0001606587-16-000804.txt : 20161025 0001606587-16-000804.hdr.sgml : 20161025 20161025164037 ACCESSION NUMBER: 0001606587-16-000804 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161025 DATE AS OF CHANGE: 20161025 EFFECTIVENESS DATE: 20161025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ausdal Financial Partners, Inc. CENTRAL INDEX KEY: 0001667146 IRS NUMBER: 421129623 STATE OF INCORPORATION: IA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17378 FILM NUMBER: 161950784 BUSINESS ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 BUSINESS PHONE: 5633262064 MAIL ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001667146 XXXXXXXX 09-30-2016 09-30-2016 false Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd Davenport IA 52807

13F HOLDINGS REPORT 028-17378 N Michelle Swinney 563-326-2064 Michelle Swinney Davenport IA 10-25-2016 0 265 198446 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ISHARES TR EUROPE ETF 464287861 468 11872 SH SOLE NONE 0 0 11872 ISHARES TR CORE S&P MCP ETF 464287507 1516 9801 SH SOLE NONE 0 0 9801 ISHARES TR S&P MC 400VL ETF 464287705 596 4480 SH SOLE NONE 0 0 4480 ISHARES TR S&P MC 400GR ETF 464287606 380 2175 SH SOLE NONE 0 0 2175 ISHARES TR CORE S&P SCP ETF 464287804 784 6313 SH SOLE NONE 0 0 6313 ISHARES TR SP SMCP600VL ETF 464287879 1727 13839 SH SOLE NONE 0 0 13839 ISHARES TR SP SMCP600GR ETF 464287887 250 1824 SH SOLE NONE 0 0 1824 ISHARES TR S&P 500 VAL ETF 464287408 432 4551 SH SOLE NONE 0 0 4551 ISHARES TR CORE S&P500 ETF 464287200 3587 16489 SH SOLE NONE 0 0 16489 ISHARES TR S&P 500 GRWT ETF 464287309 242 1990 SH SOLE NONE 0 0 1990 ISHARES TR RUS 1000 ETF 464287622 309 2564 SH SOLE NONE 0 0 2564 ISHARES TR RUS 1000 VAL ETF 464287598 493 4666 SH SOLE NONE 0 0 4666 ISHARES TR RUS 1000 GRW ETF 464287614 250 2398 SH SOLE NONE 0 0 2398 ISHARES TR RUSSELL 2000 ETF 464287655 1100 8858 SH SOLE NONE 0 0 8858 ISHARES TR RUS 2000 VAL ETF 464287630 564 5382 SH SOLE NONE 0 0 5382 ISHARES TR RUSSELL 3000 ETF 464287689 510 3976 SH SOLE NONE 0 0 3976 ISHARES TR U.S. REAL ES ETF 464287739 441 5466 SH SOLE NONE 0 0 5466 SPDR S&P 500 ETF TR TR UNIT 78462F103 1747 8077 SH SOLE NONE 0 0 8077 AMAZON COM INC COM 023135106 595 711 SH SOLE NONE 0 0 711 BRISTOL MYERS SQUIBB CO COM 110122108 605 11221 SH SOLE NONE 0 0 11221 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 562 3891 SH SOLE NONE 0 0 3891 BOEING CO COM 097023105 665 5049 SH SOLE NONE 0 0 5049 REALTY INCOME CORP COM 756109104 492 7352 SH SOLE NONE 0 0 7352 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 341 2870 SH SOLE NONE 0 0 2870 AMGEN INC COM 031162100 527 3162 SH SOLE NONE 0 0 3162 ABBOTT LABS COM 002824100 704 16658 SH SOLE NONE 0 0 16658 BP PLC SPONSORED ADR 055622104 646 18362 SH SOLE NONE 0 0 18362 ALTRIA GROUP INC COM 02209S103 1783 28196 SH SOLE NONE 0 0 28196 GENUINE PARTS CO COM 372460105 763 7595 SH SOLE NONE 0 0 7595 INTEL CORP COM 458140100 721 19091 SH SOLE NONE 0 0 19091 ISHARES TR RUS 2000 GRW ETF 464287648 346 2324 SH SOLE NONE 0 0 2324 ORACLE CORP COM 68389X105 202 5152 SH SOLE NONE 0 0 5152 DU PONT E I DE NEMOURS & CO COM 263534109 411 6137 SH SOLE NONE 0 0 6137 DISNEY WALT CO COM DISNEY 254687106 718 7728 SH SOLE NONE 0 0 7728 JOHNSON & JOHNSON COM 478160104 1522 12884 SH SOLE NONE 0 0 12884 PFIZER INC COM 717081103 444 13108 SH SOLE NONE 0 0 13108 EXELON CORP COM 30161N101 518 15568 SH SOLE NONE 0 0 15568 RITE AID CORP COM 767754104 103 13350 SH SOLE NONE 0 0 13350 ISHARES TR MSCI EAFE ETF 464287465 478 8081 SH SOLE NONE 0 0 8081 CHEVRON CORP NEW COM 166764100 674 6551 SH SOLE NONE 0 0 6551 MICROSOFT CORP COM 594918104 1086 18855 SH SOLE NONE 0 0 18855 UNITED PARCEL SERVICE INC CL B 911312106 357 3269 SH SOLE NONE 0 0 3269 AT&T INC COM 00206R102 3237 79707 SH SOLE NONE 0 0 79707 CITIGROUP INC COM NEW 172967424 386 8179 SH SOLE NONE 0 0 8179 CISCO SYS INC COM 17275R102 1286 40554 SH SOLE NONE 0 0 40554 DNP SELECT INCOME FD COM 23325P104 111 10848 SH SOLE NONE 0 0 10848 INTERNATIONAL BUSINESS MACHS COM 459200101 653 4108 SH SOLE NONE 0 0 4108 COCA COLA CO COM 191216100 204 4830 SH SOLE NONE 0 0 4830 LOCKHEED MARTIN CORP COM 539830109 615 2565 SH SOLE NONE 0 0 2565 PEPSICO INC COM 713448108 1056 9712 SH SOLE NONE 0 0 9712 VERIZON COMMUNICATIONS INC COM 92343V104 1246 23971 SH SOLE NONE 0 0 23971 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 434 4122 SH SOLE NONE 0 0 4122 ISHARES TR RUS MD CP GR ETF 464287481 340 3492 SH SOLE NONE 0 0 3492 ISHARES TR RUS MDCP VAL ETF 464287473 3049 39719 SH SOLE NONE 0 0 39719 ISHARES TR COHEN&STEER REIT 464287564 211 2008 SH SOLE NONE 0 0 2008 ISHARES TR U.S. ENERGY ETF 464287796 346 8881 SH SOLE NONE 0 0 8881 ISHARES TR U.S. TECH ETF 464287721 575 4834 SH SOLE NONE 0 0 4834 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 894 12660 SH SOLE NONE 0 0 12660 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 232 12019 SH SOLE NONE 0 0 12019 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 221 3777 SH SOLE NONE 0 0 3777 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 277 5791 SH SOLE NONE 0 0 5791 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 222 4172 SH SOLE NONE 0 0 4172 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 334 4628 SH SOLE NONE 0 0 4628 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 309 3860 SH SOLE NONE 0 0 3860 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1821 21697 SH SOLE NONE 0 0 21697 WALGREENS BOOTS ALLIANCE INC COM 931427108 798 9892 SH SOLE NONE 0 0 9892 DEERE & CO COM 244199105 768 8997 SH SOLE NONE 0 0 8997 BANK AMER CORP COM 060505104 610 38988 SH SOLE NONE 0 0 38988 STARBUCKS CORP COM 855244109 282 5213 SH SOLE NONE 0 0 5213 EXXON MOBIL CORP COM 30231G102 1354 15508 SH SOLE NONE 0 0 15508 WAL-MART STORES INC COM 931142103 471 6531 SH SOLE NONE 0 0 6531 UNION PAC CORP COM 907818108 296 3031 SH SOLE NONE 0 0 3031 BARCLAYS PLC ADR 06738E204 137 15750 SH SOLE NONE 0 0 15750 TARGET CORP COM 87612E106 280 4072 SH SOLE NONE 0 0 4072 COSTCO WHSL CORP NEW COM 22160K105 239 1569 SH SOLE NONE 0 0 1569 LILLY ELI & CO COM 532457108 233 2903 SH SOLE NONE 0 0 2903 CVS HEALTH CORP COM 126650100 264 2962 SH SOLE NONE 0 0 2962 MERCK & CO INC COM 58933Y105 377 6048 SH SOLE NONE 0 0 6048 RAYTHEON CO COM NEW 755111507 315 2314 SH SOLE NONE 0 0 2314 PROCTER AND GAMBLE CO COM 742718109 948 10559 SH SOLE NONE 0 0 10559 GENERAL ELECTRIC CO COM 369604103 1086 36670 SH SOLE NONE 0 0 36670 KIMBERLY CLARK CORP COM 494368103 257 2040 SH SOLE NONE 0 0 2040 GILEAD SCIENCES INC COM 375558103 646 8165 SH SOLE NONE 0 0 8165 HOME DEPOT INC COM 437076102 365 2834 SH SOLE NONE 0 0 2834 MCDONALDS CORP COM 580135101 842 7297 SH SOLE NONE 0 0 7297 JPMORGAN CHASE & CO COM 46625H100 564 8464 SH SOLE NONE 0 0 8464 SIRIUS XM HLDGS INC COM 82968B103 47 11300 SH SOLE NONE 0 0 11300 MONDELEZ INTL INC CL A 609207105 202 4607 SH SOLE NONE 0 0 4607 WILLIS TOWERS WATSON PUB LTD SHS G96629103 264 1987 SH SOLE NONE 0 0 1987 WELLS FARGO & CO NEW COM 949746101 621 14017 SH SOLE NONE 0 0 14017 ISHARES TR 1-3 YR TR BD ETF 464287457 453 5323 SH SOLE NONE 0 0 5323 ISHARES TR 20 YR TR BD ETF 464287432 1607 11684 SH SOLE NONE 0 0 11684 ISHARES TR IBOXX INV CP ETF 464287242 281 2285 SH SOLE NONE 0 0 2285 FORD MTR CO DEL COM PAR $0.01 345370860 435 36075 SH SOLE NONE 0 0 36075 UNITEDHEALTH GROUP INC COM 91324P102 368 2628 SH SOLE NONE 0 0 2628 3M CO COM 88579Y101 257 1457 SH SOLE NONE 0 0 1457 COMCAST CORP NEW CL A 20030N101 348 5241 SH SOLE NONE 0 0 5241 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5508 49478 SH SOLE NONE 0 0 49478 PENNEY J C INC COM 708160106 103 11200 SH SOLE NONE 0 0 11200 HUNTINGTON BANCSHARES INC COM 446150104 108 11000 SH SOLE NONE 0 0 11000 CONOCOPHILLIPS COM 20825C104 464 10672 SH SOLE NONE 0 0 10672 APPLE INC COM 037833100 4374 38693 SH SOLE NONE 0 0 38693 SPDR SERIES TRUST S&P 500 VALUE 78464A508 350 3403 SH SOLE NONE 0 0 3403 CATERPILLAR INC DEL COM 149123101 4239 47753 SH SOLE NONE 0 0 47753 KINDER MORGAN INC DEL COM 49456B101 411 17778 SH SOLE NONE 0 0 17778 ISHARES TR MSCI EMG MKT ETF 464287234 1159 30938 SH SOLE NONE 0 0 30938 COACH INC COM 189754104 417 11400 SH SOLE NONE 0 0 11400 GENERAL MLS INC COM 370334104 254 3983 SH SOLE NONE 0 0 3983 REGIONS FINL CORP NEW COM 7591EP100 162 16400 SH SOLE NONE 0 0 16400 AVISTA CORP COM 05379B107 333 7962 SH SOLE NONE 0 0 7962 SIMON PPTY GROUP INC NEW COM 828806109 262 1265 SH SOLE NONE 0 0 1265 EATON VANCE LTD DUR INCOME F COM 27828H105 246 17923 SH SOLE NONE 0 0 17923 SOUTHERN CO COM 842587107 252 4921 SH SOLE NONE 0 0 4921 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2673 71035 SH SOLE NONE 0 0 71035 VALEANT PHARMACEUTICALS INTL COM 91911K102 275 11195 SH SOLE NONE 0 0 11195 NETFLIX INC COM 64110L106 332 3367 SH SOLE NONE 0 0 3367 ISHARES TR CORE US AGGBD ET 464287226 856 7614 SH SOLE NONE 0 0 7614 FRONTIER COMMUNICATIONS CORP COM 35906A108 72 17314 SH SOLE NONE 0 0 17314 ISHARES TR SELECT DIVID ETF 464287168 4591 53572 SH SOLE NONE 0 0 53572 ISHARES TR TIPS BD ETF 464287176 1024 8792 SH SOLE NONE 0 0 8792 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 213 6405 SH SOLE NONE 0 0 6405 APOLLO INVT CORP COM 03761U106 89 15401 SH SOLE NONE 0 0 15401 AMERICAN ELEC PWR INC COM 025537101 257 4009 SH SOLE NONE 0 0 4009 ISHARES TR MRNGSTR LG-CP ET 464287127 203 1586 SH SOLE NONE 0 0 1586 ISHARES TR MRNGSTR LG-CP VL 464288109 212 2400 SH SOLE NONE 0 0 2400 ISHARES TR MRGSTR MD CP VAL 464288406 231 1720 SH SOLE NONE 0 0 1720 ISHARES TR MRGSTR SM CP GR 464288604 385 2670 SH SOLE NONE 0 0 2670 ISHARES TR MRNING SM CP ETF 464288703 3016 23114 SH SOLE NONE 0 0 23114 REYNOLDS AMERICAN INC COM 761713106 281 5963 SH SOLE NONE 0 0 5963 BANCO SANTANDER SA ADR 05964H105 54 12167 SH SOLE NONE 0 0 12167 ENTERPRISE PRODS PARTNERS L COM 293792107 694 25102 SH SOLE NONE 0 0 25102 MCDERMOTT INTL INC COM 580037109 54 10700 SH SOLE NONE 0 0 10700 HOVNANIAN ENTERPRISES INC CL A 442487203 248 147000 SH SOLE NONE 0 0 147000 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 624 38042 SH SOLE NONE 0 0 38042 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 287 16050 SH SOLE NONE 0 0 16050 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 616 18068 SH SOLE NONE 0 0 18068 ALPHABET INC CAP STK CL A 02079K305 433 538 SH SOLE NONE 0 0 538 SPDR GOLD TRUST GOLD SHS 78463V107 1346 10715 SH SOLE NONE 0 0 10715 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 990 16345 SH SOLE NONE 0 0 16345 VANGUARD INDEX FDS VALUE ETF 922908744 1344 15443 SH SOLE NONE 0 0 15443 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 346 2604 SH SOLE NONE 0 0 2604 VANGUARD INDEX FDS MID CAP ETF 922908629 1521 11747 SH SOLE NONE 0 0 11747 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1079 9751 SH SOLE NONE 0 0 9751 VANGUARD INDEX FDS REIT ETF 922908553 2691 31025 SH SOLE NONE 0 0 31025 VANGUARD INDEX FDS SMALL CP ETF 922908751 2541 20794 SH SOLE NONE 0 0 20794 VANGUARD INDEX FDS GROWTH ETF 922908736 1842 16403 SH SOLE NONE 0 0 16403 FIRST TR SR FLG RTE INCM FD COM 33733U108 1555 113780 SH SOLE NONE 0 0 113780 NUVEEN ENHANCED AMT FREE MUN COM 67071L106 172 10722 SH SOLE NONE 0 0 10722 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 358 5055 SH SOLE NONE 0 0 5055 SUN LIFE FINL INC COM 866796105 292 8963 SH SOLE NONE 0 0 8963 BAIDU INC SPON ADR REP A 056752108 262 1437 SH SOLE NONE 0 0 1437 CLIFFS NAT RES INC COM 18683K101 164 28031 SH SOLE NONE 0 0 28031 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 95 33000 SH SOLE NONE 0 0 33000 VANGUARD INDEX FDS SML CP GRW ETF 922908595 717 5441 SH SOLE NONE 0 0 5441 ISHARES TR MICRO-CAP ETF 464288869 328 4206 SH SOLE NONE 0 0 4206 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 363 6873 SH SOLE NONE 0 0 6873 NUVEEN REAL ESTATE INCOME FD COM 67071B108 134 11240 SH SOLE NONE 0 0 11240 GLADSTONE CAPITAL CORP COM 376535100 97 11900 SH SOLE NONE 0 0 11900 SPDR SERIES TRUST S&P DIVID ETF 78464A763 810 9607 SH SOLE NONE 0 0 9607 ISHARES GOLD TRUST ISHARES 464285105 2190 172591 SH SOLE NONE 0 0 172591 ISHARES TR EAFE VALUE ETF 464288877 1526 33066 SH SOLE NONE 0 0 33066 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 313 5928 SH SOLE NONE 0 0 5928 CVB FINL CORP COM 126600105 200 11366 SH SOLE NONE 0 0 11366 VANGUARD WORLD FDS INF TECH ETF 92204A702 219 1822 SH SOLE NONE 0 0 1822 ISHARES SILVER TRUST ISHARES 46428Q109 192 10555 SH SOLE NONE 0 0 10555 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3715 140550 SH SOLE NONE 0 0 140550 ARENA PHARMACEUTICALS INC COM 040047102 18 10500 SH SOLE NONE 0 0 10500 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1049 21535 SH SOLE NONE 0 0 21535 PROSHARES TR PSHS ULT S&P 500 74347R107 323 4556 SH SOLE NONE 0 0 4556 PEMBINA PIPELINE CORP COM 706327103 747 24520 SH SOLE NONE 0 0 24520 PROSHARES TR PSHS ULTRA QQQ 74347R206 287 3317 SH SOLE NONE 0 0 3317 AMERICAN EQTY INVT LIFE HLD COM 025676206 460 25942 SH SOLE NONE 0 0 25942 BLACKSTONE MTG TR INC COM CL A 09257W100 238 8090 SH SOLE NONE 0 0 8090 WISDOMTREE TR SMALLCAP DIVID 97717W604 210 2798 SH SOLE NONE 0 0 2798 NUVEEN PREFERRED SECURITIES COM 67072C105 162 16845 SH SOLE NONE 0 0 16845 ISHARES TR CORE S&P TTL STK 464287150 444 8974 SH SOLE NONE 0 0 8974 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 428 28900 SH SOLE NONE 0 0 28900 PROSHARES TR PSHS ULSHT SP500 74347B300 280 17075 SH SOLE NONE 0 0 17075 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 231 2473 SH SOLE NONE 0 0 2473 PROSHARES TR SHORT S&P 500 NE 74347B425 248 6521 SH SOLE NONE 0 0 6521 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 835 18383 SH SOLE NONE 0 0 18383 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 747 54391 SH SOLE NONE 0 0 54391 ISHARES TR IBOXX HI YD ETF 464288513 917 10504 SH SOLE NONE 0 0 10504 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 241 2979 SH SOLE NONE 0 0 2979 PROSHARES TR PSHS ULTRUSS2000 74347R842 423 4456 SH SOLE NONE 0 0 4456 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2733 32476 SH SOLE NONE 0 0 32476 DISCOVER FINL SVCS COM 254709108 211 3729 SH SOLE NONE 0 0 3729 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 202 34014 SH SOLE NONE 0 0 34014 ISHARES TR MBS ETF 464288588 561 5096 SH SOLE NONE 0 0 5096 ISHARES TR U.S. PFD STK ETF 464288687 1912 48405 SH SOLE NONE 0 0 48405 ISHARES TR INTL SEL DIV ETF 464288448 1415 47197 SH SOLE NONE 0 0 47197 WISDOMTREE TR EMER MKT HIGH FD 97717W315 572 15215 SH SOLE NONE 0 0 15215 ISHARES TR 3-7 YR TR BD ETF 464288661 515 4066 SH SOLE NONE 0 0 4066 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1200 16640 SH SOLE NONE 0 0 16640 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2964 79238 SH SOLE NONE 0 0 79238 ISHARES TR NATIONAL MUN ETF 464288414 1127 9999 SH SOLE NONE 0 0 9999 MONOGRAM RESIDENTIAL TR INC COM 60979P105 133 12498 SH SOLE NONE 0 0 12498 ISHARES TR MRG RL ES CP ETF 464288539 1994 189769 SH SOLE NONE 0 0 189769 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 602 12995 SH SOLE NONE 0 0 12995 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 250 8157 SH SOLE NONE 0 0 8157 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 5640 153588 SH SOLE NONE 0 0 153588 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 205 8416 SH SOLE NONE 0 0 8416 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 699 14947 SH SOLE NONE 0 0 14947 ISHARES TR EAFE SML CP ETF 464288273 1221 23289 SH SOLE NONE 0 0 23289 ISHARES TR RESID RL EST CAP 464288562 247 3775 SH SOLE NONE 0 0 3775 VISA INC COM CL A 92826C839 362 4383 SH SOLE NONE 0 0 4383 PHILIP MORRIS INTL INC COM 718172109 1260 12956 SH SOLE NONE 0 0 12956 NORTHERN OIL & GAS INC NEV COM 665531109 27 10000 SH SOLE NONE 0 0 10000 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 793 52383 SH SOLE NONE 0 0 52383 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 452 23974 SH SOLE NONE 0 0 23974 PROSHARES TR PSHS ULTSH 20YRS 74347B201 661 20923 SH SOLE NONE 0 0 20923 ISHARES MODERT ALLOC ETF 464289875 230 6375 SH SOLE NONE 0 0 6375 ISHARES GRWT ALLOCAT ETF 464289867 732 17796 SH SOLE NONE 0 0 17796 FS INVT CORP COM 302635107 1463 154481 SH SOLE NONE 0 0 154481 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1641 18322 SH SOLE NONE 0 0 18322 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 236 7483 SH SOLE NONE 0 0 7483 PROSHARES TR ULTRAPRO SHORT S 74348A442 299 12929 SH SOLE NONE 0 0 12929 ETFS SILVER TR SILVER SHS 26922X107 204 10849 SH SOLE NONE 0 0 10849 TWO HBRS INVT CORP COM 90187B101 709 83173 SH SOLE NONE 0 0 83173 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5991 74373 SH SOLE NONE 0 0 74373 GLOBAL X FDS CHINA CONS ETF 37950E408 142 11700 SH SOLE NONE 0 0 11700 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 474 4958 SH SOLE NONE 0 0 4958 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 354 5781 SH SOLE NONE 0 0 5781 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1369 25368 SH SOLE NONE 0 0 25368 COBALT INTL ENERGY INC COM 19075F106 67 54375 SH SOLE NONE 0 0 54375 UNITED DEV FDG IV COM 910187103 82 25500 SH SOLE NONE 0 0 25500 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 457 20990 SH SOLE NONE 0 0 20990 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 673 21456 SH SOLE NONE 0 0 21456 CROSSROADS CAP INC COM 227656105 169 93231 SH SOLE NONE 0 0 93231 TESLA MTRS INC COM 88160R101 250 1226 SH SOLE NONE 0 0 1226 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 293 5762 SH SOLE NONE 0 0 5762 WISDOMTREE TR EM LCL DEBT FD 97717X867 1675 43990 SH SOLE NONE 0 0 43990 ALPS ETF TR ALERIAN MLP 00162Q866 465 36670 SH SOLE NONE 0 0 36670 PIMCO ETF TR INV GRD CRP BD 72201R817 283 2649 SH SOLE NONE 0 0 2649 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 238 1198 SH SOLE NONE 0 0 1198 BLACKSTONE GSO FLTING RTE FU COM 09256U105 179 10600 SH SOLE NONE 0 0 10600 GENERAL MTRS CO COM 37045V100 265 8343 SH SOLE NONE 0 0 8343 MEDLEY CAP CORP COM 58503F106 348 45588 SH SOLE NONE 0 0 45588 ENDOCYTE INC COM 29269A102 35 11480 SH SOLE NONE 0 0 11480 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1239 29862 SH SOLE NONE 0 0 29862 TERRAVIA HLDGS INC COM 88105A106 174 63200 SH SOLE NONE 0 0 63200 GLOBAL X FDS GLB X SUPERDIV 37950E549 211 9845 SH SOLE NONE 0 0 9845 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 501 9330 SH SOLE NONE 0 0 9330 VEREIT INC COM 92339V100 193 18586 SH SOLE NONE 0 0 18586 PROSHARES TR II ULTRA VIX SHORT 74347W254 745 44725 SH SOLE NONE 0 0 44725 ISHARES TR MIN VOL USA ETF 46429B697 536 11804 SH SOLE NONE 0 0 11804 CUBESMART COM 229663109 252 9250 SH SOLE NONE 0 0 9250 MANNING & NAPIER INC CL A 56382Q102 113 16000 SH SOLE NONE 0 0 16000 PHILLIPS 66 COM 718546104 271 3365 SH SOLE NONE 0 0 3365 FIRST TR EXCH TRD ALPHA FD I EX US SML CP 33737J406 419 11985 SH SOLE NONE 0 0 11985 SPDR SER TR SHT TRM HGH YLD 78468R408 242 8728 SH SOLE NONE 0 0 8728 FACEBOOK INC CL A 30303M102 1504 11722 SH SOLE NONE 0 0 11722 HEALTHCARE TR AMER INC CL A NEW 42225P501 766 23485 SH SOLE NONE 0 0 23485 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 194 10035 SH SOLE NONE 0 0 10035 ISHARES TR CORE ST USDB ETF 46432F859 298 5874 SH SOLE NONE 0 0 5874 ABBVIE INC COM 00287Y109 1755 27832 SH SOLE NONE 0 0 27832 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 1387 35701 SH SOLE NONE 0 0 35701 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 413 8729 SH SOLE NONE 0 0 8729 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 1082 36008 SH SOLE NONE 0 0 36008 GLOBAL NET LEASE INC COM 379378102 233 28562 SH SOLE NONE 0 0 28562 ADVISORSHARES TR ADVSHS YLD ETF 00768Y644 404 17147 SH SOLE NONE 0 0 17147 ALPHABET INC CAP STK CL C 02079K107 580 746 SH SOLE NONE 0 0 746 CIVEO CORP CDA COM 17878Y108 13 11000 SH SOLE NONE 0 0 11000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 580 5482 SH SOLE NONE 0 0 5482 KRAFT HEINZ CO COM 500754106 275 3070 SH SOLE NONE 0 0 3070