0001562180-24-000251.txt : 20240104
0001562180-24-000251.hdr.sgml : 20240104
20240104162340
ACCESSION NUMBER: 0001562180-24-000251
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240102
FILED AS OF DATE: 20240104
DATE AS OF CHANGE: 20240104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alpern Paul L
CENTRAL INDEX KEY: 0001888542
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40960
FILM NUMBER: 24512260
MAIL ADDRESS:
STREET 1: C/O ARTERIS, INC.
STREET 2: 595 MILLICH DR., SUITE 200
CITY: CAMPBELL
STATE: CA
ZIP: 95008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arteris, Inc.
CENTRAL INDEX KEY: 0001667011
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 E. HAMILTON AVE, SUITE 300
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: (408) 470-7300
MAIL ADDRESS:
STREET 1: 900 E. HAMILTON AVE, SUITE 300
CITY: CAMPBELL
STATE: CA
ZIP: 95008
4
1
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Arteris, Inc.
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Alpern Paul L
C/O ARTERIS, INC.
900 E. HAMILTON AVE., SUITE 300
CAMPBELL
CA
95008
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Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.
Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.
25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.
25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.84 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.85 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.61 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes 37,521 restricted stock units.
/s/ Paul Alpern
2024-01-04