0001562180-24-000251.txt : 20240104 0001562180-24-000251.hdr.sgml : 20240104 20240104162340 ACCESSION NUMBER: 0001562180-24-000251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alpern Paul L CENTRAL INDEX KEY: 0001888542 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40960 FILM NUMBER: 24512260 MAIL ADDRESS: STREET 1: C/O ARTERIS, INC. STREET 2: 595 MILLICH DR., SUITE 200 CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arteris, Inc. CENTRAL INDEX KEY: 0001667011 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 E. HAMILTON AVE, SUITE 300 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 470-7300 MAIL ADDRESS: STREET 1: 900 E. HAMILTON AVE, SUITE 300 CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2024-01-02 false 0001667011 Arteris, Inc. AIP 0001888542 Alpern Paul L C/O ARTERIS, INC. 900 E. HAMILTON AVE., SUITE 300 CAMPBELL CA 95008 false true false false VP and General Counsel true Common Stock 2024-01-02 4 S false 1181.00 5.6932 D 39012.00 D Common Stock 2024-01-02 4 M false 1250.00 0.60 A 40262.00 D Common Stock 2024-01-02 4 M false 10000.00 0.56 A 50262.00 D Common Stock 2024-01-02 4 S false 1250.00 5.7134 D 49012.00 D Common Stock 2024-01-02 4 S false 10000.00 5.7059 D 39012.00 D Common Stock 2024-01-03 4 S false 1491.00 5.5063 D 37521.00 D Common Stock 0.60 2024-01-02 4 M false 1250.00 0.00 D 2030-07-22 Common Stock 1250.00 8750.00 D Common Stock 0.56 2024-01-02 4 M false 10000.00 0.00 D 2029-10-23 Common Stock 10000.00 170000.00 D Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.84 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.85 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.61 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 37,521 restricted stock units. /s/ Paul Alpern 2024-01-04