL INC COM NEW 46120E602 300 565 SH SOLE NONE 0 0 565 CVS HEALTH CORP COM 126650100 251 4432 SH SOLE NONE 0 0 4432 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 311 3382 SH SOLE NONE 0 0 3382 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 754 24544 SH SOLE NONE 0 0 24544 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 386 14114 SH SOLE NONE 0 0 14114 CRACKER BARREL OLD CTRY STOR COM 22410J106 214 1219 SH SOLE NONE 0 0 1219 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 469 9296 SH SOLE NONE 0 0 9296 NVIDIA CORP COM 67066G104 284 1619 SH SOLE NONE 0 0 1619 ABBOTT LABS COM 002824100 449 5082 SH SOLE NONE 0 0 5082 ALPHABET INC CAP STK CL A 02079K305 1324 1078 SH SOLE NONE 0 0 1078 MASTERCARD INC CL A 57636Q104 332 1195 SH SOLE NONE 0 0 1195 COMCAST CORP NEW CL A 20030N101 588 13339 SH SOLE NONE 0 0 13339 ISHARES TR NATIONAL MUN ETF 464288414 1401 12323 SH SOLE NONE 0 0 12323 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 515 26220 SH SOLE NONE 0 0 26220 GENERAL MLS INC COM 370334104 588 10952 SH SOLE NONE 0 0 10952 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3710 104681 SH SOLE NONE 0 0 104681 SELECT SECTOR SPDR TR ENERGY 81369Y506 309 4909 SH SOLE NONE 0 0 4909 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 374 16318 SH SOLE NONE 0 0 16318 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 1463 85092 SH SOLE NONE 0 0 85092 GENERAL ELECTRIC CO COM 369604103 571 54315 SH SOLE NONE 0 0 54315 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 463 16291 SH SOLE NONE 0 0 16291 BAUSCH HEALTH COS INC COM 071734107 247 10000 SH SOLE NONE 0 0 10000 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 321 6211 SH SOLE NONE 0 0 6211 QUALCOMM INC COM 747525103 592 7911 SH SOLE NONE 0 0 7911 WELLS FARGO CO NEW COM 949746101 546 11247 SH SOLE NONE 0 0 11247 BAIDU INC SPON ADR REP A 056752108 266 2361 SH SOLE NONE 0 0 2361 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 3093 57367 SH SOLE NONE 0 0 57367 LOCKHEED MARTIN CORP COM 539830109 354 968 SH SOLE NONE 0 0 968 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 669 19836 SH SOLE NONE 0 0 19836 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1501 14585 SH SOLE NONE 0 0 14585 ISHARES TR DOW JONES US ETF 464287846 595 3971 SH SOLE NONE 0 0 3971 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 553 15859 SH SOLE NONE 0 0 15859 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 369 5572 SH SOLE NONE 0 0 5572 SPDR S&P 500 ETF TR TR UNIT 78462F103 3568 11864 SH SOLE NONE 0 0 11864 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 900 18356 SH SOLE NONE 0 0 18356 ISHARES TR RUS 1000 ETF 464287622 451 2697 SH SOLE NONE 0 0 2697 TARGET CORP COM 87612E106 276 3177 SH SOLE NONE 0 0 3177 ISHARES US ETF TR SHT MAT BD ETF 46431W507 2918 57972 SH SOLE NONE 0 0 57972 REALTY INCOME CORP COM 756109104 370 5288 SH SOLE NONE 0 0 5288 VOYA INTL HIGH DIVID EQTY IN COM 92912Y109 110 18830 SH SOLE NONE 0 0 18830 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 222 11708 SH SOLE NONE 0 0 11708 INTERNATIONAL BUSINESS MACHS COM 459200101 1020 6813 SH SOLE NONE 0 0 6813 HCP INC COM 40414L109 365 11308 SH SOLE NONE 0 0 11308 APPLE INC COM 037833100 6338 30356 SH SOLE NONE 0 0 30356 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 457 11207 SH SOLE NONE 0 0 11207 ISHARES TR CORE S&P MCP ETF 464287507 665 3352 SH SOLE NONE 0 0 3352 ISHARES TR MSCI EAFE ETF 464287465 463 7143 SH SOLE NONE 0 0 7143 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 532 17764 SH SOLE NONE 0 0 17764 NOKIA CORP SPONSORED ADR 654902204 55 10055 SH SOLE NONE 0 0 10055 AMPLIFY ETF TR ONLIN RETL ETF 032108102 267 5216 SH SOLE NONE 0 0 5216 ENTERPRISE PRODS PARTNERS L COM 293792107 513 17460 SH SOLE NONE 0 0 17460 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 211 5450 SH SOLE NONE 0 0 5450 AT&T INC COM 00206R102 3207 93815 SH SOLE NONE 0 0 93815 TWITTER INC NOTE 0.250% 9/1 90184LAB8 30 30000 PRN SOLE NONE 0 0 30000 ARK ETF TR INNOVATION ETF 00214Q104 451 9088 SH SOLE NONE 0 0 9088